Most Popular Securities Law Blawgs
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The Race to the Bottom
| Bringing Insider Trading Laws into… | Sep 8 |
| Cease and Delist: The Holding Foreign… | Sep 8 |
| Deal-Making in the COVID-19 Era: How… | Aug 29 |
Rank this Week: 35
The White Law Group's Securities…
| Broker Roger Allan Duval Barred from… | Sep 23 |
| NS8, Inc. Securities Fraud… | Sep 21 |
| Oaktree REIT, Inc. Lowers Net Asset… | Sep 21 |
Rank this Week: 50
Fitapelli Kurta News
| Rapper TI Settles with SEC for… | Sep 14 |
| How to Use BrokerCheck | Sep 11 |
| How Do Financial Advisers Make Money? | Sep 4 |
Rank this Week: 54
Financial Counsel
| Destructive Impact of Fund Fee | Jun 23 |
| Customer Sues Merrill Lynch for Fraud… | Apr 7 |
| New Recommendations by the FINRA… | Apr 5 |
Rank this Week: 81
Recover Investment Losses Blog
| Paul Petrillo-Former Thrivent… | Jun 30 |
| Jacquin P. Fink-Former Merrill Lynch… | Jun 30 |
| Gerald Eaton-Former Commonwealth… | Jun 30 |
Rank this Week: 83
California Corporate & Securities…
| The Form 8-Ks That The SEC May Have… | Dec 29 |
| Does Choice Of Law Include The Parol… | Dec 28 |
| Nevada Supreme Court Won’t Allow… | Dec 22 |
Rank this Week: 158
Securities Law Blog
| Roderick von Lipsey Involved in… | Sep 18 |
| Jeffrey Weiner, Pruco Registered Rep,… | Jul 30 |
| Christopher Vining, Morgan Stanley… | Jul 30 |
Rank this Week: 161
Securities Law Attorneys Blog
| Chad Vandenbusch Facing Client… | Sep 18 |
| Gregory O’Brien Subject of Client… | Aug 20 |
| Gregory O’Brien Subject of Client… | Aug 20 |
Rank this Week: 202
New York Securities Lawyers Blog
| SEC Action and Criminal Charges… | Aug 2 |
| What To Expect When You File a FINRA… | Jul 9 |
| Can FINRA Arbitration Claims Be… | Jun 29 |
Rank this Week: 261
Securities Lawyers Blog
| Shane Appelbaum Has Investor… | Sep 14 |
| Advisor Christopher Roumayeh… | Sep 14 |
| RW Holdings NNN REIT Suffer Losses… | Aug 10 |
Rank this Week: 272
Securities Law Prof Blog
| New Securities Law Articles in Print | Sep 22 |
| New Securities Law Articles in Print | Sep 14 |
| New Securities Law Articles in Print | Sep 11 |
Rank this Week: 305
Securities Arbitration Lawyers…
| Did You Invest In Cardone Equity Fund… | Sep 23 |
| Did You Invest In A Grant Cardone… | Sep 23 |
| Did You Invest With Cardone Capital,… | Sep 23 |
Rank this Week: 315
The D & O Diary
| Vaccine Company Hit with… | Sep 23 |
| GM Files Lawsuit Against One of Its… | Sep 22 |
| Guest Post: The FinCEN Files – No… | Sep 21 |
Rank this Week: 316
Representing Investors
| Exchange-Traded Products (ETPs) may… | May 20 |
| FINRA Accelerates Investor Protection… | May 5 |
| FINRA Proposes Enhancements to… | Apr 27 |
Rank this Week: 340
Florida Securities Fraud Attorney…
| Can JPMorgan Be Forced To Pay MF… | Dec 21 |
| New Rules for Expungement of Certain… | Dec 19 |
| Why Are Expungement Orders By… | Dec 19 |
Rank this Week: 371
Securities Law Blog
| SEC Adopts Amendments to Modernize… | Sep 23 |
| SEC Adds Clarity, Efficiency and… | Sep 23 |
| SEC Obtains Emergency Asset Freeze,… | Sep 23 |
Rank this Week: 383
TheCorporateCounsel.net Blog
| Shareholder Proposals: SEC Modernizes… | Sep 24 |
| Today: “17th Annual Executive… | Sep 23 |
| SPACs: New CDI Clarifies Form S-3… | Sep 22 |
Rank this Week: 385
Federal Securities Law Blog
| SEC amends definition of accredited… | Sep 14 |
| Delaware Supreme Court upheld federal… | Apr 13 |
| The CARES Act: Changes to the U.S.… | Apr 3 |
Rank this Week: 407
Investor Lawyers Blog
| Healthcare Trust, Inc. Halts Cash… | Aug 18 |
| New York City REIT Shares Show Loss… | Aug 18 |
| Terra Income Fund 6- Estimated NAV… | Jun 6 |
Rank this Week: 423
Regulation tomorrow
| Proposed European Regulations on… | Sep 24 |
| Proposed Regulation on digital… | Sep 24 |
| EPC – Some 2020 change requests… | Sep 23 |
Rank this Week: 515
Oil & Gas Investment Fraud Lawyer…
| Maria Hendershott of Raymond James… | Feb 5 |
| Former UBS Broker William Paynter Jr. | Feb 5 |
| Former Retirement Community/Morgan… | Oct 24 |
Rank this Week: 609
Stock Broker Fraud Blog
| FINRA Bars Ex-Newbridge Securities… | Sep 23 |
| More Customers File Unsuitability… | Sep 22 |
| Monex Grupo Financiero Customers Lose… | Sep 21 |
Rank this Week: 682
Securities Industry Lawyer Blog
| Robert Herskovits Appears on Reuters… | Jul 26 |
| Robert Herskovits Appears on Reuters… | Jul 26 |
| Robert Herskovits Appears on Reuters… | Jul 26 |
Rank this Week: 691
White Collar Alert
| Ethical Considerations in… | Sep 9 |
| Seizure of MSC GAYANE Raises… | Jul 12 |
| Federal Government Alleges College… | Mar 12 |
Rank this Week: 738
Subject to Inquiry
| FinCEN Rule Ends AML Program… | Sep 15 |
| Still Standing: SEC Disgorgement… | Jun 24 |
| Supreme Court to Resolve CFAA Circuit… | Jun 22 |
Rank this Week: 894
Andrew Abramowitz, PLLC
| Payments to Independent Contractors… | Apr 4 |
| The SEC’s Proposed Expansion of… | Jan 21 |
| The “Get Everyone in a Room”… | Nov 13 |
Rank this Week: 971
White Collar Wire
| Zoom Grand Juries, Cool Bill Evans,… | Aug 23 |
| Police Review and Independent Counsel | Aug 13 |
| A Meditation On Father’s Day | Jun 21 |
Rank this Week: 1008
The PSLRA Nugget
| The Nugget is Moving to a New Home | Feb 3 |
| Yes Shorter is Better (at least in… | Feb 2 |
| Confidential Sources Still Alive &… | Mar 18 |
Rank this Week: 1133
The 10b-5 Daily
| Check Your Disbelief At the Door | Aug 20 |
| What Lower-Level Employees Know | Jul 14 |
| The Need for New New | May 22 |
Rank this Week: 1134
Jim Hamilton's World of Securities…
| Divided Commission approves… | Sep 24 |
| Exec compensation and SPACS… | Sep 23 |
| Remembering Justice Ginsburg’s… | Sep 22 |
Rank this Week: 1142
DealLawyers.com Blog
| Del. Court Says Merger is Assignment… | Sep 24 |
| Antitrust: Proposed HSR Change Could… | Sep 23 |
| Busted Deals: Simon Accuses Taubman… | Sep 22 |
Rank this Week: 1150
Securities Mining Law
| Mining regulation in Zambia | Sep 22 |
| BC to extend mineral exploration work… | Sep 16 |
| Mining companies and green finance… | Aug 21 |
Rank this Week: 1249
Securities Litigation and…
| In the Matter of Tomahawk Exploration… | Sep 11 |
| The SEC’s Authority to Enforce the… | Jul 10 |
| SEC Proposes a “Best Interest”… | Apr 20 |
Rank this Week: 1333
Startup Law Blog
| Chip-and-PIN (EMV) Credit Card… | Sep 17 |
| Join Us at Pacific Rim M&A… | Apr 27 |
| Revenue Lending | Dec 18 |
Rank this Week: 1403
TheIPRblog.com
| Regulation Best Interest: What SEC… | Apr 9 |
| Ocie Offers Cybersecurity And… | Jan 31 |
| OCIE 2020 Examination Priorities… | Jan 9 |
Rank this Week: 1507
Investor Arbitration Claims Blog
| Hebron Technology Co. (HEBT) Subject… | Jun 10 |
| CPI Aerostructures (CVU) Subject Of A… | May 20 |
| Silver Law Group Investigating Canaan… | May 20 |
Rank this Week: 1646
Cross-Border Counselor: What…
| The “Pot” Thickens – IRS… | Sep 23 |
| Mining Companies: Don’t Let Your QP… | Sep 2 |
| Trump Administration Re-imposes Sec.… | Aug 27 |
Rank this Week: 1690
Governance & Compliance Insider
| SEC Updates Accredited Investor and… | Sep 23 |
| What Counts as a “Perk” During… | Sep 22 |
| SEC Updates Guidance on Expiring… | Sep 14 |
Rank this Week: 1691
Investor Lawyers Blog
| FINRA Bars Ex-Newbridge Securities… | Sep 23 |
| More Customers File Unsuitability… | Sep 22 |
| Monex Grupo Financiero Customers Lose… | Sep 21 |
Rank this Week: 1715
Glancy Prongay & Murray Consumer…
| HALL investors have until July 6,… | Jun 29 |
| LOPE investors have until July 13,… | Jun 29 |
| AGS Class Action Notice: Glancy… | Jun 26 |
Rank this Week: 1738
The Law Offices of Daniel J.…
| Wells Fargo Pays $550,000 for Failing… | Sep 1 |
| FINRA Suspends Broker | Aug 25 |
| Brokers get hit for cutting corner | Aug 25 |
Rank this Week: 1758
The Investor's Rights Law Blog
| J. P. Morgan Securities, LLC Sued for… | Sep 14 |
| Former Woodbury Stockbroker Ronald… | Aug 31 |
| Former Van Clemens & Co… | Aug 28 |
Rank this Week: 1775
FINRA Lawyer Blog
| Finra Settlement Casts Doubt On… | Sep 11 |
| Finra Issues Report On Artificial… | Jul 21 |
| THE SEC’s WAR ON 12b-1 FEES | Jun 9 |
Rank this Week: 1792
The SEC Pulse
| Are COVID Accommodations Perks for… | Sep 24 |
| Amendments to Shareholder Proposal… | Sep 23 |
| SEC Registration Fee Set to Decrease… | Aug 28 |
Rank this Week: 1821
Broker Fraud Lawyer Blog
| $15 MILLION TO BE PAID BY RAYMOND… | Oct 7 |
| Broker “Bites the Dust” with… | Aug 29 |
| Financial Advisor Dawn Bennett… | Aug 18 |
Rank this Week: 1865
Securities Fraud Attorneys Blog
| TransAmerica Financial Advisor Scott… | Sep 21 |
| Recovery Options for Investors Burned… | Sep 20 |
| Investors Have Options to Recover… | Sep 8 |
Rank this Week: 1922
