Search for: "Sutherland Asbill & Brennan LLP"
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13 Mar 2012, 1:49 pm
Sutherland Asbill & Brennan LLP has posted its annual FINRA Sanctions Survey, a review of the disciplinary actions reported by the Financial Industry Regulatory Authority (FINRA), on its website. [read post]
28 Feb 2011, 3:01 pm
Sutherland Asbill & Brennan LLP announced that it completed its annual Sutherland FINRA Sanction Study – a review of the disciplinary actions brought by the Financial Industry Regulatory Authority (FINRA) against broker-dealers and associated persons. [read post]
18 Mar 2011, 5:46 am
Sutherland Asbill & Brennan LLP recently announced the results of its 2011 Sutherland SEC/FINRA Litigation Study – an annual review of the litigated cases brought by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) against... [read post]
12 Mar 2007, 7:13 am
Sutherland Asbill & Brennan LLP will not be posting today, March 12, 2007. [read post]
9 Feb 2012, 2:00 am
The experts at Sutherland Asbill & Brennan, LLP published a legal alert this week discussing how the Dodd-Frank Act significantly alters the space within which hedge funds and other private funds currently operate. [read post]
16 Jun 2006, 9:31 am
EchoStar case with the experts - Attorney Blair Jacobs, partner at Sutherland Asbill & Brennan LLP and Attorney Christine Byrd, a litigation partner with Irell & Manella LLP and a member of the legal team for TiVo at trial. [read post]
16 Jun 2006, 9:31 am
EchoStar case with the experts - Attorney Blair Jacobs, partner at Sutherland Asbill & Brennan LLP and Attorney Christine Byrd, a litigation partner with Irell & Manella LLP and a member of the legal team for TiVo at trial. [read post]
16 Mar 2012, 12:10 pm
According to Sutherland Asbill & Brennan LLP's annual sanctions survey, the 13% increase in disciplinary actions resulted in increased fines of 51%. [read post]
13 Mar 2012, 7:40 am
According to an annual study by Sutherland Asbill & Brennan LLP, fines from FINRA totaled $68 million last year, up 51% from $45 million in 2010. [read post]
13 Jul 2010, 9:20 am
Sutherland Asbill andamp; Brennan LLP announced that it completed its annual review of disciplinary actions brought by the Financial Industry Regulatory Authority (FINRA) in 2009.andnbsp; On June 22, 2010, FINRA issued its andldquo;2009 Year in Review.andrdquo;andnbsp; By reviewing FINRAandrsquo;s notices and releases, Sutherland Partners Deborah G. [read post]
20 Jan 2010, 5:00 am
Complinet hosted a webinar on this topic with Clifford Kirsch from Sutherland Asbill & Brennan LLP and Debbie Corej, Vice President, Compliance - Insurance Division, Prudential. [read post]
20 Jan 2010, 5:00 am
Complinet hosted a webinar on this topic with Clifford Kirsch from Sutherland Asbill & Brennan LLP and Debbie Corej, Vice President, Compliance - Insurance Division, Prudential. [read post]
23 Mar 2012, 12:58 pm
The six are decamping to the law firm Sutherland Asbill & Brennan LLP. [read post]
28 Sep 2007, 2:00 am
Warren, and Chris Chan of Sutherland Asbill & Brennan LLP for the best presentation yet on what to do now about the USPTO Rule Changes taking effect on November 1, 2007. [read post]
26 May 2016, 8:00 am
Rubin from Sutherland Asbill and Brennan, LLP, has put together an analysis and recap of recent enforcement proceedings against compliance officers.The article is available at Sutherland's site - Harry Potter and the Compliance Stone:SEC and FINRA Enforcement Actions AgainstCompliance Officers (July-December 2015)Related articlesBrokers Beware - FINRA Disciplinary Fines Up in 2014 Spike in FINRA, SEC Regulation Leaves Star Brokers… [read post]
25 Jul 2014, 1:23 pm
He also worked as an associate at Schulten, Ward and Turner, LLP as well as Sutherland, Asbill and Brennan, LLP, where he focused on employment, construction, bankruptcy and general business litigation. [read post]
26 Jun 2010, 12:54 pm
" Other legal staffers who joined the band included Rachel Saltzman, a recruiting assistant, and Christopher Lewis.Sutherland Comfort is comprised entirely of Sutherland Asbill & Brennan LLP lawyers and employees from its DC office. [read post]
9 Dec 2014, 8:06 am
Good summary here by Sutherland Asbill & Brennan LLP (link added by me): The U.S. [read post]
15 Feb 2016, 11:00 pm
This app is the creation of Texas law firm, Sutherland Asbill & Brennan LLP. [read post]
4 Apr 2012, 9:53 am
Managing Director & Chief Information Officer, Morrison & Foerster LLP, the Hildebrandt West LegalEd Center CIO Forum on April 24, 2012 in NYC. [read post]
