Search for: "Steven Fine"
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28 Oct 2019, 12:21 pm
Financial Industry Regulatory Authority (FINRA) has fined former Texas broker Steven Yellen $25K for allegedly making unauthorized trades while he was a registered representative for both Ameriprise (AMP) and Morgan Stanley (MS). [read post]
2 Jul 2012, 3:00 am
I've got a review up over at The New Republic on line of Steven Green's fine book, The Bible, the School, and the Constitution: The Clash that Shaped Modern Church-State Doctrine (OUP 2012). [read post]
12 Jun 2013, 4:37 am
This one is from friend of the blog Steven Feldman. [read post]
12 Feb 2012, 1:53 pm
Mitchell Polinsky (pictured) and Steven Shavell (Stanford Law School and Harvard Law School) have posted The Optimal Use of Fines and Imprisonment (NBER Working Paper No. w0932) on SSRN. [read post]
30 Apr 2010, 6:56 am
But in many of those opinions he has shown a penchant for drawing fine distinctions and taking into account facts that important constitutional doctrines wisely ignore. [read post]
10 Aug 2016, 5:30 am
Proposed fines total $45,500. [read post]
21 Jul 2019, 10:30 am
“The Flaws of the Great Justice Stevens; Fine personal qualities do not always translate into judicial virtues”: Law professor Barry P. [read post]
3 Jun 2011, 2:30 pm
The SEC recently charged former UBS adviser Steven T. [read post]
18 Jan 2011, 5:57 am
"Peter & Hazelmary Bull, British Hotel Owners, Fined For Refusing Gay Couple A Room " 01/18/11 "LONDON — A British judge has fined a Christian couple for refusing to allow a gay couple the use of a double room at their hotel in southern England. [read post]
13 Jul 2015, 12:06 pm
Frank Tamayo was a middleman in a scheme involving Steven Metro, a former law clerk at Simpson Thacher & Bartlett, and broker ... [read post]
29 May 2019, 7:44 am
FINRA issued a ten-day suspension with a $5000 fine, which he paid on July 1, 2014, at the end of his suspension. [read post]
1 Apr 2009, 6:48 am
But in the end, it worked out just fine for the former Alaska Senator. [read post]
22 Apr 2010, 3:15 pm
He joined an “exceptionally fine bunch of men—both officers and enlisted—who worked in the unit. . . . [read post]
8 Oct 2007, 12:49 pm
Schulman agreed to forfeit $1.85 million in allegedly ill-gotten gains and to pay a $250,000 fine. [read post]
11 Jul 2011, 12:50 pm
“But oddly enough, since that time, I’ve felt fine and I’m sure the way the last year has gone, I would have been perfectly capable of continuing the job,” he told Inside E Street. [read post]
12 Jun 2019, 7:26 am
He was a very fine guy and completely honest. [read post]
20 Oct 2011, 11:24 am
He fired his team's manager, fined pitcher Lew Krausse, and suspended the players' union representative, Jack Aker. [read post]
18 Oct 2011, 2:55 pm
Steven Delott was subsequently prohibited from associating with any FINRA member firm and assessed a deferred fine of $35,000. [read post]
6 Oct 2009, 6:14 pm
Stevens, the case about video depictions of animals being killed or injured. [read post]
27 Feb 2007, 11:03 am
My favorite part is his interesting observation about Stevens' vote: he dissented rather than concurred in the judgment on other grounds, suggesting, perhaps, that not only did JPS think the jury instructions were fine but also that the award did not violate the State Farm opinion he signed in 2003. [read post]
