Search for: "Smith, Frank and Partners, LLC"
Results 1 - 20
of 38
Sorted by Relevance
|
Sort by Date
3 Sep 2014, 9:40 pm
Childers Schlueter & Smith, LLC is taking a leading role in the National litigation by appointment of its partner, Richard Schlueter, by Federal Judge Donovan Frank to the Plaintiff Steering Committee ( PSC) in MDL 13-2441 IN Re: Stryker Rejuvenate and ABG II hip implants products liability litigation. [read post]
26 Feb 2016, 6:06 am
Atmeh, CamberView Partners, LLC, on Friday, February 19, 2016 Tags: Boards of Directors, Charter & bylaws, Director nominations, Engagement, Institutional Investors, ISS, No-action letters, Proxy access, Rule 14a-8, SEC, Securities Regulation, Shareholder proposals, Shareholder voting Board Decisions in Delaware M&A Transactions Posted by Robert B. [read post]
29 Sep 2016, 11:24 am
Frank, who also agreed to settle the charges. [read post]
23 Oct 2020, 8:03 am
Deependra Logani Morgan Stanley Smith Barney LLC Santander Securities LLC Anthony Mastroianni Jr. [read post]
9 Aug 2011, 8:36 am
Smith [Continued from yesterday's Part 1.] [read post]
22 Mar 2011, 6:16 am
Gates and Partners increases its representation in this book to seven lawyers. [read post]
22 Feb 2022, 12:09 pm
Ian Ha Infinity Financial Services AXA Advisors, LLC Ikea Huggins Narith Long NYLife Securities LLC Northwestern Mutual Investment Services, LLC Frank Mathis Fidelity Brokerage Services LLC TD Ameritrade, Inc. [read post]
15 Nov 2021, 10:39 am
See e.g., In the Matter of Morgan Stanley Smith Barney LLC, Investment Advisers Act Rel. [read post]
15 Nov 2021, 10:39 am
See e.g., In the Matter of Morgan Stanley Smith Barney LLC, Investment Advisers Act Rel. [read post]
27 Dec 2021, 9:38 am
Wells Fargo Clearing Services, LLC Frank Mathis Fidelity Brokerage Services LLCV TD Ameritrade, Inc. [read post]
18 May 2018, 6:01 am
Huennekens, and Jamie Smith, EY Center for Board Matters, on Monday, May 14, 2018 Tags: Board composition, Board independence, Board tenure, Boards of Directors, Director qualifications, Director tenure, Disclosure, Diversity The Demand Review Committee: How it Works, and How it Could Work Better Posted by Justice Collins J. [read post]
26 Apr 2019, 5:55 am
Smith (EY Center for Board Matters) and Joe Dettmann (Ernst & Young LLP), on Wednesday, April 24, 2019 Tags: Accountability, Board oversight, Boards of Directors, Corporate culture, Human capital, Management, Oversight, Stakeholders Claims Based on Warranty and Indemnity Liability (W&I) Policies Posted by Joseph A. [read post]
12 Feb 2021, 5:57 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, February 5, 2021 Tags: Disclosure, Form ADV, No-action letters, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Solicitation Incentive Design Changes in Response to COVID-19: Russell 3000 Posted by Justin Beck and Felipe Rubio, Semler Brossy Consulting Group LLC, on Friday, February 5, 2021 … [read post]
18 Jan 2012, 10:06 pm
For example, investors would meet with Frank Spinosa, who was then a TD Bank vice president. [read post]
9 Sep 2008, 6:21 pm
Register today, and hear from our unrivaled Expert Speaker Roster, including names such as Charles O'Neill, Managing Partner at Chadbourne & Parke LLP and myself. [read post]
27 Dec 2013, 6:36 am
Interview of the Smith Debnam Managing Partner and CCO to come—watch this space. 3. [read post]
5 Mar 2007, 11:57 am
Shestack, Partner, Wolf, Block, Schorr and Solis-Cohen LLP; former President, American Bar Association John Shore, Foun [read post]
6 Apr 2018, 6:08 am
Fontaine, Corporate Risk Holdings LLC, and John Reed Stark, John Reed Stark Consulting LLC, on Saturday, March 31, 2018 Tags: Boards of Directors, Cybersecurity, Disclosure, Financial reporting, Risk, Risk management, Risk oversight, SEC, SEC enforcement, Securities enforcement, Securities regulation Do Director Networks Improve Managerial Learning from Stock Prices? [read post]
17 Oct 2011, 5:57 pm
The discussion turned to AT&T Mobility LLC v. [read post]
22 Feb 2021, 3:00 am
Back in the 1950s, Joe and his partners (of whom Frank Smith was indisputably the greatest) didn’t have to worry about niceties like Miranda warnings. [read post]
