Posts tagged with: "financial+services"
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27 Jan 2014, 3:30 pm by Sabrina I. Pacifici
 Postal financial services may appeal to many customers who feel abandoned by major financial institutions. [read post]
22 Mar 2010, 8:23 am by David Zaring
Scott McClesky has an op-ed in the Times urging the financial regulatory agencies to devise a foreign service for financial regulators.  [read post]
11 Jun 2014, 12:30 pm by Tina Shin
The CFPB will also be holding a field hearing on mobile financial services tomorrow. [read post]
15 Oct 2009, 11:54 am
House Financial Services Committee Approves Legislation Regulating OTC Derivatives MarketsThe House Financial Services Committee has approved legislation that would, for the first time ever, require the comprehensive regulation of the over-the-counter (OTC) derivatives marketplace. [read post]
4 Jul 2012, 12:05 pm by James Hamilton
Wolters Kluwer Financial Services will host a web seminar on July 16, 2012, from 3-4 PM, on managing the complexities of European Union financial regulation and what UKfirms need to know right now to manage comply with financial regulations. [read post]
18 Sep 2011, 9:20 am by Securites Lawprof
Bankers, Bureaucrats, and Guardians: Toward Tripartism in Financial Services Regulation, by Saule T. [read post]
17 Mar 2011, 4:25 am by Tom Kosakowski
The International Network of Financial Services Ombudsman Schemes will hold its sixth annual meeting in Vancouver, British Columbia on September 19-22, 2011. [read post]
23 Nov 2009, 11:52 am by David Jacobson
The Parliamentary Joint Committee on Corporations and Financial Services (chaired by Bernie Ripoll MP) has released its report into the issues associated with recent financial product and services provider collapses, such as Storm Financial, Opes Prime and other similar collapses, with particular reference to: the role of financial advisers; the general regulatory environment for these products and services; the role played by… [read post]
31 Dec 2014, 8:59 am by rexsecuritieslaw
On July 24, 2014, KMS Financial Services entered into a consent order with the State of Florida-Department of Financial Services in which the State of Florida agreed to license KMS Financial Services and KMS Financial Services agreed to be placed on probation and pay $8,000 in administrative costs. [read post]
2 Feb 2013, 1:00 am by sesmith
Nevertheless, Deca Financial Services continued to call her at work. [read post]
2 Feb 2013, 1:00 am by sesmith
Nevertheless, Deca Financial Services continued to call her at work. [read post]
25 Oct 2010, 8:45 am by JA Hodnicki
ABSTRACT: This paper examines the application of Sherman Section 2 to systemic financial service institutions and concludes that a systemic financial... [read post]
3 Jan 2013, 1:00 am by sesmith
Nonetheless, Meridian Financial Services continued to call his cell phone. [read post]
2 Dec 2009, 6:41 pm
Today, the House Financial Services Committee approved legislation that, according to its press release, will put an end to “too big to fail” financial firms, help prevent the failure of large institutions from becoming a systemwide crisis, and ensure that... [read post]
3 Dec 2009, 2:40 pm
Yesterday the House Financial Services Committee completed its work on a comprehensive set of reforms intended to modernize America’s financial regulations. [read post]
5 Nov 2009, 11:10 am
House Financial Services Committee Passes Legislation Reforming SEC, PCAOB and SIPC OversightThe House Financial Services Committee has passed legislation reforming the SEC to strengthen its powers, better protect investors, and efficiently and effectively regulate the securities markets. [read post]
2 Aug 2013, 2:45 am by sally
Hobbs v Financial Conduct Authority (formerly Financial Services Authority) [2013] EWCA Civ 918; [2013] WLR (D) 328 “A decision by the Financial Services Authority to take no further action against the addressee of a warning notice or decision notice did not become irrevocable or take effect as a discontinuance of proceedings unless it had been communicated to that individual by a notice in accordance with section 389 of the Financial… [read post]
13 Jun 2014, 11:30 am by BuckleySandler
On June 11, the CFPB released a request for information (RFI) about how consumers are using mobile financial services (MFS) to access products and services, manage finances, and achieve financial goals, with a focus on “economically vulnerable” consumers. [read post]
28 Oct 2014, 4:17 am by sally
Regina (Bluefin Insurance Services Ltd) v Financial Ombudsman Service Ltd [2014] EWHC 3413 (Admin); [2014] WLR (D) 438 ‘The question as to whether a complainant was a consumer for the purposes of the Financial Conduct Authority’s compulsory jurisdiction dispute resolution rules was a matter of precedent fact to be decided by the courts; it was not a question for Financial Ombudsman Service to determine that was reviewable only on… [read post]