Search for: "Turner Investments, Inc."
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21 Apr 2023, 6:20 am
Turner was employed by UBS Financial Services Inc. from March 1996 through October 2021, then employed by Stifel Nicolaus & Co, Inc. from October 2021 to February 2022. [read post]
6 Aug 2019, 1:56 pm
Turner & Co., Inc. and suffer losses in Structured CDs, Structured Notes, Non-Traded Real Estate Investment Trusts (“REITs”), or other investments? [read post]
19 May 2022, 12:59 pm
Robert Turners’ clients allege they were defrauded with a “bogus scheme to invest. [read post]
25 Apr 2017, 7:14 am
For successfully soliciting these investments, Turner received approximately $270,000 in compensation. [read post]
25 Apr 2016, 6:42 am
Since November 2012 Turner has been associated with Westpark Capital, Inc. out of the firm’s Boca Raton, Florida office location. [read post]
30 Jan 2023, 7:13 am
According to his FINRA Broker Report, Turner was affiliated with the following firms during his career, 09/24/2021 – 02/07/2022, STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793), WACO, TX, B, 03/08/1996 – 10/12/2021, UBS FINANCIAL SERVICES INC. [read post]
12 Oct 2018, 12:23 pm
Turner & Company, L.L.C. [read post]
17 Apr 2015, 10:35 am
Beck, Inc., LaSalle St. [read post]
7 Dec 2020, 8:43 am
Turner & Company, LLC, Gunallen Financial, Inc, and Harrison Securities, Inc., which FINRA expelled in 2004. [read post]
7 Jan 2020, 2:17 pm
Morgan Stanley Medium Term SR NTS Northstar Healthcare Income Inc. [read post]
11 Mar 2020, 8:47 am
Turner & Company, LLC ARC Healthcare Trust II Healthcare Trust Inc. [read post]
29 May 2020, 1:23 pm
Turner & Company, L.L.C. [read post]
7 Jan 2020, 8:13 am
Turner & Company, a firm that has since been shut down due to numerous regulatory problems. [read post]
18 Aug 2014, 9:21 am
(JP Turner), Ridgeway & Conger, Inc. [read post]
11 Sep 2012, 6:37 am
According to their FINRA Broker Reports, Ralph Calabro, Jason Konner, and Dimitrios Kousoubos are no longer affiliated with JP Turner, having moved to National Securities Corporation, DPEC Capital, Inc., and Caldwell International Securities, respectively. [read post]
31 Jan 2019, 7:56 am
(CRD #8112) of Charlotte, NC and Dominion Investment Banking, Inc. [read post]
9 Aug 2018, 11:13 am
Silver Law Group has filed a FINRA arbitration claim against Centaurus Financial, Inc. for unsuitable investment recommendations. [read post]
4 Apr 2011, 9:02 am
Turner Co. [read post]
1 Oct 2015, 6:21 am
Thereafter, McGriskin has been registered with Berthel, Fisher & Company Financial Services, Inc. [read post]
