Search for: "Sigma Capital Management, LLC"
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5 Nov 2013, 4:23 am
CAPITAL ADVISORS, LLC (“SAC Capital LLC”), CR INTRINSIC INVESTORS, LLC (“CR Intrinsic”), and SIGMA CAPITAL MANAGEMENT, LLC (“Sigma Capital”)Subject to Court approval, the Agreement contemplates the SAC Companies pleading guilty to each count in the Indictment char... [read post]
31 Oct 2013, 6:30 am
CAPITAL ADVISORS, LLC (“SAC Capital LLC”), CR INTRINSIC INVESTORS, LLC (“CR Intrinsic”), and SIGMA CAPITAL MANAGEMENT, LLC (“Sigma Capital”)Subject to Court approval, the Agreement contemplates the SAC Companies pleading guilty to each count in the&... [read post]
24 Jul 2013, 4:52 am
(SDNY 13-CRIM-541, July 25, 2013)The Indictment consists of 40 pages and five counts:Count I: Wire FraudCount II: Securities Fraud (SAC Capital LP)Count III: Securities Fraud (SAC Capital LLC)Count IV: Securities Fraud (CR Intrinsic Investors, LLC)Count V: Securities Fraud (Sigma Capital Management, LLC)The Indictment alleges ("Portfolio Managers" are "PMs". [read post]
21 Mar 2016, 8:54 am
Bradford Exploration, Inc., Bradford Energy, LLC, and Bradford Energy Capital, LLC have been the managing general partner of 42 limited partnerships which investing more than $270 million in approximately 2,000 oil and natural gas wells, natural gas processing plants, natural gas pipelines, mineral leases, and royalty interests. [read post]
18 Jan 2012, 9:55 am
Those arrested included Todd Newman, a former portfolio manager with hedge-fund firm Diamondback Capital Management who oversaw technology investments; Jon Horvath, a technology analyst with Sigma Capital Management, an affiliate of giant hedge fund SAC Capital Advisors, in Manhattan; and Danny Kuo, a vice president and technology-fund manager with the Whittier Trust Co. in South Pasadena. [read post]
5 Apr 2007, 5:13 am
Capital Advisors, LLC 2,701,610 2,701,610 Sigma Capital Management, LLC 1,000,000 1,000,000 CR Intrinsic Investors, LLC 2,000,000 2,000,000 Steven A. [read post]
4 Apr 2011, 9:02 am
$39,000 Independent Financial Group LLC $36,000 Capital Management Securities Inc [read post]
16 Dec 2010, 8:46 am
$39,000 Independent Financial Group LLC $36,000 Capital Management Securities Inc [read post]
8 Feb 2012, 1:51 pm
Inc. 1,355.50 500+ New York, NY 17 Allegheny Financial Group Ltd. 1,247.00 500+ Pittsburgh, PA 18 United Capital Financial Advisers 1,214.90 500+ Newport Beach, CA 19 Family Management Corp. 1,173.60 500+ New York, NY 20 JMG Financial Group Ltd. 806.2 500+ Oak Brook, IL 21 Cain Watters & Associates 779.8 500+ Dallas, TX 22 Parsec Financial Management Inc. 749.7 500+ Asheville, NC 23 Cassaday & Co. [read post]
18 Jan 2012, 1:43 pm
Also arrested were Sigma Capital Management analyst Jon Horvath, hedge fund portfolio manager Todd Newman, who used to work at Diamondback Capital Management LLC, and analyst Danny Kuo. [read post]
24 Aug 2010, 4:51 pm
– The Australian childcare center operator sought recognition of its voluntary winding up proceeding over the objection of RCS Capital Development LLC. [read post]
2 Feb 2010, 12:54 am
Siano (Two Sigma Investments, LLC), J.W. [read post]
13 May 2021, 11:56 am
See Forte Capital Partners, LLC v. [read post]
11 Nov 2021, 5:00 am
In her current role at Paycor, which creates Human Capital Management (HCM) software, Hull leads with authenticity and works tirelessly as a corporate leader turning DE&I strategy into actionable results. [read post]
31 Jul 2012, 3:00 pm
Auriga Capital Corp. v. [read post]
Guest Post: Halliburton II Price Impact Defenses Can Limit Severity on Deficient Exchange Act Claims
12 Jan 2021, 2:19 pm
In today’s restricted business environment, the trial bar is winning a costly multi-front war on directors and officers that are focused on managing public corporations to get America back to work in the wake of the COVID-19 pandemic. [read post]
26 Sep 2009, 8:45 pm
In an intellectual capital economy, however, it is a conundrum. [read post]
29 Feb 2008, 8:00 am
: (Spicy IP),Recent trends in IP strategy – an excerpt from London talk: (IP ThinkTank),World Customs Organisation recommends far-reaching new rules on IP: (Intellectual Property Watch),Members seek ways to move policy in WIPO Traditional Knowledge Committee: (Intellectual Property Watch)Global - Trade Marks / Domain Names / BrandsXerox – avoiding genericide: (Afro-IP),Big business urges adoption of Anti-Counterfeiting Treaty: (IP Justice),WIPO press release ‘Record… [read post]
25 Jan 2010, 5:00 am
Dec. 27, 1991); In re Keegan Management Co. [read post]
