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29 Dec 2020, 7:40 am by Silver Law Group
Forrest Jones (Forrest Andrew Jones CRD:# 4880765) is a former registered broker and investment advisor whose last known employer was Merrill, Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Conroe, TX. [read post]
20 Jul 2012, 2:45 pm by Michael Fox
Joined by Chief Judge Jones and Judges Jolly and Clement, Judge Smith wrote:The panel decision in Smith should be overruled. [read post]
12 Dec 2006, 8:37 am
But now, Blue Note Records and its marquee artist, jazz-pop singer Norah Jones, are selling her latest single through Yahoo Inc. as an MP3 -- despite the risk that it may add to piracy [read post]
17 Jan 2008, 12:10 am
In his sixth year at Jones Day, Todd King spent a lot of time negotiating an acquisition for an important client, Flowers Industries Inc., which sold its Mrs. [read post]
23 Nov 2008, 10:36 pm
I think the reason accountants and lawyers excessively capitalize  has to do with legal documents (contracts and engagement letters) you know, "This contract is between Smith, Evans and Jones (herein after referred to as "the Firm") and ABC Company, Inc. [read post]
3 May 2012, 8:48 am by WSJ Staff
Reuters By Ashby Jones and Jennifer Smith Breaking: One of the captains of New York law firm Dewey & LeBoeuf LLP is departing for a rival, a signal of further deterioration at a firm struggling to keep afloat amid partner defections and a heavy debt load. [read post]
16 Sep 2006, 4:36 pm
MIDLAND ENTERPRISES, INC. and THE OHIO RIVER CO., INC., DEFENDANTS CIVIL ACTION NO. 03-208-DLB UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF KENTUCKY 2006 U.S. [read post]
15 May 2007, 9:00 am
Court of Appeal (Civil Division) Lawrence v Pembrokeshire County Council [2007] EWCA Civ 446 (15 May 2007) Smith v Smith [2007] EWCA Civ 454 (15 May 2007) Intel Corporation Intel Corporation Inc v CPM United Kingdom Ltd [2007] EWCA Civ 431 (15 May 2007) Barclays Bank Plc & Anor v HM Revenue & Customs [2007] EWCA Civ 442 (11 May 2007) Eastaway v Secretary of State for Trade & Industry [2007] EWCA Civ 425 (10 May 2007) Sandhu v Jan De Rijk… [read post]
3 May 2007, 11:55 am
Ch. 1994).The Carroll Family collectively controlled Katy Industries, Inc., owning at various times 48 to 52% of the stock. [read post]
30 Jan 2019, 1:06 pm by Silver Law Group
  Pro-Integrity Securities   Evans, Makisha   Feitelnerg, Brendan   United Planners Financial Services   LPL Financial LLC   Jimenez, Mario   Merrill Lynch, Pierce, Fenner & Smith Inc   Bank of America   Justafort, Frantz   JP Morgan Securities LLC   Chase Investment Services   Maddox, Nicholas   TCFG Wealth Management LLC   US Bancorp Investments   Gustavo Madrigal-Flores   JP Morgan Securities… [read post]
28 Jun 2012, 3:38 pm
The Financial Industry Regulatory Authority says that it is fining Merrill Lynch, Pierce, Fenner & Smith, Inc. $2.8M in the wake of certain alleged supervisory failures that the SRO says led to the financial firm billing clients unwarranted fees. [read post]