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15 Nov 2019, 3:12 am by Broc Romanek
These new short “educational” videos might prove my point (here’s the related press release)… – Broc Romanek [read post]
14 Nov 2019, 1:14 pm by Kevin LaCroix
Broc Romanek poses an interesting question on his blog, which is — why does the agency release this report? [read post]
25 Oct 2019, 3:03 am by Broc Romanek
– Some Things to Think About When Forming a Standing Committee – Proxy Disclosure – the Big 3: Other Common Standing Committees – Key Takeaways About Standing Committees – Broc Romanek [read post]
23 Oct 2019, 3:01 am by Broc Romanek
Workshop” over on isn’t free for members of that site – but ours is much cheaper (and includes copies of the “Deal Tales” Paperbacks – a three volume set)… California Dreaming… Saw this picture that Jim McRitchie posted of a California license plate: – Broc Romanek [read post]
22 Oct 2019, 3:15 am by Broc Romanek
See this Mayer Brown memo – and this background paper from the SEC… – Broc Romanek [read post]
4 Oct 2019, 3:19 am by Broc Romanek
– Proxy Voting: Impact of Mutual Fund Board Connections – Uncontested Director Elections: Impact of Negative ISS Recommendations – Proxy Plumbing: Recommendations From SEC’s “Investor” Subcommittee – Shareholder Engagement: A UK Study of Investor Trends – Broc Romanek [read post]
2 Oct 2019, 3:16 am by Broc Romanek
Investigations: Key Questions When You Get An Investigative Request – Broc Romanek [read post]
30 Sep 2019, 2:11 am by Broc Romanek
Recently, Moody’s issued a framework to help understand key aspects of governance that are incorporated into all Moody’s credit ratings and analysis, including two taxonomies: a private taxonomy, which applies to non-financial corporates, financial institutions, infrastructure, structured finance and certain competitive government-owned enterprises; and a public taxonomy, which applies to sovereign, sub-sovereign and municipal issuers… – Broc Romanek [read post]