Search for: "Sterling Trading, LLC"
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8 Mar 2007, 1:42 am
Horizon is seeking an injunction enjoining Hanson and Akers from working at Sterling Ethanol and disclosing trade secrets. [read post]
26 Apr 2023, 11:17 am
On April 12, 2023, Tradeweb’s Swap Execution Facility, TW SEF LLC, filed a self-certification[1] for certain overnight index swaps (OIS)[2] referencing USD Secured Overnight Financing Rate (“SOFR”) or GBP Sterling Overnight Index Average (“SONIA”) to be “made available to trade” (“MAT”) on exchange. [read post]
3 Apr 2014, 12:33 pm
Sued by Midland Funding, LLC in Michigan? [read post]
24 Jun 2012, 7:34 pm
The Swatch Group Inc., which manufactures Hamilton brand watches, has filed a trade dress and trademark infringement lawsuit against Stuhrling Original LLC for “intentionally copying” the Ventura watch. [read post]
12 Nov 2023, 9:52 am
Essentiv LLC, 2020 WL 7024867 (D.Del. [read post]
15 Apr 2019, 8:31 am
Advisor Daniel Davila (Davila), formerly employed by Purshe Kaplan Sterling Investments (Purshe Kaplan) and currently employed by advisory firm Austin Walth Management, LLC (Austin Wealth) has been subject to at least two customer complaints. [read post]
21 Sep 2018, 7:48 am
According to Perkin’s FINRA BrokerCheck report, he was a registered advisor with Purshe Kaplan Sterling Investments in Lafayette, LA from December 2009 until August 2016. [read post]
20 Jan 2017, 7:38 am
Sterling, LLC, a Garden City, New York, broker-dealer, from November 2011 to October 2015, according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
20 Jan 2017, 7:38 am
Sterling, LLC, a Garden City, New York, broker-dealer, from November 2011 to October 2015, according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
7 Apr 2007, 12:36 pm
Sterling Heights, MI, April 07, 2007 --(PR.com)-- Glaeser Enterprises, LLC - The Internet has a new resource for learning about the Federal Rules of Civil Procedure, and civil procedure in general. [read post]
8 Aug 2023, 11:25 am
(CRD#:7059), New York, NY Lilia Nia: B – 09/03/2013 – 02/26/2021, Purshe Kaplan Sterling Investments (CRD#:35747), Fairfield, NJ B – 04/24/2012 – 09/16/2013, Wells Fargo Advisors Financial Network, LLC (CRD#:11025), Fairfield, NJ It was reported by FINRA that Weisbrod and Nia voluntarily resigned from Purshe Kaplan in February 2021. [read post]
14 Jun 2017, 9:14 am
See, e.g., Syntel Sterling Best Shores Mauritius Ltd v. [read post]
30 Aug 2021, 11:18 am
Shearman & Sterling LLP acted as legal advisor to the placement agents. [read post]
16 Jan 2015, 11:04 am
According to FA-Mag.com, former broker and owner of Middle Cove Capital LLC, Noah L. [read post]
21 Apr 2017, 5:30 am
A copy of the Criminal Complaint is available here.Texas Trade Secrets Fee BoondoggleA while back, I wrote a brief snippet on an absolutely bonkers trade secrets case in Texas called M-I, LLC v. [read post]
12 Jun 2017, 12:22 pm
See, e.g., Adams Arms, LLC v. [read post]
28 Oct 2014, 3:21 pm
By the time the trade is assigned to an account it is already known if the trade was successful or not. [read post]
17 Feb 2016, 2:00 pm
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
18 Apr 2018, 1:02 pm
Sept. 23, 2016); Adams Arms, LLC v. [read post]
9 Feb 2012, 3:23 pm
Companies that they involved in their Texas securities scam included Sterling Software Inc., Scottish Annuity & Life Holdings Ltd., Michaels Stores Inc., and Sterling Commerce Inc. [read post]
