Search for: "U.S. Commodity Futures Trading Commission" Results 1 - 20 of 1,345
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28 Mar 2014, 1:09 pm by Eric C. Chaffee
The press release states in part: The Ontario Securities Commission, together with the Autorité des marchés financiers, Alberta Securities Commission and British Columbia Securities Commission, recently entered into a Memorandum of Understanding with the United States Commodity Futures Trading Commission... [read post]
5 Sep 2012, 1:45 pm by Cadwalader
Commodity Futures Trading Commission is amending its regulations governing the operations and activities of commodity pool operators (CPOs) and commodity trading advisors (CTAs) in order to have those regulations reflect changes made to the Commodity Exchange Act (CEA) by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act): 17 CFR Part 4 Amendments to Commodity Pool Operator and… [read post]
1 Mar 2013, 7:12 am by Elan Mendel
Commodity Futures Trading Commission (CFTC) has charged Agape World, Inc. and Agape Merchant Advance with defrauding customers of tens of millions of dollars in a commodity futures trading scheme. [read post]
11 Feb 2016, 12:28 pm by SueAnn Yue
Commodity Futures Trading Commission (the “CFTC”) and the European Commission announced a common approach relating to requirements for transatlantic central clearing parties (CCPs). [read post]
13 Sep 2012, 12:12 pm
General Overview and Background of CFTC Generally, regulation of the U.S. financial markets is divided between the Securities and Exchange Commission (“SEC”), with authority over securities, and the Commodity and Futures Trading Commission (“CFTC”), with authority over futures/derivatives. [read post]
13 Sep 2012, 12:12 pm
General Overview and Background of CFTC Generally, regulation of the U.S. financial markets is divided between the Securities and Exchange Commission (“SEC”), with authority over securities, and the Commodity and Futures Trading Commission (“CFTC”), with authority over futures/derivatives. [read post]
12 Feb 2013, 7:41 am by Felix Shipkevich
Commodity Futures Trading Commission (CFTC) announced yesterday that Judge G. [read post]
31 Dec 1969, 4:00 pm
The Commodity Futures Trading Commission’s (“CFTC”) is seeking comments regarding an amendment (Submission No. 16-67) ICE Futures U.S. [read post]
18 Dec 2015, 12:13 pm by SueAnn Yue
Commodity Futures Trading Commission’s (the “CFTC”) Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight issued a time-limited no-action letter extending the relief provided in CFTC Letter No. 14-147. [read post]
1 Mar 2013, 7:12 am by Elan Mendel
Commodity Futures Trading Commission (CFTC) has charged Agape World, Inc. and Agape Merchant Advance with defrauding customers of tens of millions of dollars in a commodity futures trading scheme. [read post]
19 Jan 2016, 1:11 pm by SueAnn Yue
Commodity Futures Trading Commission’s (the “CFTC”) Division of Clearing and Risk issued no-action relief to certain entities from the swap clearing requirements so long as certain conditions (outlined in the respective letters) are complied with. [read post]
2 Aug 2018, 1:54 pm by Maya Efrati
That’s how much the Commodity Futures Trading Commission (CFTC)’s whistleblower program has given in awards to everyday individuals who came forward with crucial information, helping just this one branch of the U.S. government stop criminals from profiting from their illicit activity. [read post]
28 Feb 2011, 11:36 am
Generally, regulation of the U.S. financial markets is divided between the Securities and Exchange Commission (“SEC”), with authority over securities, and the Commodity and Futures Trading Commission (“CFTC”), with authority over futures/derivatives. [read post]
24 May 2012, 3:03 pm by Elan Mendel
Commodity Futures Trading Commission (CFTC) brought charges today in the U.S. [read post]
12 May 2012, 3:07 pm by Andrew Cross
Commodity Futures Trading Commission ("CFTC") and consequential regulatory overhaul of the U.S. derivatives markets, many offshore investment funds and their advisers have expressed an interest in available exemptions from the registration requirements that apply to a commodity pool operator (CPO) or a commodity trading advisor (CTA). [read post]
23 Mar 2015, 8:53 am by David L. Ridenour
Commodity Futures Trading Commission (Commission) unanimously approved a final rule removing the December 31, 2018 automatic termination of the phased-in compliance period for the Residual Interest Deadline for futures commission merchants (FCMs). [read post]
21 Jan 2013, 11:44 am by Elan Mendel
Commodity Futures Trading Commission (CFTC) will publicly discuss the “futurization” of the swaps market on January 31. [read post]
13 Jun 2013, 8:37 am by Elan Mendel
The Commodity Futures Trading Commission (CFTC) was prepared to supervise all derivatives trading, including FX trading ─however the Securities and Exchange Commission (SEC) took a more hands-off approach by allowing overseas derivative trading to bypass U.S. regulation if the country in which they occur had a regulation system that closely resembles our own. [read post]