Posts tagged with: "financial+services"
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1 May 2016, 1:00 am by Matrix Legal Support Service
BNY Mellon Corp Trustee Services Ltd v LGB Capital & Anor, heard 21 March 2016. [read post]
30 Apr 2016, 11:07 am by Elif Koc
Scalia was a loud voice against the “honest services” fraud statue, but he was not alone. [read post]
30 Apr 2016, 7:17 am by Mark Astarita
FINRA has issued a press release stating that financial services "firms' offerings of digital investment advice need sound governance and supervision, including effective means of overseeing suitability of recommendations, conflicts of interest, customer risk profiles and portfolio rebalancing. [read post]
30 Apr 2016, 6:38 am
Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Saturday, April 30, 2016 Editor's Note: Dan Ryan is Leader of the Financial Services Advisory Practice at PricewaterhouseCoopers LLP. [read post]
29 Apr 2016, 7:29 pm by Sabrina I. Pacifici
Publicly Released: Apr 29, 2016: USPS continues to experience a financial crisis and has undertaken many initiatives to reduce costs. [read post]
29 Apr 2016, 6:16 pm by lawmrh
  By its own interpretation, that could mean lobbying, conventions, financial contributions to special interest bar associations, office buildings, and who knows what else. [read post]
29 Apr 2016, 3:40 pm
This will help these borrowers take action, stay on track, and steer clear of financial distress. [read post]
29 Apr 2016, 2:55 pm by Fitapelli Kurta
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 27, 2016 indicate that former New York-based Lincoln Financial Advisors Corporation broker Diana Malec is currently not licensed to act as a broker or an investment adviser. [read post]
29 Apr 2016, 2:38 pm by Fitapelli Kurta
Previous registrations include Brookstone Securities in Longwood, Florida; Merrimac Corporate Securities in Lake Mary, Florida; Empire Financial Group in Longwood, Florida; Roan-Meyers Associates in New York, New York; FAS Wealth Management Services in Sarasota, Florida; Corporate Securities Group in St. [read post]
29 Apr 2016, 1:48 pm by Kevin S. Little
Centers for Medicare & Medicaid Services (CMS) recently finalized a final rule to effectuate the federal government’s ability under the Affordable Care Act (ACA) to recover self-identified overpayments, applicable to Medicare Parts A and B. [read post]
29 Apr 2016, 1:47 pm by BuckleySandler
Last October, the CFPB assembled its Small Business Review Panel to review proposals to limit pre-dispute arbitration agreements for consumer financial products and services, signaling preliminary stages of the anticipated proposed rulemaking. [read post]
29 Apr 2016, 1:01 pm by Dave Abels
Now, in two new recalls, Ford has announced that approximately 283,000 vehicles will need to be serviced to be safe. [read post]
29 Apr 2016, 12:47 pm by Sonn & Erez, PLC
Legal challenges are anticipated to examine whether the DOL has any authority to regulate IRAs or the financial industry, generally. [read post]
29 Apr 2016, 12:39 pm by Saxon Gilmore
  Many of the cases were based on flimsy or non-existent evidence.The debt collection lawsuits were filed by the law firm on behalf of New Century Financial Services, which also has been fined and ordered to pay $1.5 million to the U.S. [read post]
29 Apr 2016, 12:20 pm by Allen Carter
There, the Division didn’t only analyze whether the companies competed on a particular route, but looked at the use of the slots, which can service any route, to determine whether the sale would deliver to United Airlines a monopoly on service in and out of Newark. [read post]
29 Apr 2016, 12:00 pm by Mark Faccenda (US) and Blake Walsh* (US)
Require that the participating APM Entities bear the risk for monetary losses of more than a nominal amount.CMS proposes a general standard to be used for assessing the financial risk criterion. [read post]
29 Apr 2016, 11:45 am by Flaxman Law Group
If you have been injured, contact Flaxman Law Group for advice on how to get compensation for these expenses and losses so you can protect yourself financially. [read post]
29 Apr 2016, 10:30 am
The City also outlined a series of programs that will provide technical and financial support to building owners and managers in making these significant improvements. [read post]
29 Apr 2016, 8:00 am by Rania Combs
As a parent of a child with special needs, you know their needs and desires, likes and dislikes and information relating to the care and services they are receiving. [read post]