Search for: "Social Sec Admin"
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5 Oct 2018, 6:10 am
Social Sec. [read post]
30 Oct 2009, 9:20 pm
Com'r Social Sec. [read post]
10 Oct 2014, 8:12 am
Commissioner of Social Sec. [read post]
5 Oct 2022, 6:14 am
The SEC considers the EMAX token to be an investment contract, a type of security under the SEC’s jurisdiction. [read post]
18 Mar 2024, 7:36 am
Here are copies of the orders:https://www.sec.gov/files/litigation/admin/2024/ia-6573.pdf andhttps://www.sec.gov/files/litigation/admin/2024/ia-6574.pdf In the SEC’s order against Global Predictions, the SEC found that the San Francisco-based firm made false and misleading claims in 2023 on its website and on social media about its purported use of AI. [read post]
12 Aug 2008, 12:14 pm
This issue came up in connection with the SEC's recent action against Pax World Management. [read post]
16 Jun 2016, 2:48 pm
Morgan Stanley said that Marsh did not take any sensitive passwords or Social Security numbers, and that it had not found any evidence that the breach resulted in any losses to customers. [read post]
7 Oct 2019, 10:09 am
See https://www.sec.gov/litigation/admin/2019/33-10702.pdf. [read post]
28 Sep 2015, 4:25 pm
Jones settlement is available at http://www.sec.gov/litigation/admin/2015/ia-4204.pdf. [read post]
14 Mar 2018, 12:46 am
The SEC announced the creation of a Cyber Unit to focus on efforts including hacking to obtain material nonpublic information and failures to adequately protect such intrusions; market manipulation through the spread of false information on electronic and social medial; misconduct on the “dark web”; and intrusions into retail brokerage accounts. [read post]
1 Jul 2011, 12:22 am
Sec. [read post]
12 Sep 2013, 1:49 pm
The SEC’s order can be found at www.sec.gov/litigation/admin/2013/34-70337.pdf. [read post]
2 Aug 2023, 11:37 am
[2] https://www.sec.gov/litigation/admin/2023/34-96796.pdf [read post]
6 Mar 2024, 9:01 pm
The Commission is a securities regulator without statutory authority or expertise to address political and social issues. [read post]
5 Aug 2008, 7:43 am
Social Sec. [read post]
2 Dec 2015, 3:51 am
Receiving a nutty social issue shareholder proposal. [read post]
9 Feb 2024, 3:00 am
And, in fact, this blog was perfectly timed since the SEC announced a new sweep this morning. [read post]
11 Sep 2018, 1:33 pm
No. 34-83839, Admin. [read post]
17 Jan 2019, 4:48 pm
Sec. 2. [read post]
11 Jan 2019, 12:30 pm
Prison admin: No need to check the video. [read post]
