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13 Apr 2019, 12:39 pm by Staff Attorney
(M Holdings), and operating under the d/b/a name Dean Grant Financial and GFG Strategic Advisors was arrested in February 2019 on charges of fraud. [read post]
24 Sep 2019, 3:56 am by Staff Attorney
The law offices of Gana Weinstein LLP are investigating claims against advisor Mel Hertz (Hertz), currently registered with The Strategic Financial Alliance, Inc. [read post]
25 Mar 2013, 1:49 pm by WIMS
 Check out our LinkedIn company Waste Information & Management Services, Inc. [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
Concurrent with its adoption of final regulations implementing these new rules concerning investment advisors and their fiduciary responsibilities, the Rule also adopts certain new Prohibited Transaction Exemptions that define requirements that providers of covered investment advice and the plan fiduciaries that engage them generally will be required after April 7, 2017 to ensure are met for investment advisors to receive commission-based compensation for their services, to sell or… [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
Concurrent with its adoption of final regulations implementing these new rules concerning investment advisors and their fiduciary responsibilities, the Rule also adopts certain new Prohibited Transaction Exemptions that define requirements that providers of covered investment advice and the plan fiduciaries that engage them generally will be required after April 7, 2017 to ensure are met for investment advisors to receive commission-based compensation for their services, to sell or… [read post]
9 Nov 2023, 1:48 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
9 Jun 2017, 7:53 am by Renae Lloyd
Investigating Potential Claims in Carter Validus Mission Critical REIT II SC Distributors (a/k/a Strategic Capital) is a leading provider of select alternative investments to financial advisors and their clients, according to their website. [read post]
20 Jan 2017, 9:49 am by Renae Lloyd
SC Distributors (a/k/a Strategic Capital) is a leading provider of select alternative investments to financial advisors and their clients, according to their website. [read post]
25 Feb 2020, 4:02 pm by Cynthia Marcotte Stamer
Website and participating and contributing to the discussions in our Solutions Law Press, Inc. [read post]
14 Nov 2011, 7:50 am by Stikeman Elliott LLP
With input from their financial and legal advisors, Canadian sellers often strategize on whether to undertake an extensive market canvass of prospective buyers or focus on a select, targeted group of strategic and/or financial participants. [read post]
25 Feb 2020, 4:17 pm by Cynthia Marcotte Stamer
Website and participating and contributing to the discussions in our Solutions Law Press, Inc. [read post]
21 Nov 2016, 5:56 pm by Cynthia Marcotte Stamer
Along with responding to these tax-related risks, leaders and advisors of employee benefit plan and exempt organizations also need to keep in mind the often substantial non-tax related risks that may arise concurrently or evolve from a TEGE or other tax-related audit or investigation. [read post]