Posts tagged with: "206"
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1 Jul 2021, 9:40 pm
The comments on the Council of the ABA Section on Legal Education and Admissions to the Bar's proposal to modify and add to Standards 205, 206, 303, 507, and 508 closed earlier this week. [read post]
6 May 2019, 10:38 pm
BAC Florida reported assets of $2.2 billion and shareholder equity of $206 million. [read post]
15 May 2017, 3:00 am
Derek Muller (Pepperdine) has a typically thoughtful post on The Incredible Shrinking Law School, including this chart showing the 27% reduction in the median graduation class size from 2013 (206) to 2016 (161): [read post]
30 Sep 2019, 9:22 am
California Senate Bill 206, more commonly referred to as the Fair Pay to Play... [read post]
24 Aug 2016, 7:21 am
CRIMINAL – JUSTICE COURT APPEAL DA 15-0569, 2016 MT 206, STATE OF MONTANA, Plaintiff and Appellee, v. [read post]
1 Sep 2017, 1:15 pm
(The Heritage Foundation) has posted Reorganizing the Federal Clemency Process (The Heritage Foundation, No. 206, May 2017) on SSRN. [read post]
1 Feb 2019, 12:05 am
Growing the Resistance: A Call to Action for Transactional Lawyers in the Era of Trump by Gowri Krishna, 7 Tennessee Journal of Race, Gender, & Social Justice 206 (2018) Abstract This essay is a call to action for transactional lawyers... [read post]
23 Jul 2018, 3:35 pm
A matter docketed for investigation in 2007 has led to a 206 page report and recommendation of an Ad Hoc District of Columbia Hearing Committee. [read post]
26 May 2023, 11:00 am
Unas 104 pasaron el examen y otras 206 no recibieron la calificación anhelada. [read post]
19 Dec 2006, 3:28 am
Clinton was impeached on December 19, 1998, by the House of Representatives on grounds of perjury to a grand jury (by a 228-206 vote) and obstruction of justice (by a 221-212 vote). [read post]
19 Oct 2007, 2:57 pm
Here are the reasons for the years 1998-2005 along with the number of people citing that reason: Fear of losing autonomy (207) Fear of decreasing ability to do enjoyable activities (206) Fear of losing control of bodily functions (138) Fear... [read post]
20 May 2010, 7:49 am
For library hours, check out our website or call 206-398-4220. [read post]
28 Dec 2009, 8:12 am
The SEC adopted as final Rule 206(3)-3T under the Investment Advisers Act of 1940, the interim final temporary rule that establishes an alternative means for investment advisers who are registered with the Commission as broker-dealers to meet the requirements of... [read post]
2 Dec 2010, 6:36 pm
The SEC is proposing to amend rule 206(3)-3T under the Investment Advisers Act of 1940, a temporary rule that establishes an alternative means for investment advisers who are registered with the Commission as broker-dealers to meet the requirements of section... [read post]
27 Mar 2024, 2:04 pm
The EPA announced that $206 million in funding will be allocated towards projects aimed at continuing the restoration of the Chesapeake Bay. [read post]
2 Nov 2016, 6:26 am
According to the SEC, the firm failed to properly disclose and implement its compliance policies and procedures regarding principal transactions even after Moloney Securities received three deficiency letters in 2006, 2009 and 2012.The SEC asserted that Moloney Securities, under the control of Medley, violated 206(2), 206(3), 206(4), and 207 of the Advisers Act. [read post]
4 Apr 2011, 5:00 am
However, rule 206(4)-5 and section 208(d) of the Advisers Act prohibit doing anything indirectly which would be prohibited if done directly (see rule 206(4)-5(d)). [read post]
16 Mar 2012, 8:19 am
Of them, 295 were with publicly traded companies and 206 private. [read post]
18 Oct 2016, 7:36 am
After the trades were executed, Balter allocated the profitable trades to his own accounts and the unprofitable trades to his client accounts.Batler who runs Oracle Investment Research also falsely told clients that if they invested in his affiliated mutual fund they would not pay both advisory fees and fund management fees, yet both fees were charged.The SEC alleges that Balter violated Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, Section 17(a) of the Securities Act of 1933,… [read post]
7 Aug 2013, 6:30 am
The complaints charged Falcone and Harbinger Capital with violating Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5, and Sections 206(1), 206(2), 206(4) and 206(4)-8 of the Advisers Act. [read post]
