Search for: "State Street Bank & Trust Co."
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1 Jul 2009, 12:53 pm
State Street Bank and Trust Co. received a so-called "Wells" notice from the SEC tied to the ongoing investigation by the SEC into disclosures and management of the bank's fixed-income investments during 2007 and earlier periods. [read post]
1 Nov 2011, 7:46 am
An SEC administrative law judge dismissed charges that two former Street State Bank and Trust Co. employees misled investors about their exposure to subprime mortgage-backed securities in an unregistered fund, In re John P. [read post]
17 Feb 2008, 8:29 am
Court of Appeals for the Federal Circuit issued an order stating that, on the Court’s own motion, it will hold a hearing on several issues, including: Whether it is appropriate to reconsider State Street Bank & Trust Co. v. [...] [read post]
22 Apr 2014, 3:50 am
State Street Bank And Trust (889 F. [read post]
5 Oct 2008, 10:55 am
(State Street Bank & Trust Co. v. [read post]
30 Oct 2008, 6:35 pm
Oct. 30, 2008), rejecting the patentability test (State Street Bank & Trust Co. v. [read post]
25 Jun 2010, 2:13 pm
This believe was bolstered by the famous, or infamous depending on your view, case of State Street Bank & Trust Co. v. [read post]
18 Nov 2015, 1:08 pm
State Street Bank & Trust Co., the Sixth Circuit held that an ESOP fiduciary’s investment decisions satisfy the ERISA duty of prudence so long as the fiduciary uses a prudent process when the decisions are made. [read post]
30 Nov 2014, 7:30 am
This seemed to culminate in the 1998 ruling of the Federal Circuit in State Street Bank & Trust Co. v. [read post]
3 Feb 2009, 5:57 am
Compelling pieces of evidence, including sworn statements from Bank of America, have been uncovered indicating that, during recent years, Wall Street brokerage firms conspired to cheat state and local governments and American taxpayers in the municipals markets. [read post]
7 Feb 2012, 6:43 am
State Street Bank and Trust Company. [read post]
26 Nov 2007, 5:15 am
Because the record owner for street name shares is usually Cede & Co., it is the depository that has the voting rights under state law. [read post]
15 Oct 2011, 9:07 am
When followers of Andrew Jackson inveighed against the Second Bank of the United States -- otherwise known as “the Monster Bank” -- they were up in arms against what they feared was the systematic monopolizing of financial resources by a politically privileged elite. [read post]
3 Aug 2013, 7:07 am
For example, the Comptroller currently lists funds belonging to the following entities: COUNTY OF CATTARAUGUS INDUSTRIAL DEVELOPMENT AGENCY CCIDA #L83 02 LITTLE VALLEY NY 14755 COLUMBIA GAS TRANSMISSION CORP CITY OF BUFFALO C/O CARL DOBOZIN ATTY AT LAW 68 NIAGARA STREET BUFFALO NY 14202 UTICA FIRST INSURANCE CO TOWN OF JUNIUS RD 2 BOX 154 3 WATERLOO NY 13165 EXCHANGE INSURANCE CO VILLAGE OF CHERRRY CREEK VILLAGE… [read post]
25 Sep 2009, 7:54 am
Moreover, sworn statements from Bank of America, have reportedly been uncovered indicating that, during recent years, Wall Street brokerage firms conspired to cheat state and local governments and American taxpayers in the municipals markets. [read post]
1 Jul 2009, 11:33 am
In its regulatory filing that it submitted on Monday, State Street noted that the SEC had sent State Street Bank and Trust Co. a "Wells" notice related to a probe into disclosures and management of the bank's fixed-income investments before 2008. [read post]
15 Feb 2008, 8:35 am
Most interestingly, however, is that in the court's decision to hear the case en banc, the court asked the parties to brief the question:Whether it is appropriate to reconsider State Street Bank & Trust Co. v. [read post]
16 May 2011, 2:29 am
Banking organizations may have more than one regulator — for example, a federal and state regulator, or two different federal regulators for the bank and its holding company. [read post]
22 Aug 2017, 9:10 am
Upon formation of the Trust, TERI became a co-owner of the Trust, but also continued in the role of guaranty agency for each student loan. [read post]
6 Oct 2017, 6:39 pm
Courts in New York have the power to state and settle accounts, or to compel an accounting, and it is exercised in a great variety of cases involving fiduciary and trust relationships. [read post]
