Search for: "The Williams Capital Group, L.P." Results 1 - 20 of 49
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26 Mar 2018, 8:57 pm by Paul Kirgis
Williams Capital Group, L.P., 14 N.Y.3d 459 (2010), in which the New York Court of Appeals had held that an arbitration fee-splitting clause could not stand if it precluded an employee from vindicating her rights because of financial inability to proceed. [read post]
14 Aug 2012, 9:26 am by Zoe Tillman
A Washington federal judge has dismissed a securities fraud lawsuit against an investment arm of The Carlyle Group L.P., finding that while the plaintiffs may have had concerns about how the company was being run, they failed to prove fraud. [read post]
5 Oct 2017, 11:28 am by Renae Lloyd
An SEC examination of the firm Alexander Capital L.P. detected potential misconduct among certain brokers. [read post]
28 May 2009, 4:37 pm
” About Healthcare Enterprise Partners Health Enterprise Partners, L.P. [read post]
26 Oct 2018, 7:31 am by Silver Law Group
Morgan Securities LLC   Well Fargo Advisors, LLC   Stephen Murray   Raymond James & Associates, Inc   Morgan Keegan & Company, Inc   Ivan Reyes   Alexander Capital, L.P. [read post]
3 Apr 2018, 6:50 am by Wolfgang Demino
Silver (See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICEDAmicusStructured Finance Industry Group, Inc.represented byA. [read post]
17 Sep 2010, 8:00 am by Lucas A. Ferrara, Esq.
 To date, fifteen firms have endorsed the Code: investment firms The Carlyle Group, Riverstone Holdings LLC, Pacific Corporate Group Holdings, LLC, HM Capital Partners I, Levine Leichtman Capital Partners, Access Capital Partners, Falconhead Capital, Markstone Capital Group, Ares, Freeman Spogli, Quadrangle, and GKM; placement agent Wetherly Capital Group; political consulting firm Global Strategy… [read post]
6 Mar 2018, 8:02 am by Silver Law Group
  Richard James Murphy   Tullett Prebon Financial Services LLC   Citation Financial Group, L.P. [read post]
9 Oct 2009, 5:58 am
Professor of Law Harvard Law School Roy Katzovicz Chief Legal Officer Pershing Square Capital Management, L.P. [read post]
5 Apr 2007, 5:13 am
The group included the Oppenheimer Funds (24.5%), DE Shaw Valence Portfolios (9%), SAC Capital Advisors (3.7%), Sigma Capital Management (1.4%), CR Intrinsic Investors (2.7%), and Tudor Reporting Persons (4.8%). [read post]
6 Jan 2016, 3:48 am by Patricia Klusmeyer
The conflicts arose around two related entities: Fenway Partners Capital Fund III, L.P., an affiliated fund, and Fenway Consulting Partners, an affiliate largely owned by the executives and owners of Fenway Partners. [read post]