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SEC Announces Creation of the Event and Emerging Risk Examination Team in the Office of Compliance Inspections and Examinations and the Appointment of Adam D. Storch as Associate Director
28 Jul 2020, 9:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Harmonizes and Improves “Patchwork” Exempt Offering Framework
2 Nov 2020, 9:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards Nearly $600,000 to Whistleblower
14 Jan 2021, 8:11 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Agenda for March 19 Meeting of the Asset Management Advisory Committee
17 Mar 2021, 8:06 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
How MacArthur Geniuses Handle Their Money Windfalls
25 Sep 2015, 10:23 pm by Mark Astarita
Read More---The attorneys at Sallah Astarita & Cox are experienced securities litigators. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards Record Payout of Nearly $50 Million to Whistleblower
4 Jun 2020, 9:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues $2.4 Million Whistleblower Award
21 Sep 2020, 9:10 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Agenda for Nov. 4 Meeting of the Fixed Income Market Structure Advisory Committee
31 Oct 2019, 9:01 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Provides Additional Temporary Regulatory Relief and Assistance to Market Participants Affected by COVID-19
26 Mar 2020, 5:36 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges California Trader Engaged in Manipulative Trading Scheme Involving COVID-19 Claims
9 Jun 2020, 2:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Dealing With an Investing Blind Spot
28 Sep 2015, 10:08 pm by Mark Astarita
The real tragedy of blind spots is that we’re often totally uncoachable when it comes to handling them.Read More---The attorneys at Sallah Astarita & Cox have decades of experience representing small business owners. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
How Volkswagen Could Compensate Diesel Owners
25 Sep 2015, 9:55 am by Mark Astarita
The carmaker isn’t yet saying, but potential recompense for drivers whose cars were subject to deceptive emissions tests range from minimal to generous.Read More---The attorneys at Sallah Astarita & Cox are experienced securities litigators. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes Rules to Extend Regulations ATS and SCI to Treasuries and Other Government Securities Markets
28 Sep 2020, 9:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards Almost $700,000 to Whistleblower
19 Jun 2020, 11:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards Almost $250,000 to Joint Whistleblowers
17 Sep 2020, 1:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Empty Promises and Broken Surfboards
27 Sep 2015, 2:46 am by Mark Astarita
The Haggler tries to track down Classic Moving Services, a company that has enraged many customers and seems to do business from a virtual office.Read More---The attorneys at Sallah Astarita & Cox are experienced securities litigators. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Amends Rules to Improve Disclosure and Encourage Issuers to Conduct Debt Offerings on a Registered Basis
2 Mar 2020, 12:55 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards $40 Million to Two Whistleblowers
15 Oct 2021, 8:30 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes to Update Accredited Investor Definition to Increase Access to Investments
18 Dec 2019, 9:31 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Commemorates Teacher Appreciation Week, Highlights Ongoing Commitment to Serving Teachers
5 May 2020, 10:57 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/