Search for: "Erik Gerding" Results 1 - 20 of 155
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
15 Feb 2024, 3:30 am by John Jenkins
Gary Gensler’s message about avoiding “boilerplate” echoed another comment from Erik Gerding referenced in Dave’s blog. [read post]
24 Jan 2024, 9:03 pm by renholding
I’d like to thank the members of the SEC staff for their work on these final rules, including: Erik Gerding, Mellissa Duru, Betsy Murphy, Luna Bloom, Mark Saltzburg, Dennis Hermreck, Ted Yu, Tiffany Posil, Dan Duchovny, Shane Callaghan, Adam Turk, Kasey Levit, Lisa McCann, Lindsay McCord, Craig Olinger, Melissa Rocha, Ryan Milne, Cicely LaMothe, Jessica Kane, Mary Beth Breslin, Pamela Long, Asia Timmons-Pierce, Robert Errett, Sean Harrison, Jennifer Lopez Molina, Deegi… [read post]
23 Jan 2024, 4:03 am by David Lynn
Corp Fin Director Erik Gerding and Corp Fin Chief Counsel Michael Seaman discussed the latest developments in the Corp Fin yesterday at the Northwestern Securities Regulation Institute. [read post]
20 Dec 2023, 7:19 am by Unknown
With companies working to ensure compliance with the new rules, Gerding emphasized the Division’s longstanding open door policy, and he explained that the Commission may issue forward-looking comments or additional CDIs. [read post]
15 Dec 2023, 12:30 am by John Jenkins
[December 14, 2023] Corp Fin Director Erik Gerding also issued a lengthy statement on the rationale underlying the SEC’s adoption of the cybersecurity disclosure and governance rules, the mechanics of the rules, the national security and public safety delay provisions, and Corp Fin’s next steps concerning implementation of the rules and review of disclosures. [read post]
6 Dec 2023, 3:00 am by Meredith Ervine
The Winter Meeting for the ABA Federal Regulation of Securities Committee is happening today and tomorrow and, for Committee members attending or joining by phone, there are many opportunities to hear from members of the SEC Staff, including during a “Dialogue with the Director” program with Corp Fin Director Erik Gerding. [read post]
12 Oct 2023, 3:25 am by Meredith Ervine
In the final cybersecurity rules, the SEC did away with the proposed requirement to disclose board cybersecurity expertise, even though, during the “Dialogue with the Director” session at the ABA’s Business Law Section Fall Meeting, Corp Fin Director Erik Gerding stressed that the proposal was not meant to impact board composition. [read post]
10 Oct 2023, 9:03 pm by renholding
I’d like to thank members of the SEC staff for their work on these final rules, including: Erik Gerding, Mellissa Duru, Ted Yu, Nicholas Panos, Valian Afshar, Elizabeth Murphy, Robert Errett, Chris Windsor, Anne Krauskopf, Katherine Bagley, Emma O’Hara, and Pearl Crawley in the Division of Corporation Finance; Megan Barbero, Bryant Morris, Dorothy McCuaig, Ken Alcé, David Russo, Rachel McKenzie, and Brooke Wagner in the Office of the General Counsel; Jessica… [read post]
20 Sep 2023, 12:30 am by John Jenkins
  The agendas for our conferences include 18 substantive panels over 3 days – as well as an interview with Erik Gerding, the Director of the SEC’s Division of Corporation Finance. [read post]
10 Sep 2023, 9:10 pm by Meredith Ervine
On a related note, at the “Dialogue with the Director” session on Friday at the ABA’s Business Law Section Fall Meeting, Corp Fin Director Erik Gerding was asked who should field interpretive questions regarding Dodd-Frank clawback requirements — the SEC or the stock exchanges. [read post]
10 Sep 2023, 9:05 pm by Meredith Ervine
Also during the “Dialogue with the Director” session on Friday at the ABA’s Business Law Section Fall Meeting, Jay Knight, Chair of the Federal Regulation of Securities Committee, asked Corp Fin Director Erik Gerding about the SEC’s current areas of focus. [read post]
22 Aug 2023, 4:30 am by David Lynn
You can get all of the latest insights by joining me on Wednesday, September 20 for my interview with Erik Gerding, Director of the SEC’s Division of Corporation Finance. [read post]
26 Jul 2023, 2:50 am by David Lynn
Also, I will be interviewing Erik Gerding, Director of the Division of Corporation Finance, at the Proxy Disclosure Conference. [read post]
22 May 2023, 3:15 am by John Jenkins
Melissa fills the position previously held by Erik Gerding prior to his appointment as Director of Corp Fin earlier this year. [read post]
17 May 2023, 3:30 am by Meredith Ervine
And when Commissioner Peirce asked whether the Staff believed the level of buybacks was suboptimal, Corp Fin Director Erik Gerding responded that the release does not take a position but instead requires greater information to allow investors to do so. [read post]
9 May 2023, 3:30 am by Liz Dunshee
At the spring meeting of the ABA Business Law Section a couple of weeks ago, Corp Fin Director Erik Gerding noted that the Staff is still engaged in the very important step of reviewing the thousands of comment letters that were submitted in response to the proposal – with greenhouse gas emissions and the Reg S-X thresholds for certain line item disclosure requirements being a couple of the top items that require careful consideration. [read post]
9 May 2023, 3:00 am by Liz Dunshee
At the ABA’s spring meeting, Corp Fin Director Erik Gerding said he did not expect SPACs to drop off the rulemaking agenda. [read post]
12 Apr 2023, 3:37 am by Liz Dunshee
I blogged earlier this year that Corp Fin Director Erik Gerding had shared thoughts on these dates – but it’s great to see it laid out: Smaller reporting companies will be required to begin compliance with the: – Item 408(a) quarterly disclosure and tagging requirements in an Exchange Act report on Form 10-Q that covers the first full fiscal quarter (or on Form 10-K if the first full fiscal quarter is the issuer’s fourth fiscal quarter) that begins on or… [read post]
2 Mar 2023, 3:36 am by Liz Dunshee
We’re particularly excited about the fact that Corp Fin Director Erik Gerding will be sitting down with our very own Dave Lynn for an interview about his latest views on Corp Fin priorities & expectations. [read post]