Posts tagged with: "financial+services"
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9 Jan 2017, 1:06 pm by Fitapelli Kurta
Public records published by the Financial Industry Regulatory Authority (FINRA) on January 9, 2017 indicate that New Jersey-based brokerage firm Tullett Prebon Financial Services has been sanctioned by FINRA. [read post]
27 Aug 2007, 11:46 pm
Extending the relationship will make it easier for financial services member organizations to protect employees. [read post]
5 Nov 2008, 6:31 pm
Permira, the British buyout firm, said on Wednesday that it has hired James Fraser to head its financial services group. [read post]
11 Jun 2007, 9:01 am
The Carlyle Group said Monday that it had created a new group that will invest in the financial services sector, including banking and insurance. [read post]
1 Apr 2012, 5:29 pm by zimmermansguide
Not many PI firms have experience with this work, but you can get a list of firm who do by calling the New York Department of Financial Services.  [read post]
19 Dec 2016, 11:37 am by Adam D. Maarec and Courtney K. Stout
Banks, insurers, and other financial services companies in the Empire State may have to abide by new cybersecurity regulations come January 1, 2017. [read post]
4 Apr 2016, 9:36 am by rexsecuritieslaw
Chesterfield, MO Rex Securities Law is investigating VSR Financial Services broker Robert B. [read post]
24 Apr 2017, 2:05 pm by Andrew Stoltmann
The post James Ham; First Independent Financial Services; Dallas, Texas appeared first on . [read post]
11 Oct 2016, 7:43 am by Travis P. Nelson
Among the issues addressed, none was more prominent that those involving consumer financial services. [read post]
11 May 2012, 5:08 am by JA Hodnicki
Daniel Sokol GCR Live: Financial Services and Competition Law June 20, 2012 Programme 9.00am: Chairman's introduction Nicholas Levy, Cleary Gottlieb Steen & Hamilton LLP 9.10am: Keynote speech: Antitrust issues in the financial services sector Clive Maxwell, Executive... [read post]
6 Jan 2012, 5:01 pm by Erik Gerding
The Section on Financial Institutions and Consumer Financial Services will have a record four events at this weekend's Association of American Law Schools Annual Meeting in Washington, DC. [read post]
8 Aug 2012, 4:58 pm by Hunton & Williams LLP
Earlier this year, the Consumer Financial Protection Bureau (“CFPB”) published a Bulletin signaling its intent to regulate and exercise enforcement authority over service providers to financial institutions. [read post]
11 Nov 2016, 4:23 pm by BuckleySandler
SEC Chair Mary Jo White is scheduled to testify later this month at separate House Financial Services Committee hearings, a spokesman for the panel said. [read post]
20 Jun 2016, 8:23 am by Beth Graham
This report examines how the financial services industry uses these clauses to defeat consumers’ rights and evade accountability for their wrongdoing. [read post]
28 Sep 2015, 8:45 am by D Daniel Sokol
Thomas Franchoo, Niels Baeten and Lukas Solek, all Linklaters discuss The Application of European Competition Law in the Financial Services Sector. [read post]
11 Apr 2017, 12:59 pm by Andrew Stoltmann
The post Tracy Turner; Colorado Financial Service Corp; Carlsbad, California; 92008 appeared first on . [read post]
29 Aug 2013, 6:00 am by Sacha Boegem
CFBP releases report detailing continuing failures with Mortgage Servicing System The Consumer Financial Protection Bureau (“CFPB”), the financial watchdog agency created following the 2008 financial crisis to protect consumers from unfair, deceptive, and abusive practices in the financial products and services industry, has released a report detailing a host of continuing problems with the handling of mortgages by the… [read post]
29 May 2008, 3:55 am
TPG is apparently betting big on financial services deals. [read post]
19 Jan 2016, 11:37 am by rexsecuritieslaw
 20130394827-01 … Continue reading Stuart, FLA- American Financial Portfolios Services Broker Sanctioned by Regulators → [read post]
17 Feb 2016, 10:37 am by rexsecuritieslaw
Some of the specific investments at issue in … Continue reading VSR Financial Services Ordered to Pay Couple $307,000 For Recommendation of Alternative Investments → [read post]