Search for: "Velocity Investments, LLC" Results 1 - 18 of 18
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4 Nov 2013, 5:33 am by Doug Cornelius
It was the fourth fund raised by Yin Nan Wang and his Velocity Investment Group, all of which had promised returns that did not add up. [read post]
1 Jun 2015, 12:00 pm
Institutions, private investors and those interested in alternative investments around the world will be following this story, and to assess where to invest. [read post]
20 Nov 2020, 6:57 am by Silver Law Group
  Velocity Capital, LLC For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
4 Dec 2020, 1:55 pm by Silver Law Group
  May Kim   Pruco Securities, LLC   Jonathan Malone   Wells Fargo Clearing Services, LLC   Wells Fargo Advisors LLC   Evan Nadelman   Aegis Capital Corp   Ninety Holdings Group LLC   Gyasi Richard   Wells Fargo Clearing Services, LLC   Philip Scherello   Traderfield Securities Inc   Velocity Capital, LLC FINRA makes this information available, in part, to inform investors… [read post]
25 Oct 2011, 3:59 pm by Eric Schweibenz
Regarding domestic industry, Beacon states that a domestic industry exists by virtue of a significant investment in plant and equipment, a significant investment in labor and capital, and a substantial investment in the exploitation of the asserted patents, including engineering and research and development. [read post]
4 Oct 2022, 8:33 am by Staff Attorney
FINRA found that Pecoraro recommended a pattern of high-cost and high-velocity trading in the customers’ accounts. [read post]
6 Feb 2018, 9:54 am by Carl Christensen
Implemented processes for decreasing token velocity remains critical for ICO and token offerings. [read post]
13 Apr 2020, 8:23 am by Green, Schafle & Gibbs
The firm’s computer program flagged the customer’s accounts for high velocity; however, the firm did not reasonably address these flags. [read post]
2 Jan 2022, 12:55 pm by Stuart Kaplow
While the number seems tripe, at the beginning of 2022 more than $17 trillion of U.S. assets under management are dedicated to ESG related strategies, according to the Forum for Sustainable and Responsible Investment, and that dollar amount is expected to grow at a greater velocity in 2022than the 20% last year. [read post]
16 Mar 2015, 7:10 pm
Doug Johnston (through Five Management, LLC) is an expert witness in banking/lending and an investigative business consultant specializing in Commercial Banking & Lending, Private Equity, and International Banking. [read post]
22 Jun 2011, 6:07 pm
If you do find a debt collector on either of the lists, or even if the collector is not on the list, you can always contact Traywick Law Offices, LLC and we can put a stop to the annoying telephone calls. [read post]
22 Jun 2011, 6:07 pm
If you do find a debt collector on either of the lists, or even if the collector is not on the list, you can always contact Traywick Law Offices, LLC and we can put a stop to the annoying telephone calls. [read post]
31 May 2019, 11:46 am by Dennis Kennedy
More important, however, velocity, direction, and movement. [read post]
10 Jul 2022, 1:53 pm by Kenneth Jones
 Benefits: applies to all vs practice specific We make investments of time and resources to achieve some type of future benefits. [read post]