Search for: "State v. Frank" Results 1 - 20 of 4,699
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11 Jul 2024, 3:20 pm by CFM Admin
In addition to the violations surrounding hypothetical performance, one adviser was also found to have (i) made false and misleading statements, (ii) advertised misleading model performance, (iii) been unable to substantiate performance shown in its advertisements, (iv) failed to enter into written agreements with people it compensated for endorsements, and (v) violated recordkeeping and compliance standards including filing a prospectus with the SEC which contained misleading statements… [read post]
10 Jul 2024, 4:05 pm by Lawrence Solum
The fear of a retaliatory prosecution is no illusion: The authors examine a recent Texas case, Villarreal v. [read post]
9 Jul 2024, 4:24 am by Beatrice Yahia
” Sahil Kapur and Frank Thorp V report for NBC News. [read post]
3 Jul 2024, 10:43 am by Guest Author
This notion that Jarkesy will turn out to be a narrow defeat for the administrative state rests on the outlier nature of the Dodd-Frank Act and the aberrance of the changes it brought to SEC enforcement. [read post]
2 Jul 2024, 12:41 am by Frank Cranmer
The facts In Mr F Ngole v Touchstone Leeds [2024] UKET 1805942/2022, the facts were as follows. [read post]
28 Jun 2024, 5:59 pm
Their comments are premised on the presumption that AHIs are caused by a malign state based capability being deliberately applied against American human targets in various overseas and domestic locations. [read post]
18 Jun 2024, 7:50 am by Evan George
Both states are famous for their bucolic wilderness. [read post]