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1 Mar 2021, 7:13 pm
The Financial Industry Regulatory Authority’s Department of Enforcement has filed a disciplinary proceeding complaint against broker Megurditch Patatian (aka Mike Patatian) alleging that, while associated with Western International Securities, Inc., Mr. [read post]
4 May 2022, 7:20 am
Iorio Altamirano LLP, a securities arbitration law firm based in New York, NY, is investigating potential securities arbitration claims against Western International Securities, Inc. for its sale of L Bonds issued by GWG Holdings, Inc. [read post]
23 Mar 2021, 9:35 am
Financial West Group and Western International Securities Inc. seem to be cut from the same cloth. [read post]
27 Aug 2023, 7:49 pm
The SEC alleged that Western International and the brokers recommended and sold L Bonds to retail customers, many of whom were on fixed incomes and had moderate risk tolerances, despite the issuer, GWG Holdings, Inc., stating the L bonds were “high risk, illiquid, and only suitable for customers with substantial financial resources. [read post]
31 Mar 2019, 2:59 am
Christian Fellowship Centers of NY, Inc v Village of Canton, 2019 WL 1428344 (NDNY 3/29/2019) [read post]
6 Aug 2007, 10:07 pm
" Two couples, Thomas and Barbara Reilly and Edward and Karen Krall, each jointly owned half the stock in Canterbury Village Inc., a property development that was oversold in what was later described as a Ponzi scheme that bilked thousands of investors. [read post]
29 Apr 2020, 6:03 am
UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF OHIO WESTERN DIVISION AT DAYTON TAGNETICS, INC., Appellant, v. [read post]
10 Sep 2020, 7:15 am
(CRD#:38535) also of Henderson, and Western International Securities, Inc. [read post]
23 Mar 2023, 7:26 am
His previous employers were Western International Securities (CRD# 39262) of Westlake Village, CA, Independent Financial Group, LLC (CRD# 7717) of Sherman Oaks, CA, and Royal Alliance Associates, Inc. [read post]
13 Jun 2022, 12:23 pm
(CRD#:39262), Westlake Village, CA 03/15/2004 – 04/02/2013, CUSO FINANCIAL SERVICES, L.P. [read post]
3 May 2021, 1:54 pm
Before that, Patatian spent seven years registered with Western International Securities, Inc. [read post]
30 Nov 2017, 7:05 am
From February 2012 until October 2017 Chichester was associated with Western International out of the firm’s Westlake Village, California office location. [read post]
15 May 2020, 7:50 am
From June 2008 until March 2020 Jaramillo was registered with Western International out of the firm’s Westlake Village, California office location. [read post]
16 Feb 2016, 4:10 am
Village of Stratton, (2002) (concurring opinion)Van Orden v. [read post]
27 Feb 2020, 9:35 am
2020 promises to be a busy year in Western and Atlantic provinces with a variety of legislative and regulatory changes impacting employers in various ways. [read post]
7 Jan 2020, 2:00 am
ARC Manufacturing Inc., D 075373 (California Court of Appeals, 4th Appellate District, Dec. 19, 2019). [read post]
10 Apr 2015, 9:00 am
The Village of Beecher is located in Chicago-area suburbs in Will County, Ill. [read post]
10 Mar 2017, 11:23 am
Department of the Interior (Standing; Indian Lands - Taxation)In re Money Center of America, Inc. [read post]
7 Apr 2014, 3:36 pm
Whitehouse (jurisdiction, Indian Civil Rights Act)Eaglesun Systems Products, Inc. v. [read post]
22 Jun 2015, 10:31 am
One of our Chicago, Elk Grove Village and Rolling Meadows area TCPA lawyers can help protect your privacy rights. [read post]
