Search for: "Young v. Credit Protection Association LP" Results 1 - 5 of 5
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Authors: Ray Giblett, James Morris, Rajaee Rouhani, Stephen Lee, Jeremy Moller, Charles Nugent-Young, Merren Taylor, Timothy Chan, Joshua Kan, Dylan Sault and Steven Li  Welcome to our first wrap up of the year! [read post]
Among the difficulties the SEC faces are the following: A historical lack of flexibility in the SEC’s imposition of sanctions, particularly with respect to individuals employed in the securities industry; The limited ability of the SEC to protect would-be cooperators from the risks of collateral consequences that could follow from cooperating, including criminal and other civil exposures; The potential for inconsistency between the admissions that could follow from cooperation and… [read post]