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21 Jul 2010, 7:51 am
Morgan Stanley's core trading unit surprised investors on Wednesday by reporting a relatively small 15 percent drop-off in revenue in the second quarter from the first quarter. [read post]
16 Apr 2015, 9:01 pm
At that time my wife and I were involved in litigation against a small group of bogus Watergate revisionists who had created a conspiracy account of Watergate that had little to do with reality. [read post]
11 Aug 2010, 7:24 am
After being caught, Morgan Stanley quickly and quietly settled a proposed FINRA enforcement action by entering into an Acceptance Waiver andamp; Consent, paying a small fine ($800,000), and without admitting or denying the allegations, through a deal with FINRA (formerly the National Association of Securities Dealers, Inc.), a andquot;self-regulatory organizationandquot; which Morgan Stanley is a member, allows Morgan Stanley to keep secret the identities of the… [read post]
6 Oct 2011, 11:26 am
The Wall Street Journal, China Real Time Report, August 31, 2011 by Stanley Lubman http://blogs.wsj.com/chinarealtime/2011/08/31/dont-overlook-chinas-ordinary-laywers/ There is a relatively small number of activist Chinese lawyers (commonly referred to as “rights protectors”) who specialize in representing Chinese citizens whose rights are violated by government agencies…. [read post]
8 Mar 2016, 1:08 pm
Lax & Neville LLP has nationally represented small broker-dealers, financial services professionals and securities industry companies in regulatory matters and securities-related and commercial litigation. [read post]
3 Mar 2010, 7:09 am
So says the small Fish — small fry — Stanley, who loves the short — under 5'9" — actors who play tough guys in the movies: The pattern was set in the 1930s and ’40s by Edward G. [read post]
12 Aug 2008, 4:35 pm
Late yesterday, Morgan Stanley announced its intent to settle auction-rate securities claims with retail clients (identified as individual customers, charitable organizations and small businesses with accounts of $10 million or less) who purchased auction-rate securities from Morgan Stanley. [read post]
23 Aug 2009, 4:47 pm
A small group is currently working with her law firm on strategies to address the serious environmental issues we now face. [read post]
22 Dec 2015, 8:55 am
The brokerage firm, SG Americas, agreed to pay more than $1 million to settle the SEC’s charges.An SEC investigation found that while managing accounts that needed to liquidate certain positions, Sheila Huang arranged sales of mortgage-backed securities to SG Americas trader Yimin Ge at predetermined prices that would enable her to buy back the positions at a small markup into other accounts advised by Morgan Stanley. [read post]
3 Sep 2009, 3:22 pm
Instead, they prosecute small targets. [read post]
22 Aug 2014, 10:06 am
The trust was managed by Morgan Stanley’s banking unit. [read post]
12 Sep 2016, 6:39 am
The plaintiff found that the small-cap growth fund underperformed 99 percent of similar funds in 2014 and 94 percent in 2015. [read post]
12 May 2022, 4:01 am
Stephanie talks with the Student Loan Lawyer, Stanley Tate, about leveraging tech instead of staff and having a fixed mindset vs a growth mindset. [read post]
29 Jul 2017, 8:08 am
Stanley isolates from the central part of Thailand was confirmed. [read post]
3 Dec 2021, 12:58 pm
Hwang invested in a small number of companies. [read post]
9 Dec 2013, 8:29 am
While by no means the worst offender, Morgan Stanley is the latest. [read post]
10 Aug 2011, 4:30 am
Stanley McQuade of the Campbell University School of Law in Raleigh, North Carolina. [read post]
17 Jan 2008, 1:41 pm
Even a small recovery is better than none. [read post]
8 Nov 2007, 9:43 am
Let’s start with the premise that Morgan Stanley is a relatively small player in the business of underwriting collateralized debt obligations, which are complex pools [...] [read post]
14 Aug 2008, 9:04 pm
Morgan Stanley has agreed that it will effect these transactions by December 11, 2008. [read post]
