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24 Jul 2022, 7:48 pm by Sabrina I. Pacifici
We are separate from The Wall Street Journal news staff, which is not involved in our recommendations. [read post]
16 Dec 2022, 12:16 pm by Steve Bainbridge
The Securities and Exchange Commission proposes 1,656 pages of regulation that would re-engineer the equities market in the name of fixing a nonexistent problem. https://t.co/GXKBfB5yl3 via @WSJ— Steve Bainbridge (@PrawfBainbridge) December 16, 2022 "An SEC Inspector General report recently warned that @GaryGensler's move-fast-and-break-things agenda is overwhelming staff and diverting resources from investor protection. [read post]
13 May 2019, 11:56 am by J. Michael Goodson Law Library
Once created, the WSJ.com can be used on the web and on the WSJ apps for Apple and Android.Faculty and staff accounts will last for renewable 1-year terms for the duration of your Duke employment and the library subscription. [read post]
21 Oct 2022, 2:52 am by Liz Dunshee
Companies and their advisors aren’t the only ones struggling to keep pace with SEC Chair Gary Gensler’s “front-loaded” rulemaking agenda – the Staff is also feeling the pressure, according to a recent report from the SEC’s inspector general and a related WSJ article. [read post]
18 May 2015, 3:00 am by Broc Romanek
Recently, the SEC’s Division of Enforcement Staff issued this 4-page guidance. [read post]
16 Sep 2008, 9:16 pm
The WSJ writes:Unlike most other pure licensing companies, Intellectual Ventures hasn't filed patent-infringement lawsuits to help force settlements. [read post]
12 Nov 2013, 6:13 am by Mark Astarita
Securities and Exchange Commission are conducting an investigation of the SEC's New York office for the possibility of improper investments.According to Reuters, investigators are checking whether the employees' investments comply with SEC internal rules that prohibit trading shares of companies under investigation.The article claims that the investigation appears limited to the New York office of the securities regulator, and there is no indication of widespread flouting of the rules, according to… [read post]
31 Jan 2007, 12:02 pm
Mincberg already has one former federal prosecutor on staff, and expects to hire three or four additional attorneys. [read post]
17 Jan 2020, 12:46 pm by lennyesq
The Hong Kong Express Airways staff told her she needed to take a pregnancy test if she wanted to board. [read post]
8 Apr 2016, 3:51 am by Broc Romanek
As noted in this Bob Lamm blog & Cooley blog, this WSJ article reports that SEC Chair White said that the SEC is considering whether to restrict the use of non-GAAP financial measures. [read post]
30 Jul 2008, 10:20 am
., office has laid off 10 staff members, including managers and administrative staff. [read post]
9 Mar 2013, 10:17 am
Henry linked to a story in the WSJ, sure that it is worth the read if Henry linked it I clicked over to read. [read post]
29 Nov 2021, 3:22 pm by Sabrina I. Pacifici
There are ways to build relationships and trust among scattered staff…” [read post]
17 Sep 2014, 3:53 am by Broc Romanek
As highlighted in this WSJ article, the most recent inspection of E&Y’s audits by the PCAOB found a 49% deficiency rate. 49%! [read post]
24 Mar 2008, 9:11 am
If you are still tooling around with a small computer monitor (or worse, your staff is), check out this post from the WSJ's Business Technology Blog. [read post]