Search for: "Standard Chartered Private Bank, Foreign entity, and a private banking division of Standard Chartered Bank"
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9 Jan 2013, 6:36 pm
Morgan) (see Eric Dash, JPMorgan Settles Bond Bid-Rigging Case for $211 Million, New York Times, July 7, 2011), confession of money laundering (HSBC) (Richard Blackden, HSBC's 'money-laundering' apology, Telegraph (UK), July 12, 2012), and settlement of money laundering charges (Standard Chartered) (Jessica Silver Greenberg, , Regulator Says British Bank Helped Iran Hide Deals, New York Times, Aug. 6, 2012).In Libya for example, an astounding sum of $200 billion was… [read post]
26 Jun 2010, 4:59 pm
(the “Hotel California” provision) Capital Standards: Establishes a floor for capital that cannot be lower than the standards in effect today. [read post]
23 Mar 2017, 1:59 pm
The public-private divide, the constraining structures of national principles of taxation and sovereign immunity are now ripe for contestation and change. [read post]
15 Oct 2014, 11:49 pm
Horizontal harmonization occurs between entities (traditionally state entities) roughly similarly situated within hierarchies of authorities—for example between the states of the United States, between the Member States of the European Union, or between two less formally connected states, for example between India a [read post]
10 Mar 2014, 7:35 am
Limited Liability Coops will require a similar clear set fo lines of authority and obligation, and standards under which to gauge them if they are to be as useful as capital privileging economic enterprises. [read post]
6 Sep 2012, 1:53 am
It is also worth noteworthy that these crowdfunding provisions may blur the clarity of the division between private and public companies. [read post]
8 Jun 2021, 7:23 am
But the existence of these institutions alone does not guarantee the long-term diffusion of the norms embedded in their guiding charters and mission statements. [read post]
15 Sep 2021, 6:00 am
FinCEN within the Treasury Department is tasked with combating financial crimes, but they proved ineffectual at shutting money laundering down in banks like JPMORGAN, Chase, HSBC, Standard Chartered, Deutsche Bank and Bank of New York Mellon who moved money for suspected criminals. [read post]
19 Mar 2024, 6:08 pm
On the other side, an inductive approach that was willing to accept multiple sources of regulation, public and private, and that approached the issue as one requiring a framework rather than a comprehensive system of law. [read post]
16 Apr 2020, 4:55 am
Amendment to Rules 5130 and 5131 includes expanding the ways that foreign investment companies can fall within the general exemption, broadening the definition of family investment vehicles, including foreign employee retirement benefits plans under the exemption, excluding sovereign entities from the definition of “Restricted Persons,” and other changes. [read post]
6 Sep 2019, 11:43 am
These lists were administered by any person, public or private entity with the ability to use the lists as a means of punishing or rewarding those on it. [read post]
1 Feb 2010, 6:36 am
The five units will be as follows: The Asset Management Unit to focus on investment advisers, investment companies, hedge funds and private equity funds; The Market Abuse Unit to focus on large-scale market abuses and complex manipulation schemes by institutional traders, market professionals and others; The Structured and New Products Unit to focus on complex derivatives and financial products, such as credit default swaps, collateralized debt obligations and other securitized products;… [read post]
16 Jul 2019, 10:18 am
The Form CRS, will be a standardized question-and-answer format and must be presented to retail investors at the beginning of their relationship. [read post]
12 Dec 2017, 4:36 pm
The new cyber unit, chartered among other things, to police ICOs, is already well-staffed with seasoned SEC veterans and up and running. [read post]
1 Jul 2011, 7:01 am
Research indicates that the decision in Shamil Bank v. [read post]
1 Jul 2011, 7:01 am
Research indicates that the decision in Shamil Bank v. [read post]
16 Feb 2021, 2:23 pm
M&T Bank Corp., 962 F.3d 701, 717 (3d Cir. 2020). [read post]
15 Jan 2019, 6:51 pm
It represents a shifting of coercive power from the external-the state, the police, and the institution to the internal-the individual and the private. [read post]
9 Dec 2022, 3:00 am
David Rivera, who signed a $50-million consulting contract with the Venezuela government, was arrested on suspicion of money-laundering and representing a foreign government without registering. [read post]
23 Aug 2008, 1:23 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: DRM for streaming music dies a quiet death: (Electronic Frontier Foundation), (Techdirt) CAFC decides Apotex and Impax infringed AstraZeneca’s Prilosec patents: (Law360), (Patent Prospector), (Patent Docs), (GenericsWeb), CAFC upholds lower court’s decision finding USPTO was within its rights to subject a Cooper patent to… [read post]
