Most Popular Securities Law Blawgs
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The Race to the Bottom
| What About Other Types of Diversity… | Jan 16 |
| Facebook Maximizes Profits,… | Nov 26 |
| The Pandora Papers Spark Pandemonium… | Nov 21 |
Rank this Week: 34
Financial Counsel
| Destructive Impact of Fund Fee | Jun 23 |
| Customer Sues Merrill Lynch for Fraud… | Apr 7 |
| New Recommendations by the FINRA… | Apr 5 |
Rank this Week: 35
TheCorporateCounsel.net Blog
| Corp Fin Updates Annual Meeting… | Jan 21 |
| NYSE: Annual Compliance Reminder | Jan 21 |
| Justice Ruth Bader Ginsberg’s… | Jan 21 |
Rank this Week: 36
Securities Law Prof Blog
| New Securities Law Article in Print | Jan 8 |
| New Securities Law Articles in Print | Dec 28 |
| New Securities Law Articles in Print | Nov 29 |
Rank this Week: 46
Securities Arbitration Lawyers…
| Silver Law Group Represents Investors… | Jan 21 |
| UBS And Credit Suisse Involved In… | Jan 18 |
| Northstar Financial Services… | Jan 11 |
Rank this Week: 78
The White Law Group's Securities…
| Credit Suisse Hit with $9 Million for… | Jan 21 |
| GWG L Bonds Securities Investigation… | Jan 19 |
| CIM Real Estate Finance Trust, Inc.… | Jan 18 |
Rank this Week: 114
Representing Investors
| MADDOX HARGETT & CARUSO… | Jan 9 |
| MERRILL LYNCH BROKERS CHRISTOPHER… | Jan 9 |
| Former Allstate Financial Services,… | Dec 16 |
Rank this Week: 119
Investor Lawyers Blog
| Senior Investors Say Seeman Holtz… | Jan 20 |
| UBS YES Clients of Broker William… | Jan 18 |
| Customers of Morgan Stanley Broker… | Jan 13 |
Rank this Week: 125
Securities Lawyers Blog
| Daniel Pimental Engaged in Unsuitable… | Oct 27 |
| Broker Siddharth Reddy Has Unsuitable… | Oct 26 |
| National Securities Broker Viqas… | Oct 26 |
Rank this Week: 133
Jim Hamilton's World of Securities…
| ESMA report details guidance rules… | Jan 21 |
| IOSCO seeks feedback on… | Jan 20 |
| Blackrock’s Fink seeks to explain… | Jan 19 |
Rank this Week: 148
Securities Law Blog
| SEC Issues Awards Totaling More Than… | Jan 21 |
| SEC Seeks Candidates for Investor… | Jan 19 |
| Earnings season is here | Jan 16 |
Rank this Week: 154
Cosgrove Law Securities and…
| Self-Directed IRA Custodian Liability… | Nov 8 |
| Conflict Management for Terminated… | Oct 19 |
| The SEC Chair sets the Agency’s… | Oct 14 |
Rank this Week: 157
Iorio Altamirano
| Investors Worried After GWG Holdings… | Jan 19 |
| Read More About Iorio Altamirano… | Jan 7 |
| Joseph Scott Audia, Formerly with… | Jan 5 |
Rank this Week: 242
Corporate Securities Law Blog
| California Court of Appeal Holds that… | Jan 14 |
| Delaware Supreme Court Shines… | Dec 29 |
| FinCEN Issues Notice of Proposed… | Dec 10 |
Rank this Week: 412
The D & O Diary
| Guest Post: More Securities Class… | Jan 20 |
| COVID-19-Related Securities Suit… | Jan 19 |
| SPAC-Related Securities Suit… | Jan 18 |
Rank this Week: 426
Broke and Broker
| BrokeAndBroker.com Blog by Bill… | Jan 18 |
| Securities Industry Commentator by… | Jan 18 |
| Securities Industry Commentator by… | Jan 18 |
Rank this Week: 477
Subject to Inquiry
| What Significant Russian Sanctions… | Jan 18 |
| 2021 Brought SEC Focus on Crypto… | Jan 10 |
| Elizabeth Holmes of Theranos Found… | Jan 10 |
Rank this Week: 507
White Collar Wire
| New Year, Old Books, Cold Cocktail | Dec 31 |
| White Collar, Fine Booze, Free CLE | Nov 12 |
| Elizabeth Holmes, Recovery Rogues,… | Sep 8 |
Rank this Week: 530
Andrew Abramowitz, PLLC
| The BuzzFeed Option Exercise Dustup | Dec 16 |
| Equity for Legal Fees (2021 Update) | Nov 12 |
| Thoughts on Remote Work from a… | Oct 10 |
Rank this Week: 647
White Collar Alert
| Ethical Considerations in… | Sep 9 |
| Seizure of MSC GAYANE Raises… | Jul 12 |
| Federal Government Alleges College… | Mar 12 |
Rank this Week: 672
Securities Fraud Attorneys Blog
| JP Morgan Ordered To Pay Client $4… | Jan 13 |
| McNally Financial Services Hit by… | Jan 13 |
| Wells Fargo, Merrill Lynch,… | Dec 22 |
Rank this Week: 705
Special Situations Law
| Putting the “green” in green… | Nov 19 |
| ESG & Shareholder Activism: Ready… | Sep 24 |
| ESG & Shareholder Activism: Ready… | Sep 24 |
Rank this Week: 745
Regulation tomorrow
| FCA review finds evidence of growing… | Jan 21 |
| ESMA CSA on the valuation of UCITS… | Jan 21 |
| FCA updates webpage on FG15/8… | Jan 20 |
Rank this Week: 749
McEldrew Young Blog
| Man Free After 37 Years –… | Jan 5 |
| At Least 13 Dead as Fire Rages… | Jan 5 |
| What Birth Injuries Cause Cerebral… | Jan 3 |
Rank this Week: 767
New York Securities Lawyer Blog
| Eight Former Credit Suisse Advisers… | Dec 7 |
| Brian Neville and Andrew Parish… | Sep 8 |
| Andrew Parish and Brian Neville… | Jul 29 |
Rank this Week: 813
Broker Misconduct Blog
| FINRA Disciplinary Action Report:… | Aug 27 |
| FINRA Disciplinary Action Report:… | Jul 29 |
| FINRA Disciplinary Action Report:… | Jun 29 |
Rank this Week: 863
Classified: The Class Action Blog
| Cy Pres Settlements in the Ninth… | Jan 18 |
| A Year in Review: Top 10 Class Action… | Dec 9 |
| New York City Creates Right to Sue… | Oct 13 |
Rank this Week: 891
Stock Market Loss
| How to Check Your Stockbroker’s… | Jan 5 |
| 30% Of 2020 FINRA Arbitration Awards… | Sep 29 |
| Robinhood Service Outages Create… | Jul 29 |
Rank this Week: 943
The PSLRA Nugget
| The Nugget is Moving to a New Home | Feb 3 |
| Yes Shorter is Better (at least in… | Feb 2 |
| Confidential Sources Still Alive &… | Mar 18 |
Rank this Week: 966
The 10b-5 Daily
| Sticking To The Plan | Jan 7 |
| And Then There Was One | Nov 28 |
| A Business Problem, Not A Securities… | Oct 1 |
Rank this Week: 968
Securities Litigation,…
| In the Matter of Tomahawk Exploration… | Sep 11 |
| The SEC’s Authority to Enforce the… | Jul 10 |
| SEC Proposes a “Best Interest”… | Apr 20 |
Rank this Week: 970
DealLawyers.com Blog
| Poking Around the… | Jan 21 |
| M&A Agreements: Rethinking… | Jan 20 |
| Antitrust: DOJ & FTC Look to… | Jan 19 |
Rank this Week: 1105
Securities Mining Law
| The latest trends in mining disputes… | Jan 17 |
| Latest trends in mining disputes in… | Dec 15 |
| Canadian Securities Administrators… | Nov 15 |
Rank this Week: 1258
Glancy Prongay & Murray Consumer…
| Twitter Derivative Settlement… | Jan 14 |
| HALL investors have until July 6,… | Jun 29 |
| LOPE investors have until July 13,… | Jun 29 |
Rank this Week: 1355
FINRA Lawyer Blog
| FORM U4 CRIMINAL HISTORY DISCLOSURES | Jan 21 |
| Finra Hits An Fa For Reasonable-basis… | Jul 7 |
| FINRA ARBITRATION AWARD DESCRIBES… | May 6 |
Rank this Week: 1370
The SEC Pulse
| SEC proposals re: repurchase plan… | Dec 15 |
| SEC proposes new conditions for… | Dec 15 |
| SEC Issues "Sample" Climate Change… | Sep 23 |
Rank this Week: 1437
Securities Fraud Attorneys Blog
| JP Morgan Ordered To Pay Client $4… | Jan 13 |
| McNally Financial Services Hit by… | Jan 13 |
| Wells Fargo, Merrill Lynch,… | Dec 22 |
Rank this Week: 1474
South Florida Arbitration &…
| Precious Metals – Good, Bad or… | Sep 30 |
| Seniors are at risk for scams when… | Aug 26 |
| Understanding your stockbroker’s… | Aug 24 |
Rank this Week: 1523
The Law Offices of Daniel J.…
| FINRA Sanctions Two Brokers over UIT… | Nov 3 |
| Finra Sanctions A Stock Broker Who… | Apr 2 |
| Ex-Merrill Broker Pleads Guilty to $3… | Apr 1 |
Rank this Week: 1667
Investor Lawyers GSP
| Broker Brandon Rudolph Investigation… | Nov 15 |
| Former Broker Dustin Shafer Barred By… | Nov 5 |
| Trevor Rahn Facing Allegations of… | Nov 3 |
Rank this Week: 1681
The Investor's Rights Law Blog
| Former U.S. Brokerage, Inc.… | Oct 24 |
| Former Dawson James and Spartan… | Oct 24 |
| Former Voya Stockbroker Alexander Jon… | Oct 24 |
Rank this Week: 1700
The Securities Edge
| Another Year, Another Top Ten List | Jan 3 |
| Another perquisites enforcement… | Dec 13 |
| Why Is the SEC Like Pharaoh Tutmosis… | Nov 18 |
Rank this Week: 1720
Securities Fraud Lawyer Blog
| Chinese Businessman Patrick Sun Hit… | Sep 13 |
| Leveraged Silver Bullion Investment | May 30 |
| Virtual Communications Corporation… | Apr 29 |
Rank this Week: 1748
Securities Fraud Lawyer Blog
| Beware of Financial Fraud During… | Mar 26 |
| Should I Stay, Or Should I Go Now? | Mar 15 |
| For Many That Invested Heavily on… | Mar 12 |
Rank this Week: 1825
SEC Whistleblower Lawyer Blog
| Latest SEC Bounty Of $4M Goes To Two… | Jan 12 |
| The Foreign Corrupt Practices Act… | Jan 10 |
| The Foreign Corrupt Practices Act… | Jan 10 |
Rank this Week: 1907
Securities Industry Lawyer Blog
| Robert Herskovits Appears on Reuters… | Jul 26 |
| Robert Herskovits Appears on Reuters… | Jul 26 |
| FINRA Identifies "Red Flags" for AML… | May 8 |
Rank this Week: 2023
