Search for: "Westlake Financial Services LLC"
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28 May 2019, 1:58 pm
His previous employers include Financial Telesis Inc (CRD#: 31012) and Financial West Group (CRD#: 16668), both of Westlake Village, CA, and Sentra Securities Corporation (CRD#: 10249) of Phoenix, AZ. [read post]
9 Sep 2015, 7:00 am
Westlake Services, LLC, CV 13-01523 SJO (C.D. [read post]
28 Jan 2016, 6:45 am
.'" Petition for Covered Business Method Patent Review by Westlake Services, LLC d/b/a Westlake Financial Services, CBM2014-00176 (PTAB January 25, 2016, Order) (McKone, APJ) [read post]
28 Jan 2009, 1:32 am
Prime Option Financial Services, LLC (Prime Option) and Mark Belter, have been charged in a lawsuit with several violations of consumer protection laws for allegedly failing to provide required information to consumers signing home mortgage loans. [read post]
15 Aug 2016, 11:39 am
Recent orders applicable to Fred Hanna, Encore Capital Group, Inc., Midland Funding, LLC, Midland Credit Management, Inc., Asset Acceptance Capital Corp., PRA, LLC, Porfolio Recovery Associates, Chase Bankcard Services, Santander Bank, N.A., Solomon & Solomon P.C., Westlake and Wilshire etc. can be found here on the CFPB site. [read post]
7 Apr 2021, 1:43 am
Pacheco is currently in the employment of Wells Fargo Clearing Services, LLC., a Financial Industry Regulatory Authority (FINRA) member firm since February 2018. [read post]
7 Apr 2021, 1:43 am
Pacheco is currently in the employment of Wells Fargo Clearing Services, LLC., a Financial Industry Regulatory Authority (FINRA) member firm since February 2018. [read post]
24 Mar 2016, 3:26 pm
(Among those actions are the CFPB’s actions against Universal Debt & Payment Solutions, LLC, NDG Financial Corp., Westlake Services, LLC, Eric V. [read post]
13 Jun 2022, 12:23 pm
(CRD#:39262), Westlake Village, CA 03/15/2004 – 04/02/2013, CUSO FINANCIAL SERVICES, L.P. [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN… [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN… [read post]
15 Jan 2014, 12:00 pm
Sebelius, was filed by twelve plaintiffs: Jacqueline Halbig; David Klemencic; Carrie Lowery; Sarah Rumpf; Innovare Health Advocates; GC Restaurants SA, LLC; Olde England’s Lion & Rose, Ltd.; Olde England’s Lion & Rose at Castle Hills, Ltd.; Olde England’s Lion & Rose Forum, LLC; Old England’s Lion & Rose at Sonterra, Ltd.; Olde England’s Lion & Rose at Westlake, LLC; and Community National Bank. [read post]
11 Sep 2020, 4:37 am
Raymond Erker, a Former Broker and Investment Adviser, Was In Control of Multiple Investment and Asset Management Companies Raymond Adam Erker is a former stockbroker and a previously registered investment advisor whose last registration was with Allstate Financial Services, LLC. [read post]
11 Sep 2020, 4:37 am
Raymond Erker, a Former Broker and Investment Adviser, Was In Control of Multiple Investment and Asset Management Companies Raymond Adam Erker is a former stockbroker and a previously registered investment advisor whose last registration was with Allstate Financial Services, LLC. [read post]
18 Jan 2016, 2:05 pm
Financial advisors and brokers typically receive high commissions and fees associated with MLPs, financial advisors and brokers recommending these products stand to gain by maximizing sales of MLPs and other high commission paying products. [read post]
23 Jan 2022, 2:03 pm
Adams Financial Services (1999) 71 Cal.App.4th 831, 835‒840 [defendants tricked an elderly legally blind woman into a reverse mortgage by telling her she was authorizing them to learn the payoff on her mortgage].) [read post]
15 Jan 2016, 1:17 pm
Significant services – The preamble explains that a partnership provides “significant services” if its personnel have an ongoing or frequent presence at the site of the section 7704(d)(1)(E) activity. [read post]
1 Sep 2016, 7:56 am
FINRA Broker Disciplinary Action Report August 2016Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
3 Feb 2020, 1:37 pm
Mayo Collaborative Services, LLC, No. 19-430. [read post]
22 Sep 2009, 7:00 am
Red Line Westlake Rail Wayside Energy Storage System: Install wayside energy storage substation (WESS) at Westlake passenger station is at-grade level on the high-speed heavy rail subway Red Line. [read post]
