Search for: "WELLS FARGO, N/A" Results 1 - 20 of 272
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15 Aug 2012, 8:25 am
Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC ("Wells Fargo") and Shawn McMurty of Minnesota, the former vice-president of its Institutional Brokerage and Sales Division, have agreed to settle charges by the Securities and Exchange Commission ("SEC") relating to the sales of certain asset-backed commercial paper investments to certain institutional customers, including municipalities and… [read post]
14 Dec 2017, 4:04 pm by Michael J. Giarrusso
Lynch was discharged by Wells Fargo for “loss of management confidence,” as reported on Wells’ Form U-5 filing with regulators. [read post]
14 Dec 2020, 2:10 pm by Elizabeth Lee Beck, Esq.
-summons-12-14-20Download 1-3 [D.E. 1-3] wells-fargo-bank-summons-12-14-20Download [read post]
28 Oct 2008, 6:41 pm
The Plaintiff in the would be class action seeking to enjoin the Wachovia and Wells Fargo merger is pursuing his effort to obtain expedited discovery. [read post]
13 May 2008, 8:10 am
  In doing so, the court flatly rejected the arguments of both Ameriquest and Wells Fargo that "[n]otes and mortgages are bought and sold so frequently that it is difficult to know at any given moment who holds the note and mortgage. [read post]
25 Aug 2010, 7:22 am by Rebecca Tushnet
Wells Fargo Bank, N.A., --- F.Supp.2d ----, 2010 WL 3155934 (N.D. [read post]