Search for: "Stephanie Quiñones"
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30 May 2014, 3:47 pm
Posted By: Stephanie Quiñones The Foreign Account Tax Compliance Act (“FATCA”) is a US law designed to counter offshore tax avoidance by US persons. [read post]
8 Dec 2014, 2:03 pm
Posted By: Stephanie Quiñones Photo by Seth M. [read post]
27 Aug 2015, 1:10 pm
Posted By: Stephanie Quiñones Photo by Nancy Kamergorodsky Earlier this week, the Financial Crimes Enforcement Network (“FinCEN”) proposed a rule that would require investment advisers registered with the Securities Exchange Commission (“SEC”) to establish anti-money laundering (“AML”) programs and report suspicious activity to FinCEN pursuant to the Bank Secrecy Act (“BSA”). [read post]
4 Mar 2014, 11:47 am
Posted By: Stephanie Quiñones Illustration by Divine Harvester As we blogged about last August, Section 913 of the Dodd-Frank Act directed the SEC to study the need for establishing a new, uniform, federal fiduciary standard of care for brokers and investment advisers providing personalized investment advice. [read post]
5 May 2016, 10:36 am
Posted By: Stephanie Quiñones Photo by Jan Tik In business, we’ve all seen the traditional nondisclosure agreement (also known, more simply, as the “NDA”) between two parties wishing to discuss a potential business transaction. [read post]
17 Oct 2014, 10:25 am
Posted By: Stephanie Quiñones Photo by St. [read post]
22 Jul 2016, 12:31 pm
Posted By: Stephanie Quiñones Photo by Oblivious Dude The SEC’s Division of Corporation Finance recently issued new Compliance and Disclosure Interpretations (“C&DIs”) for Securities Act Rule 701 which clarify application of the Rule in the context of mergers. [read post]
17 Oct 2014, 5:30 pm
Cruise Industry is Completely Unprepared for Ebola Outbreak – Miami attorney Jim Walker of Walker & O’Neill on his blog, Cruise Law News UAS/FAA: Beware…Enforcement Efforts Are Moving Ahead – McLean, VA lawyer Mark McKinnon of McKenna Long & Aldridge on the firm’s blog, Plane-ly Spoken No more secret identities: Broker-dealers may soon be required to identify beneficial owners of legal entity customers – Fort Lauderdale lawyer Stephanie… [read post]
6 Jun 2014, 5:00 am
FATCA: What it is, and why it may apply to your business by Stephanie Quiñones in The Securities Edge The Foreign Account Tax Compliance Act (“FATCA”) is a US law designed to counter offshore tax avoidance by US persons. [read post]
