Posts tagged with: "financial+services"
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16 Aug 2011, 9:22 am by By BEN PROTESS
While regulators say they are trying to prevent more bank failures, community bankers complain that the exams amount to nitpicking. [read post]
30 Jan 2012, 4:51 am by By MARK SCOTT
The Financial Services Authority, Britain's financial regulator, said on Monday that Will Samuel had been appointed a senior adviser in its investment banking supervisory unit. [read post]
30 Nov 2010, 5:11 pm by By PETER LATTMAN
An S.E.C. lawsuit accuses the former Deloitte employees of leaking information on deals to relatives, netting about $20 million. [read post]
British regulators want to know why the Swiss bank failed to detect the huge losses that a trader was piling up. [read post]
15 Sep 2010, 4:29 am by By CHRIS V. NICHOLSON
The largest hedge fund trade group plans to meet with British regulators about proposed rules on pay, saying it will push for "an appropriate and proportionate regime." [read post]
28 Mar 2012, 6:23 pm by By BEN PROTESS and AZAM AHMED
Witnesses before the House panel offered few revelations, if they talked at all, which did not sit well with lawmakers. [read post]
3 Jun 2010, 3:42 am by By DEALBOOK
JPMorgan was fined $48.9 million by Britain's financial regulator Thursday, the highest penalty it has ever imposed, for failing to keep client funds separate from the firm's money. [read post]
3 Apr 2012, 3:50 am by By MARK SCOTT
Ian Hannam, JPMorgan's global chairman of equity capital markets, left the bank after British financial regulators fined him for disclosing inside information. [read post]
14 Nov 2013, 2:17 pm by By NATHANIEL POPPER
Benjamin Lawsky, the state’s superintendent of financial services, announced on Thursday that he would conduct a public hearing to discuss the burgeoning world of digital money. [read post]
14 Sep 2011, 2:34 pm by By BEN PROTESS
A Senate subcommittee approved a bill to increase funding by about 19 percent for the Securities and Exchange Commission and the Commodity Futures Trading Commission. [read post]
12 Feb 2013, 4:50 am by By DEALBOOK
The Financial Services Authority, Britain's main financial regulator, fined UBS £9.45 million on Tuesday for improperly selling an A.I.G. fund. [read post]
3 Jul 2012, 6:00 pm by By BEN PROTESS and MARK SCOTT
Ahead of a British parliamentary hearing, executives said they thought they had implicit approval from regulators to manipulate interest rates. [read post]
12 May 2010, 1:55 am by By DEALBOOK
General Motors executives want their own auto-financing arm so they can offer more competitive lease and loan deals, The Associated Press reported. [read post]
3 Jul 2012, 9:14 am by By PETER J. HENNING
For the other banks in the Libor investigation, the Barclays settlement provides a template for the type of cooperation the Justice Department expects, and the range of monetary penalties they may have to pay. [read post]
30 May 2012, 3:07 am by By MARK SCOTT
RIT Capital Partners, the investment trust chaired by Jacob Rothschild, has agreed to buy a minority stake in the investment and wealth management firm Rockefeller Financial Services. [read post]
16 Jul 2012, 3:10 pm by By MARK SCOTT
The relationship between regulators and banks came under scrutiny on Monday when senior officials from the Financial Services Authority of Britain testified before a parliamentary committee about the rate-rigging scandal. [read post]
7 Oct 2010, 3:00 pm by By DEALBOOK
The PNC Financial Services Group has suspended sales of foreclosed homes for 30 days, according to a title insurer that received the memo from the bank. [read post]
3 Jul 2012, 6:00 pm by By BEN PROTESS and MARK SCOTT
Ahead of a British parliamentary hearing, executives said they thought they had implicit approval from regulators to manipulate interest rates. [read post]
3 Jul 2012, 6:00 pm by By BEN PROTESS and MARK SCOTT
Ahead of a British parliamentary hearing, executives said they thought they had implicit approval from regulators to manipulate interest rates. [read post]
10 Jun 2010, 2:35 am by By DEALBOOK
The salary of Adair Turner, chairman of the Financial Services Authority of Britain, increased to 482,442 pounds from 246,546 pounds the previous year, the regulator said in its annual report for 2009-2010. [read post]