Posts tagged with: "financial+services"
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28 Oct 2014, 4:17 am by sally
Regina (Bluefin Insurance Services Ltd) v Financial Ombudsman Service Ltd [2014] EWHC 3413 (Admin); [2014] WLR (D) 438 ‘The question as to whether a complainant was a consumer for the purposes of the Financial Conduct Authority’s compulsory jurisdiction dispute resolution rules was a matter of precedent fact to be decided by the courts; it was not a question for Financial Ombudsman Service to determine that was reviewable only on… [read post]
8 Jun 2010, 8:18 am by By DEALBOOK
A handful of lobbying firms have dominated the business of representing financial services firms in their efforts to battle an overhaul of regulations governing the industry, according to an analysis by the Center for Public Integrity. [read post]
28 Jan 2015, 12:48 pm by Barbara S. Mishkin
Mishkin The Financial Services Roundtable and CFPB are joining forces in a nationwide public-private initiative to promote effective financial education. [read post]
4 Aug 2014, 1:04 am by Jonathan Kurta
  Frank Monte is a Chelsea Financial Services broker. [read post]
10 May 2014, 5:54 pm by BuckleySandler
House of Representatives passed by voice vote three financial services bills: (i) H.R. 2672, which would require the CFPB to allow individuals and businesses to apply to have an area designated as “rural” for purposes of exemptions to the CFPB mortgage rules; (ii) H.R. 3329, which would require the Federal Reserve Board to allow bank holding companies and savings and loan holding companies with assets of less than $1 billion to incur higher amounts of debt when… [read post]
7 Mar 2012, 6:24 am
The Law Library has just purchased access to the Financial Services Law Library database. [read post]
2 Jan 2015, 2:20 pm by BuckleySandler
On December 19, the New York Department of Financial Services announced a recent settlement with a Long Island-based auto lender to resolve allegations of violations of several consumer protection laws including the DFA, TILA, NY Banking Law, and NY Financial Services Law. [read post]
10 Sep 2014, 3:46 pm by Sabrina I. Pacifici
“Cyberattacks targeting financial services firms are on the rise, but are these organizations doing enough to protect business and customer data? [read post]
20 Apr 2010, 3:35 pm by Securites Lawprof
More from the House Financial Services Hearing today on the Lehman Examiner's Report: Treasury Secretary Tim Geithner Written Testimony before the House Financial Services Committee Treasury Secretary Tim Geithner Opening Statement as Prepared for Delivery before the House Committee on... [read post]
17 Dec 2009, 11:28 am by structuredsettlements
Good news about The HartfordMoody's Investors Service changed its ratings outlook on The Hartford Financial Services Group Inc. [read post]
25 Mar 2014, 3:14 pm by Sabrina I. Pacifici
” See Consumers and Mobile Financial Services 2014 - March 2014 The post Federal Reserve survey provides information on mobile financial services appeared first on beSpacific. [read post]
12 Oct 2009, 5:38 pm
ASIC has issued Consultation Paper 121 seeking feedback on proposals for changes to online financial services disclosures. [read post]
7 Jul 2009, 6:44 am
UK Financial Services Secretary Criticizes EU Fund Manager Directive ProposalPaul Myners, the UK Financial Services Secretary to the Treasury, said that European Commission's Alternative Investment Fund Managers draft directive is a "flawed" document that requires "major surgery. [read post]
21 Jan 2014, 8:45 am by John Fullerton III
  Below is an excerpt: The economy may be improving, but challenges remain for employers in the financial services industry. [read post]
25 Jun 2009, 1:14 pm
The Minister for Financial Services, Superannuation and Corporate Law, Chris Bowen MP,has introduced the Corporations Legislation Amendment (Financial Services Modernisation) Bill 2009 into Parliament. [read post]
3 Jul 2013, 2:38 pm by sesmith
District Court, Eastern District of Kentucky, against DECA Financial Services. [read post]
2 Mar 2009, 10:20 pm
In his speech to the 2009 ASIC Summer School, Impact of the Global Financial Crisis on the Corporations and Financial Services Regime, the Minister for Superannuation & Corporate Law described the actions and reforms the government is making in response to the crisis including: review of ratings agencies short selling reform national system to regulate all consumer credit APRA guidelines for executive remuneration [read post]