Search for: "William A. Birdthistle"
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21 Sep 2023, 9:01 pm
I’d like to thank the members of the SEC staff who worked on this adoption, including: William Birdthistle, Sarah ten Siethoff, Brian Johnson, Amanda Hollander Wagner, Brad Gude, Blair Burnett, Mykaila DeLesDernier, Pamela Ellis, Mike Spratt, and Michael Kosoff in the Division of Investment Management; Jessica Wachter, Alexander Schiller, Ross Askanazi, Justin Vitanza, Lauren Moore, Charles Woodworth, Robert Girouard, Julie Marlowe, and Parhaum Hamidi in the Division of… [read post]
24 Aug 2023, 6:32 am
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller,… [read post]
24 Aug 2023, 6:32 am
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller,… [read post]
23 Aug 2023, 9:01 pm
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller,… [read post]
17 Aug 2023, 7:51 am
ITEM 2: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews OFFICE: Division of Investment Management STAFF: William A. [read post]
12 Jul 2023, 9:01 pm
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Brian M. [read post]
3 May 2023, 9:01 pm
I’d like to thank the members of the SEC staff who worked on this proposal, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Sirimal R. [read post]
16 Feb 2023, 9:01 pm
I’d like to thank the members of the SEC staff who worked on this proposal, including: William Birdthistle, Sarah ten Siethoff, Melissa Roverts Harke, Jenson Wayne, Christopher M. [read post]
15 Feb 2023, 9:01 pm
I’d like to thank the members of the SEC staff who worked on these amendments, including: Haoxiang Zhu, Matt Lee, David Saltiel, Andrea Orr, Jeff Mooney, Roni Bergoffen, Sharon Park, Yue Ding, Jennifer Colihan, Will Miller, Andrew Shanbrom, Mary Ann Callahan, Susan Petersen, Jesse Capelle, Tanin Kazemi, and Haley Holliday in the Division of Trading and Markets; William Birdthistle, Sarah ten Siethoff, Holly Miller, Jennifer Porter, and Amy Miller in the Division of Investment… [read post]
3 Nov 2022, 6:32 am
I’d like to thank the members of the SEC staff who worked on this rule, including: Christian Corkery, David Driscoll, Nathan Schuur, Tim Dulaney, Trevor Tatum, Bradley Gude, Angela Mokodean, Brian Johnson, Sarah ten Siethoff, and William Birdthistle in the Division of Investment Management; Hanna Lee, Andrew Glickman, PJ Hamidi, Gregory Scopino, Alex Schiller, Julie Marlowe, Michael Willis, and Jessica Wachter in the Division of Economic Risk and Analysis; Bob Bagnall, Amy… [read post]
9 Sep 2022, 6:31 am
I’d like to thank the Practising Law Institute for working with our agency on this program, and my colleagues Gurbir Grewal and William Birdthistle for co-chairing this event. [read post]
10 Aug 2022, 9:01 pm
I’d also like to thank the staff for their diligent work on these amendments, including: William Birdthistle, Sarah ten Siethoff, Melissa Roverts Harke, Christine Schleppegrell, Lawrence Pace, Alexis Palascak, Timothy Husson, David Stevens, Jon Hertzke, Roberta Ufford, Michelle Beck, Holly Miller, Timothy Dulaney, Kevin Treharne, Trevor Tatum, Viktoria Baklanova, Isaac Kuznits, Andrew Deglin, Wayne Jenson, Alex Bradford, Jennifer McHugh, Thoreau Bartmann, and Kolby Quass in… [read post]
26 Jul 2022, 9:01 pm
Good afternoon. [read post]
13 Jul 2022, 9:01 pm
I’d like to thank the SEC staff for their work on these amendments, including: Renee Jones, Michele Anderson, Ted Yu, Valian Afshar, and Joseph Dilley in the Division of Corporation Finance; Dan Berkovitz, Michael Conley, Megan Barbero, Meridith Mitchell, Bryant Morris, Malou Huth, Tracey Hardin, Dorothy McCuaig, Natalie Shioji, Dan Matro, Cathy Ahn, and Lisa McCann in the Office of the General Counsel; Vlad Ivanov, Andrew Glickman, and Matthew Pacino in the Division of Economic and Risk… [read post]
20 Apr 2022, 6:22 am
At the open meeting on those proposals, Investment Management Director William Birdthistle said that SPACs that satisfy the proposed Investment Company Act safe harbor would enjoy some certainty with respect to their plans, but that those that fall outside the safe harbor should expect scrutiny from SEC staff.Birdthistle also observed that the proposal marks the first time the Commission specifically addressed the question of whether SPACs are investment companies. [read post]
22 Dec 2021, 3:00 am
William Birdthistle of Chicago-Kent Law School had been appointed as Director of the SEC’s Division of Investment Management. [read post]
21 Dec 2021, 9:05 am
The Securities and Exchange Commission today announced the appointment of William A. [read post]
10 Dec 2021, 4:59 am
Northwestern University Posted by William A. [read post]
6 Dec 2021, 6:12 am
Birdthistle (Chicago-Kent College of Law) and Quinn Curtis (University of Virginia), on Monday, December 6, 2021 Editor's Note: William A. [read post]
27 Jun 2019, 6:26 am
Birdthistle and John Morley, eds.). [read post]
