Posts tagged with: "financial+services"
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20 Nov 2009, 10:00 am
On Nov. 18 the House Financial Services Committee passed an amendment offered by Congressman Paul E. [read post]
28 Jan 2013, 5:41 am by BuckleySandler
On January 22, House Financial Services Committee Chairman Jeb Hensarling (R-TX) announced the subcommittee assignments for the committee’s Republican members. [read post]
15 Aug 2013, 12:19 pm by BuckleySandler
The mobile device is quickly becoming a full-fledge platform for electronic financial services, especially for mobile payments. [read post]
24 Apr 2013, 7:49 am by Don Maurice
More on the subject is available at the House Financial Services Committee’s blog: http://financialservices.house.gov/blog/? [read post]
15 May 2011, 12:08 pm by structuredsettlements
,com, LLC can benefit from a suite of financial planning services to benefit them, their clients and their respective families. [read post]
4 Nov 2010, 3:48 pm by James Hamilton
The incoming Chair of the House Financial Services Committee urged federal financial regulators to interpret the Volcker provisions of the Dodd-Frank Act in a way that does not disadvantage US financial firms in competition with EU firms. [read post]
3 Dec 2012, 1:01 pm by Jeff Sovern
  Here's the abstract: The article first describes mobile financial services for consumers and the types of companies participating in the provision of those services. [read post]
Financial Services Inc., VSR FinancialServices Inc. and Cetera Financial Group Inc., which has four independent-contractor-broker-dealers under its umbrella, have revised policies and/or added guidelines and procedures relating to the suitability for the sale of certain alternative investments – such as private placements and non-tradedREITs. [read post]
5 Feb 2008, 11:43 am
The Financial Services Working Group will review the length, complexity and readability of disclosure documentation in financial services. [read post]
6 Dec 2010, 12:37 pm by Securites Lawprof
The House Financial Services Committee will hold a hearing on “A Proposal to Increase the Offering Limit under SEC Regulation A” on Wednesday, December 8, 2010. [read post]
7 Feb 2011, 3:19 pm by Securites Lawprof
The House Financial Services Committee, under the leadership of Representative Bachus, has announced its agenda: During the 112th Congress, the Committee will be at the forefront of an effort to end the bailout of Fannie Mae and Freddie Mac. [read post]
24 Sep 2007, 11:08 am
The UK's financial services regulator has 'roadshows' to help small firms understand common areas which are currently topical in their industry sector.... [read post]
21 Dec 2012, 6:25 am by Alan S. Kaplinsky
As a member of our Consumer Financial Services Group, Glen will counsel financial institutions on regulatory and transactional matters. [read post]
11 Nov 2008, 7:31 pm
Providers of training for financial advisers and authorised assessors have until 1 December 2008 to re-register their training courses and assessment services on the ASIC Training Register. [read post]
30 Oct 2009, 2:24 pm
Geithner's Written Testimony before House Financial Services Committee (October 29) [read post]
27 Apr 2010, 2:45 am by sally
Winterflood Securities Ltd and others v Financial Services Authority [2010] EWCA Civ 423; [2010] WLR (D) 101 “The definition of market abuse in s 118 of the Financial Services and Markets Act 2000 did not require the person engaging in the behaviour in question to have intended to abuse the market and accordingly it was not essential for such an intention or purposes to be present for behaviour to fall below the objective standards expected. [read post]
7 Sep 2009, 1:50 pm
As part of its report on the National Consumer Credit Reform Package (also see here), the Senate Economics Committee has reported on the Corporations Legislation Amendment (Financial Services Modernisation) Bill 2009 which regulates margin lending, promissory notes and trustee corporations. [read post]
21 Mar 2014, 4:41 pm by BuckleySandler
On March 19, New York State Department of Financial Services (DFS) Superintendent Benjamin Lawsky called on banking regulators to assess whether they are doing enough, particularly with regard to enforcement, to deter or prevent financial crime. [read post]
9 Apr 2009, 1:14 pm
And when they were performed, these financial service audits appear [...] [read post]