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26 Feb 2010, 8:43 am
Clause, who bought the bonds, was planning to sell them to Sterling Financial Investment Group Inc. [read post]
23 Feb 2017, 8:17 am by Renae Lloyd
In addition to restitution, the Financial Industry Regulatory Authority Inc. fined Purshe Kaplan Sterling Investments for its failures to supervise the sales of these securities. [read post]
9 Nov 2012, 5:44 am
by  Joyce GreeneProject Management with an Organizational Psychology Approach by Elaine Egan, Shearman & Sterling, LLPFor More information on Practice Innovations:The Practice Innovations Editorial BoardAbout Practice InnovationsPast Issues [read post]
5 Mar 2019, 10:03 am by ccollins
Avere Financial Group, LLC Axiom Capital Management, Inc. [read post]
6 Sep 2013, 4:24 am by Walter Olson
[earlier] The Cato Institute, along with the Pacific Legal Foundation and several other groups, has filed an amicus brief defending the township. [read post]
8 Aug 2023, 11:25 am by GraceLegere
The post Purshe Kaplan Brokers William Weisbrod and Lilia Nia Sanctioned appeared first on The White Law Group. [read post]
13 Mar 2008, 5:43 pm
Our live coverage from ABA TechShow 2008 continues this afternoon, with another special guest: David Cowen, managing partner at The Cowen Group. [read post]
4 Mar 2010, 3:44 pm by Victoria VanBuren
After a dispute over some bonds that Claus originally purchased to sell to Sterling Financial Investment Group, Inc. [read post]
10 Nov 2017, 6:22 am
Turban (University of Missouri), on Tuesday, November 7, 2017 Tags: Behavioral finance, Diversity, Executive performance, Filings, ManagementManager characteristics, Schedule 13D, Shareholder activism, Shareholder value Tax Reform and Executive Compensation Posted by Bentham W. [read post]
29 Oct 2008, 12:14 pm
As of June 30, 2008, shareholders at only a few companies have actually approved say-on-pay proposals, including Apple Inc., PG&E Corporation, Tech Data Corporation, Motorola, Inc., Lexmark Internaitonal Inc., H&R Block, Inc., Ingersoll rand Company, Limited, The South Financial Group, and Alaska Air Group, Inc. [read post]
1 Apr 2022, 12:16 pm by Rob Robinson
Year Q122 M&A+I Data Points Activity By Month (Q1 2022) January – 2 February – 2 March – 3 Activity By Month (Q1 2021) January – 3 February – 3 March – 4 Activity By Month (Q1 2020) January – 6 February – 2 March – 2 M&A+I Events (Running Listing: November 2001 – Today) Index: eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 15-March-22Fireman & CompanyEpiq… [read post]
29 Jun 2010, 1:47 pm
LLC $11,600,000 - Jesup andamp; Lamont Securities Corp. $100,000 $13,500 Kaiser andamp; Co. $100,000 $160,650 Lighthouse Capital Corp. $250,000 $33,750 Main Street Securities LLC $205,000 $45,450 Matheson Securities LLC $100,000 $37,800 Milkie Ferguson Investments Inc. $4,145,000 $480,350 Morrow Wealth Management $30,000 - National Securities Corp. $3,665,000 $437,250 Newbridge Securities Corp. $25,000 $15,750 NEXT Financial Group Inc.… [read post]
21 Aug 2013, 4:33 am by Kevin LaCroix
  In 2007, two Sun Capital Investments funds invested in Scott Brass, Inc., which went bankrupt in 2008. [read post]
7 Jan 2009, 7:29 am
Over the past decade, Rich has served as Chief Operating Officer of the Naples Capital Group; Director of Sales/Project Manager for Developer Services for Premier Properties of SW Florida; and President of Sterling Properties of Florida. [read post]
7 Feb 2023, 3:03 am by Rob Robinson
HBR Consulting, LLC (HBR), a trusted advisor to law firms and law departments worldwide, today announces the acquisition of leading content management firm Younts Consulting, Inc. [read post]