Search for: "American Financial Security Holdings, Inc."
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9 Jan 2017, 9:22 am
Tuesday, January 10th at 3:30pm: The Senate Committee on Homeland Security and Government Affairs will hold a confirmation hearing for General John Kelly, Donald Trump's appointee for Secretary of Homeland Security. [read post]
1 Jul 2011, 5:00 am
He was compensated $1,600,000 for security costs in 2010. [read post]
12 May 2015, 2:04 pm
Essentially, in addition to taking on the credit risk of the issuer, the investor also takes on the price risk of the referenced security or securities. [read post]
25 Aug 2011, 10:37 pm
American Broadcasting Companies, Inc. (9 th Cir. 1997) 121 F.3d 460, 467-468 [even if audiotaping and videotaping were wrongful, defendant was not liable for failing to disclose its intention to commit those wrongful acts]; In re MRU Holdings Securities Litigation (S.D.N.Y. 2011) 769 F.Supp.2d 500, 515 [it is "'rather circular' to say that . . . [read post]
8 Nov 2023, 9:05 pm
The retirement security of millions of American workers is increasingly tied to an investment vehicle that most have never heard of, and whose dramatic growth over the last 40 years has received almost no regulatory or academic scrutiny. [read post]
5 Jun 2012, 8:14 am
Bustillo, Regional Director, Securities and Exchange Commission (SEC), Southeast Region; and Linda Charity, Interim Commissioner, State of Florida's Office of Financial Regulation (OFR), announced the most recent results of the Southern District of Florida Securities and Investment Fraud Initiative (the Initiative), first announced in December 2010 and designed to combat securities and investment fraud and protect the interests of the investing public. [read post]
5 Jun 2012, 8:14 am
Bustillo, Regional Director, Securities and Exchange Commission (SEC), Southeast Region; and Linda Charity, Interim Commissioner, State of Florida's Office of Financial Regulation (OFR), announced the most recent results of the Southern District of Florida Securities and Investment Fraud Initiative (the Initiative), first announced in December 2010 and designed to combat securities and investment fraud and protect the interests of the investing public. [read post]
16 Feb 2021, 2:23 pm
Synacor, Inc., — F. [read post]
3 Jul 2009, 5:22 am
I am not an SEC or securities law newbie, however. [read post]
14 Nov 2021, 8:56 pm
The battle over investment contracts begins with the question of whether digital assets can be considered a security under U.S. federal securities laws. [read post]
9 Dec 2020, 2:13 pm
Inc., Equifax, Inc., are well covered events in the news. [read post]
18 Nov 2011, 7:29 am
The complaint further alleges that Mattera and others gave investors a false sense of security by telling them their money would be held by a Florida escrow agent (Arnold) at his firm First American Service Transmittals, Inc. [read post]
7 May 2009, 2:17 pm
The SEC contends they misled investors about the money-market fund's health before losses on Lehman Brothers Holdings Inc. debt securities forced the fund into liquidation last year and created a near panic in the money-market industry. [read post]
12 May 2015, 3:26 pm
Notably, the issuers of RCNs are generally large financial institutions, such as UBS, while the investor is typically an unsophisticated individual who is attracted by the high coupon rate and doesn’t understand the level of risk that comes with these highly complex structured investments. [read post]
3 Dec 2020, 8:40 am
The allegations, holding, and unique procedural posture of Muransky have been disc [read post]
5 Jul 2007, 11:57 am
Scientific-Atlanta, Inc. [read post]
22 Jan 2021, 1:00 pm
Publicly-available forms filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
13 May 2022, 3:00 am
” “100% AMERICAN MADE,” and “BEST DAMN AMERICAN MADE GEAR ON THE PLANET. [read post]
8 Mar 2011, 8:51 am
According to its website, David Lerner Associates regularly holds financial investment seminars throughout the New York metropolitan area and in Florida to attract new investors. [read post]
16 Nov 2009, 1:11 pm
$14.83B Regions Financial Corporation $2.67B American International Group, Inc [read post]