Posts tagged with: "financial+services"
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18 Feb 2010, 4:47 am by By DEALBOOK
From Economix: The head of Britain's Financial Services Authority is sharpening his argument that recent financial deregulation is misguided and that further controls are needed, economist Simon Johnson argues. [read post]
23 Sep 2010, 2:46 am by By DEALBOOK
The creation of pan-E.U. watchdogs to police banking, insurance and trading was approved by European Union lawmakers Wednesday, in one of the most far-reaching financial reforms of the decade. [read post]
18 Jan 2011, 5:04 am by By DEALBOOK
The Financial Services Authority says Barclays may have to pay customers an additional £42 million in compensation related to the marketing and sale of two funds. [read post]
22 Feb 2011, 1:35 am by By CHRIS V. NICHOLSON
The Zurich Financial Services Group has agreed to pay $1.67 billion to Banco Santander of Spain for a majority stake in its Latin American insurance operations. [read post]
5 Dec 2011, 4:35 am by By MARK SCOTT
The Financial Services Authority on Monday fined HSBC £10.5 million for selling inappropriate financial products to elderly customers, the largest British penalty related to a retail product. [read post]
25 Apr 2012, 1:58 pm by By BEN PROTESS
A plan, introduced by the House Financial Services Committee, would shift oversight from federal authorities to groups backed by the financial industry, most likely the Financial Industry Regulatory Authority. [read post]
1 Dec 2010, 2:48 pm by By PETER LATTMAN
Thomas F. O'Neill is leaving the investment bank to become chairman of Ranieri Partners Financial Services Group. [read post]
19 Feb 2013, 4:03 am by By MARK SCOTT
Andrew Bailey, who had been interim chief executive of the Prudential Regulatory Authority, was appointed as the agency's full-time head on Tuesday. [read post]
9 May 2011, 11:24 am by By BEN PROTESS
The committee introduced a revamped Web site and a blog entitled The Bottom Line, saying, "We hope this blog will make people think." [read post]
29 Mar 2012, 7:47 am by By JULIA WERDIGIER
The Financial Services Authority of Britain said a review of 15 investment banks found that about half of them had an inadequate bribery risk assessment. [read post]
10 Aug 2012, 5:25 am by By MARK SCOTT
The system at the center of the rate-rigging scandal will be overhauled as regulators respond to public anger over the manipulation of the London interbank offered rate, or Libor. [read post]
20 Apr 2012, 6:22 am by By MARK SCOTT
The private equity firm said on Friday it was abandoning its £508 million ($818 million) bid for GlobeOp Financial Services, leaving SS&C Technologies Holdings as the lead bidder. [read post]
19 Mar 2010, 4:52 am by By DEALBOOK
President Obama and Congress have vowed to enact the farthest-reaching overhaul of financial regulations since the Depression. The Times compares the bills in the House and Senate. [read post]
9 Jun 2010, 4:56 pm by By DEALBOOK
Britain's Office of Fair Trading is set to announce an inquiry into investment bank's equity underwriting practices, a spokesman for the regulator told news services on Wednesday. [read post]
8 May 2012, 4:36 am by By MARK SCOTT
The Financial Services Authority has fined the Mitsui Sumitomo Insurance Company of Japan £3.3 million for poor corporate governance practices at the insurer's subsidiary based in London. [read post]
25 Jul 2012, 9:40 am by By BEN PROTESS
Timothy F. Geithner was grilled on Wednesday about the growing interest rate rigging scandal, as lawmakers questioned why he failed to thwart the illegal activity during the financial crisis. [read post]
3 Jul 2012, 6:00 pm by By BEN PROTESS and MARK SCOTT
Ahead of a British parliamentary hearing, executives said they thought they had implicit approval from regulators to manipulate interest rates. [read post]
3 May 2010, 11:00 pm by By DEALBOOK
GMAC Financial Services, a lender majority-owned by the government, posted its first profit since the fourth quarter of 2008 as it starts to recover from billions of dollars lost on bad mortgages. [read post]
2 Jun 2013, 11:15 am by By NEIL GOUGH
A ruling by the top court is one of a number of recent signals that China's long-assumed tolerance for foreign investment may be on the wane. [read post]
7 Aug 2012, 4:36 am by By MARK SCOTT
Standard Chartered, which has thrived so far during Europe's debt crisis, faces costly fines in an investigation of its financial dealings with Iran. [read post]