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29 Nov 2021, 8:55 pm
PS21/17 is the third in a series of Policy Statements on the UK Investment Firm Prudential Regime (IFPR). [read post]
23 Aug 2021, 8:55 pm
The second podcast in our new mini-series focussing on the new UK Investment Firm Prudential Regime (or UK IFPR), brought to you as part of the Regulation Tomorrow podcast, covers own funds requirements, fixed overheads requirements, and the K-factors for Assets Under Management (K-AUM) and Client Orders Handled (K-COH). [read post]
13 Aug 2009, 6:15 am
Further, if the single regulator and supervisor is funded, as the national bank regulator and supervisor is now funded, thro [read post]
27 Jul 2021, 4:13 am
If you would like more information on the IFPR, please subscribe to the Regulation Tomorrow Podcast on Apple Podcasts, iTunes, Spotify and Soundcloud, as we will be releasing a special series of IFPR podcasts (the RT Plus IFPR Series) covering different aspects of the regime. [read post]
19 Dec 2018, 12:22 pm
Category III: Bank holding companies with $250 billion or more in total consolidated assets or $75 billion or more of nonbank assets, weighted short-term wholesale funding or off-balance sheet exposure. [read post]
22 Mar 2022, 10:25 am
He then speaks to Steven Howard in the US, who discusses significant new proposals from the SEC concerning the regulation of private equity fund and hedge fund disclosures to investors; we then hear from Jon Ireland, who looks at the new corporate collective investment vehicle regime in Australia; Anna Carrier examines various developments in the EU, including changes to the prudential regime, MIFID II and also DORA; and finally Sebastien Praicheux provides insight on the… [read post]
6 Jan 2012, 10:08 pm
(Cf NECA-IBEW Pension Fund v. [read post]
26 Jun 2020, 3:03 am
The company also has a sustainability micro-site and there, you’ll find the report and a series of short videos with 6 senior leaders. [read post]
26 Aug 2016, 1:43 pm
Plaintiffs made a series of additional allegations regarding Defendant’s lack of care in negotiation of advisory fees and the fund’s boards. [read post]
20 Jan 2010, 2:36 pm
Schwarz, “Systemic Risk” Duke Law School Legal Studies Research Paper Series, No. 163 available at http://ssrn.com/abstract=1008326 [read post]
4 Apr 2011, 2:35 pm
The Dodd-Frank Act also provides for prudential safeguards for any hedge fund that may be identified as systemically relevant.The European Commission’s Directive on Alternative Investment Fund Managers requires hedge fund managers to be authorized and supervised, to report regularly to competent authorities on their major exposures and use of leverage, and to comply with a series of ongoing operational and organizational requirements. [read post]
6 Jan 2012, 10:08 pm
(Cf NECA-IBEW Pension Fund v. [read post]
10 Dec 2019, 5:03 pm
In the first quarter of 2020, ASIC will hold a series of public roundtable discussions with industry to ensure the new requirements are understood. [read post]
19 Nov 2012, 4:48 pm
Credit derivatives are part of shadow banking too: In its separate document on “shadow banking entities,” the FSB lists a series of other entities that could constitute part of the shadow banking system, including securitization vehicles, credit investment funds, credit hedge funds, and finance companies. [read post]
31 Jul 2009, 4:02 pm
The quote is locked in on the current rate series indicated on the attached quote and no changes may be made unless acknowledged in writing by Prudential. [read post]
18 Oct 2022, 8:35 am
”[4] Therefore, it seems that MiCA may extend to many digital art collectibles that are often issued as a series or collection of NFTs (e.g. the Bored Ape Yacht Club, a series of 10,000 unique tokens representing ape characters). [read post]
17 Jun 2009, 1:09 pm
President Barack Obama today unveiled a series of proposals as part of a "sweeping overhaul" of the U.S. financial regulatory system. [read post]
13 Mar 2007, 12:17 pm
I've chosen to use the product from AXA Life for this particular illustration and their Accumulator variable series. [read post]
15 Feb 2021, 8:50 pm
Basel III standards for the net stable funding ratio (NSFR), which would help ensure stable funding structures over a longer-term horizon. [read post]
11 Aug 2009, 2:39 pm
Other related hedge fund law articles include: Series 79 Exam Approved Obama Moves Forward with Hedge Fund Registration Legislation Hedge Funds and Investors: June 2009 Hedge Funds with $25MM of AUM to Register Under Commissioner Aguilar's Plan Private Fund Transparency Act of 2009 Text of Statute Obama's New Hedge Fund Regulation Plan Private Fund Transparency Act of 2009 Hedge Fund Bart Mallon, Esq. runs… [read post]
