Posts tagged with: "financial+services"
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24 Apr 2017, 8:35 am by Fitapelli Kurta
Previous registrations include Dalton Strategic Management in Spring Hill, Florida; Invest Financial Corporation in Spring Hill, Florida; and SunTrust Investment Services in Brooksville, Florida. [read post]
24 Apr 2017, 8:31 am by Fitapelli Kurta
Previous registrations include Sigma Financial Corporation in Minneapolis, Minnesota; QA3 Financial Corporation in Burnsville, Minnesota; Sammons Securities Company in Burnsville, Minnesota; FFP Securities in Chesterfield, Missouri; and Allstate Financial Services in Lincoln, Nebraska. [read post]
24 Apr 2017, 8:02 am by Drug Law Center
We are ready to start your case to ensure your family receives financial recovery for your damages. [read post]
24 Apr 2017, 7:59 am by Elizabeth Dalziel
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
24 Apr 2017, 7:49 am by Doug Cornelius
Jeb Hensarling, Chairman of the House Financial Services Committee, had a law he was ready to move forward with and now has a second version in a discussion draft. [read post]
24 Apr 2017, 7:27 am by Andrew Stoltmann
We may be able to help you bring a claim against Summit Brokerage Services in the Financial Industry Regulatory Authority (FINRA) arbitration forum. [read post]
24 Apr 2017, 7:25 am by Drug Law Center
We hold drug companies, medical device makers and healthcare providers legally responsible for their negligent actions through financial penalties. [read post]
24 Apr 2017, 7:25 am by Andrew Stoltmann
Comcowich was recently barred from the securities industry after she failed to respond to a Financial Industry Regulatory Authority (FINRA) investigation against her. [read post]
24 Apr 2017, 6:46 am by Drug Law Center
In addition to ensuring you have a successful outcome of your monetary compensation case, we Will postpone the payment of our legal services until after we have secured full financial recovery on your behalf by negotiating a settlement of your case or winning your lawsuit at trial. [read post]
24 Apr 2017, 6:30 am by Renae Lloyd
The company’s research is utilized by financial advisors, registered investment advisors, broker-dealers, sponsors, service providers such as law firms, due diligence firms, industry organizations, and news organizations, and institution Non-traded REITs raised a total of $4.8 billion in 2016, compared to $10.2 billion in 2015, $15.7 billion in 2014, and $20 billion in 2013. [read post]
24 Apr 2017, 6:00 am by ipelton
Click marks below for USPTO records: SERIOUS UNICORN – pending application for Language instruction; Workshops and seminars in the field of language instruction unicorn index – pending application for Providing and updating a financial index; Providing and updating a financial index of securities values and classification, analysis, and reporting thereof; Providing financial indices based on selected groups of securities UNICORN DUST – … [read post]
24 Apr 2017, 5:58 am by Kim Krawiec
When, and through what mechanisms, should the law restrict the free exchange of goods and services? [read post]
23 Apr 2017, 10:01 pm by Darren Olivier
On 21 October 2016, the Advertising Standards Authority (ASA) went into Business Rescue (an intervention that attempts to prevent a company from its financial distress to prevent its liquidation).The reasons why the ASA is in distress are: lack of funding lack of membership participation high operational costs costly litigation (the Herbex (pending) appeal and a damages claim of +-$1.3 million, set down for 6 March 2018) decreasing use of its services (including competitor… [read post]
23 Apr 2017, 5:39 pm by Steven Boutwell
  In an attempt to streamline the self-disclosure process, CMS issued new required forms and a financial worksheet for use by an entity when making a disclosure. [read post]
23 Apr 2017, 1:19 pm by Leland E. Beck
  The Executive Order requires the Secretary, in consultation with the Administrator of the Office of Information and Regulatory Affairs (OIRA), Office of Management and Budget (OMB), to identify all such regulations that: impose an undue financial burden on United States taxpayers; add undue complexity to the Federal tax laws; or exceed the statutory authority of the Internal Revenue Service (IRS). [read post]
22 Apr 2017, 2:14 pm by Thomas Musmann
Although it was apparent from the published annual financial statements that the company did neither have assets nor liabilities and further facts indicated that the company was solely set up as Ltd. [read post]
21 Apr 2017, 3:30 pm
The Commission also unveiled its free mobile-friendly financial readiness tool at Military.Consumer.gov, which helps members of the military community navigate personal financial decisions in light of the unique challenges they face, such as frequent relocations and deployment. [read post]