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30 Nov 2018, 2:39 pm
Voss $1.075M in his securities fraud case against Legend Securities Inc., its ex-chief compliance officer Frank Philip Fusco, and former Legend broker Danard Warthen Brown. [read post]
11 Nov 2014, 6:02 am
Gana LLP recently filed a claim against Legend Securities, Inc. [read post]
13 Sep 2018, 7:27 am
(CRD #16944), also of Brooklyn, and Legend Securities, Inc., (CRD #44952) of New York, NY. [read post]
21 Sep 2009, 7:11 am
After the case of Prometheus Laboratories, Inc. v. [read post]
9 Oct 2012, 12:26 pm
World Yacht Inc. to be unlawful. [read post]
25 Apr 2019, 11:56 am
According to FINRA Disciplinary actions for April 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Boj, Pedro UBS Financial Services Inc BBVA Securities of PR Brooks, Carter Wells Fargo Clearing Services LLC Edward Jones Lofaro, Patrick Rockwell Global Capital LLC Dalton… [read post]
10 Feb 2014, 1:57 pm
Disney filed a lawsuit in a California Federal Court, Disney Enterprises, Inc. v. [read post]
5 May 2021, 4:15 am
On March 31, 2021, Ice Cube (also known as O’Shea Jackson, Sr.) filed a lawsuit against Robinhood Financial LLC, and Robinhood Markets, Inc., financial services providers, alleging Lanham Act violations as well as violations of California law, including misappropriation of likeness and unfair competition. [read post]
29 Aug 2012, 7:59 am
HAL-PE Associates Engineering Services, Inc. filed a protest with the SBA. [read post]
29 Aug 2012, 7:59 am
HAL-PE Associates Engineering Services, Inc. filed a protest with the SBA. [read post]
6 Aug 2019, 8:45 am
Dewaay Financial Network, LLC VSR Financial Services, Inc Freeman, Michael Spartan Capital Securities, LLC Legend Securities, Inc Fuzie, Cindy Morgan Stanley MML Investors Services, LLC Hernandez, Evelyn Morgan Stanley Chase Investment Services Barry, Jin Spartan Capital Securities, LLC Lampert Capital Markets Inc LaVolpe, Michael… [read post]
8 Oct 2014, 9:25 am
I attend the Ebenezer AME Church and am a member of the Alpha Kappa Alpha Sorority Inc. [read post]
9 Oct 2018, 2:49 am
Inc., 754 F.2d 996, 224 USPQ 969 (Fed. [read post]
4 Jun 2018, 6:30 am
Morgan Securities LLC Jonathan Richard Lake Morgan Stanley Wells Fargo Clearing Services LLC Maroof Miyana Legend Securities, Inc IAA Financial LLC Roberto Montano Waddell & Reed U.S. [read post]
25 Aug 2009, 1:45 am
(c) Legal Expert Connections, Inc., 866-417-7025 www.legalexpertconnections.com [read post]
21 Nov 2017, 7:00 am
Some noteworthy transactions in the previous year include Microsoft’s purchase of game-streaming service Beam Interactive Inc., Twitch’s acquisition of communication platform Curse Inc. and their recent purchase of ClipMine Inc., and Activision-Blizzard’s purchase of eSports digital network Major League Gaming Inc. [read post]
22 Aug 2013, 9:21 pm
Hewlett-Packard’s subsidiary, Palm, Inc., offered the app for sale on its app store. [read post]
24 Dec 2019, 7:38 am
According to FINRA Disciplinary actions for December 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Amparo, Nelson Citizens Securities, Inc Santander Securities LLC Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Brown, Andrew Worden Capital Management… [read post]
6 Mar 2018, 8:02 am
Legend Securities, Inc. [read post]
1 Aug 2016, 1:21 pm
Prior to working at Legend Securities, Inc., he was employed by Liberty Partners Financial Services, LLC from July to December 2012, Brookstone Securities, Inc. from March 2011 to June 2012, and Alexander Capital, LP from November 2009 to March 2011, per Mr. [read post]
