Posts tagged with: "financial+services"
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13 Jun 2014, 11:30 am by BuckleySandler
On June 11, the CFPB released a request for information (RFI) about how consumers are using mobile financial services (MFS) to access products and services, manage finances, and achieve financial goals, with a focus on “economically vulnerable” consumers. [read post]
5 Nov 2009, 11:10 am
House Financial Services Committee Passes Legislation Reforming SEC, PCAOB and SIPC OversightThe House Financial Services Committee has passed legislation reforming the SEC to strengthen its powers, better protect investors, and efficiently and effectively regulate the securities markets. [read post]
2 Aug 2013, 2:45 am by sally
Hobbs v Financial Conduct Authority (formerly Financial Services Authority) [2013] EWCA Civ 918; [2013] WLR (D) 328 “A decision by the Financial Services Authority to take no further action against the addressee of a warning notice or decision notice did not become irrevocable or take effect as a discontinuance of proceedings unless it had been communicated to that individual by a notice in accordance with section 389 of the Financial… [read post]
28 Oct 2014, 4:17 am by sally
Regina (Bluefin Insurance Services Ltd) v Financial Ombudsman Service Ltd [2014] EWHC 3413 (Admin); [2014] WLR (D) 438 ‘The question as to whether a complainant was a consumer for the purposes of the Financial Conduct Authority’s compulsory jurisdiction dispute resolution rules was a matter of precedent fact to be decided by the courts; it was not a question for Financial Ombudsman Service to determine that was reviewable only on… [read post]
8 Jun 2010, 8:18 am by By DEALBOOK
A handful of lobbying firms have dominated the business of representing financial services firms in their efforts to battle an overhaul of regulations governing the industry, according to an analysis by the Center for Public Integrity. [read post]
28 Jan 2015, 12:48 pm by Barbara S. Mishkin
Mishkin The Financial Services Roundtable and CFPB are joining forces in a nationwide public-private initiative to promote effective financial education. [read post]
29 Oct 2015, 11:30 am by D Daniel Sokol
Evans, University of New South Wales (UNSW) Faculty of Law; ThinkEvans Pty Ltd, Deborah Healey, University of New South Wales (UNSW) - Faculty of Law, Marina Nehme, UNSW Australia and Rob Nicholls examine Competition in Financial Services. [read post]
4 Aug 2014, 1:04 am by Jonathan Kurta
  Frank Monte is a Chelsea Financial Services broker. [read post]
10 May 2014, 5:54 pm by BuckleySandler
House of Representatives passed by voice vote three financial services bills: (i) H.R. 2672, which would require the CFPB to allow individuals and businesses to apply to have an area designated as “rural” for purposes of exemptions to the CFPB mortgage rules; (ii) H.R. 3329, which would require the Federal Reserve Board to allow bank holding companies and savings and loan holding companies with assets of less than $1 billion to incur higher amounts of debt when… [read post]
7 Mar 2012, 6:24 am
The Law Library has just purchased access to the Financial Services Law Library database. [read post]
2 Jan 2015, 2:20 pm by BuckleySandler
On December 19, the New York Department of Financial Services announced a recent settlement with a Long Island-based auto lender to resolve allegations of violations of several consumer protection laws including the DFA, TILA, NY Banking Law, and NY Financial Services Law. [read post]
10 Sep 2014, 3:46 pm by Sabrina I. Pacifici
“Cyberattacks targeting financial services firms are on the rise, but are these organizations doing enough to protect business and customer data? [read post]
20 Apr 2010, 3:35 pm by Securites Lawprof
More from the House Financial Services Hearing today on the Lehman Examiner's Report: Treasury Secretary Tim Geithner Written Testimony before the House Financial Services Committee Treasury Secretary Tim Geithner Opening Statement as Prepared for Delivery before the House Committee on... [read post]
17 Dec 2009, 11:28 am by structuredsettlements
Good news about The HartfordMoody's Investors Service changed its ratings outlook on The Hartford Financial Services Group Inc. [read post]
6 Nov 2015, 1:39 pm by BuckleySandler
On November 5, the CFPB published a report titled “Mobile Financial Services” to summarize the results of its June 2014 Request for Information on the opportunities and challenges associated with the use of mobile financial services (MFS) by traditionally underserved consumers. [read post]
25 Mar 2014, 3:14 pm by Sabrina I. Pacifici
” See Consumers and Mobile Financial Services 2014 - March 2014 The post Federal Reserve survey provides information on mobile financial services appeared first on beSpacific. [read post]
7 Apr 2015, 12:01 pm by Travis P. Nelson
Reed Smith recently added Steven Nesmith to its Financial Industry, Financial Services Regulatory, and Government Relations Group. [read post]