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11 Sep 2012, 6:48 am
Morgan Stanley and Citigroup agreed on Tuesday to value their brokerage joint venture, Morgan Stanley Smith Barney, at $13.5 billion, allowing Morgan Stanley to buy full control of the business at a favorable valuation. [read post]
15 Sep 2011, 12:10 pm
Morgan Stanley Smith Barney, or more accurately, its predecessor Morgan Stanley andamp; Co., the Morgan Stanley part of the June 2009 joint venture with Morgan Stanley andamp; Co. and the Smith Barney division of Citigroup Global Markets, Inc., is no stranger to e-mail problems. [read post]
28 May 2020, 12:00 am
Morgan Stanley Smith Barney Agrees to $5,000,000 Settlement Fund to Benefit Harmed Investors In a release dated May 12, 2020, the Securities Exchange Commission announced that Morgan Stanley Smith Barney agreed to settle charges that it provided misleading information to clients in its Retail Wrap Fee Programs regarding trade execution services and transaction costs. [read post]
1 Jun 2009, 7:49 am
The joint venture between Morgan Stanley and Smith Barney closed today, creating a massive brokerage firm with over 18,000 financial advisors and 1,000 branch offices.According to press reports, the joint venture will handle each firm's retail operations, which each firm's institutional business will remain separate, although institutional will execute is orders through the joint venture.What remains to be seen is the effect of the joint venture, if any, on existing… [read post]
9 Jan 2009, 2:21 pm
From Eric Dash and Louise Story, colleagues of DealBook Citigroup is in talks to sell an interest in its Smith Barney brokerage and asset management unit to Morgan Stanley, according to two people with knowledge of the discussions. [read post]
16 Aug 2012, 5:40 am
A trader at Morgan Stanley Smith Barney blew past his $116 million trading limit to amass a $1.3 billion bet in 2009, Financial Industry Regulatory Authority records show, according to Bloomberg News. [read post]
14 Mar 2011, 3:34 pm
Recruiters believe that there will be more departures of Morgan Stanley advisers in 2011, particularly among those advisers who came on board from the Smith Barney acquisition. [read post]
1 Nov 2010, 8:00 am
When it comes to financial adviser satisfaction, Morgan Stanley Smith Barney rates at the very bottom of six national broker/dealers, according to a J.D. [read post]
15 May 2018, 1:00 pm
Peterson was previously employed at Morgan Stanley Smith Barney from 2011 to 2017 and St. [read post]
29 Jan 2024, 12:00 pm
Morgan Stanley operates under the following names: CITIGROUP INSTITUTIONAL CONSULTING, SMITH BARNEY, PRIVATE PORTFOLIO GROUP, MORGAN STANLEY WEALTH MANAGEMENT, MORGAN STANLEY SMITH BARNEY LLC, GRAYSTONE CONSULTING, CONSULTING GROUP, among others according to its CRD. [read post]
31 May 2012, 6:18 am
Morgan Stanley has announced plans to buy an additional 14 percent of Morgan Stanley Smith Barney, its brokerage joint venture with Citigroup. [read post]
10 Jan 2020, 7:40 am
John Cahill Is Accused of Elder Investor Fraud Continue Reading › The post Shepherd Smith Edwards and Kantas Investigates Ex-Morgan Stanley Broker John Cahill appeared first on Investor Lawyers Blog. [read post]
13 Nov 2017, 1:14 pm
Are you concerned about your investment losses with Morgan Stanley Smith Barney LLC? [read post]
14 May 2018, 1:49 pm
Polese was previously employed at Morgan Stanley Smith Barney from 2010 to 2017. [read post]
10 Nov 2011, 12:52 pm
Inc. and Morgan Stanley Smith Barney LLC $1 million and ordered $371,000 in restitution and interest to customers for excessive markups and markdowns charged to customers on corporate and municipal... [read post]
25 Jul 2012, 4:31 pm
The investment bank Perella Weinberg Partners has been called in to mediate as Morgan Stanley wrangles with Citigroup over how to value a unit they jointly own, Morgan Stanley Smith Barney. [read post]
10 Nov 2011, 12:52 pm
Inc. and Morgan Stanley Smith Barney LLC $1 million and ordered $371,000 in restitution and interest to customers for excessive markups and markdowns charged to customers on corporate and municipal... [read post]
25 Jul 2012, 4:31 pm
The investment bank Perella Weinberg Partners has been called in to mediate as Morgan Stanley wrangles with Citigroup over how to value a unit they jointly own, Morgan Stanley Smith Barney. [read post]
29 Mar 2011, 1:32 pm
The new head of Morgan Stanley's brokerage unit, Greg Fleming, talks to CNBC about how his group fits into the broader company -- and what the market environment means for business. [read post]
15 Sep 2015, 2:12 pm
Map of the Area Near the Accident The post Smith Coleman Killed, Stanley Pugh Injured, in Motorcycle-Pedestrian Accident In Loganville, GA appeared first on Injury Accident News and Opinions. [read post]
