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Weekly Roundup: September 15-21, 2023
22 Sep 2023, 6:30 am
Securities and Exchange Commission, on Thursday, September 21, 2023 Tags: EDGAR, N-PORT, rule 35d-1, SEC Statement by Chair Gensler on Updates to the Names Rule Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: September 15-21, 2023
22 Sep 2023, 6:30 am
Securities and Exchange Commission, on Thursday, September 21, 2023 Tags: EDGAR, N-PORT, rule 35d-1, SEC Statement by Chair Gensler on Updates to the Names Rule Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Chair Gensler Speaks on Updates to the Names Rule
21 Sep 2023, 9:01 pm by renholding
This statement was issued on September 20, 2023, by Gary Gensler, chair of the U.S. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Statement by Chair Gensler on Updates to the Names Rule
21 Sep 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement by Chair Gensler on Updates to the Names Rule
21 Sep 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC proposes EDGAR enhancements, announces public beta
15 Sep 2023, 10:18 am by Unknown
” In a statement, SEC Chair Gary Gensler likened the current system of one-login-per-firm to a family sharing a password to a streaming service. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: September 8-14, 2023
15 Sep 2023, 6:30 am
Llewellyn, Fenwick & West LLP, on Wednesday, September 13, 2023 Tags: Disclosure, esg reporting, Financial regulation, Mergers & acquisitions, Monetary policy, SEC enforcement Testimony of Chair Gary Gensler Before the U.S Senate Committee on Banking, Housing, and Urban Affairs Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: September 8-14, 2023
15 Sep 2023, 6:30 am
Llewellyn, Fenwick & West LLP, on Wednesday, September 13, 2023 Tags: Disclosure, esg reporting, Financial regulation, Mergers & acquisitions, Monetary policy, SEC enforcement Testimony of Chair Gary Gensler Before the U.S Senate Committee on Banking, Housing, and Urban Affairs Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Commissioner Speaks on Trans-Atlantic Effort to Strengthen Market Oversight
14 Sep 2023, 9:01 pm by renholding
Under the leadership of SEC Chair Gary Gensler, we are advancing a series of reforms to strengthen oversight of our financial markets. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Council for Institutional Investors urges ISSB to make human capital disclosures ‘highest priority’
13 Sep 2023, 12:10 pm by Unknown
SEC Chair Gary Gensler has signaled that the SEC is looking at proposing new rules for human capital disclosure.In August 2021, Gensler stated on the X social media site (formerly known as Twitter):“Investors want to better understand one of the most critical assets of a company: its people. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Testimony of Chair Gary Gensler Before the U.S Senate Committee on Banking, Housing, and Urban Affairs
13 Sep 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Testimony of Chair Gary Gensler Before the U.S Senate Committee on Banking, Housing, and Urban Affairs
13 Sep 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC Chair Testifies Before U.S. Senate Committee on Banking, Housing, and Urban Affairs
12 Sep 2023, 9:01 pm by renholding
Good morning, Chairman Brown, Ranking Member Scott, and members of the Committee. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
The Law of Algorithms--SEC Proposes Rules on "Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker- Dealers and Investment Advisers" (2023)
3 Sep 2023, 5:17 pm
“We live in an historic, transformational age with regard to predictive data analytics, and the use of artificial intelligence,” said SEC Chair Gary Gensler. [read post]
Law at the End of the Day - https://lcbackerblog.blogspot.com/
State Attorneys General appeal to SEC’s Gensler ahead of SHEIN’s expected IPO
31 Aug 2023, 5:32 am by Unknown
By Suzanne CosgroveAttorneys General of 16 states have written SEC Chair Gary Gensler to indicate their reservations about a potential initial public offering by China-backed online fashion and home-goods retailer SHEIN later this year.As a condition of being listed on a U.S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Split SEC Adopts New and Amended Rules Overhauling Private Fund Industry
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
Well Done - https://www.morganlewis.com/blogs/welldone
Split SEC Adopts New and Amended Rules Overhauling Private Fund Industry
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
Split SEC Adopts New and Amended Rules Overhauling Private Fund Industry
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis
Split SEC Adopts New and Amended Rules Overhauling Private Fund Industry
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
Split SEC Adopts New and Amended Rules Overhauling Private Fund Industry
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
As Prescribed - https://www.morganlewis.com/blogs/asprescribed