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25 Aug 2022, 7:51 am by John Jascob
However, the court declined to rule that Musk had waived objections by engaging in obfuscatory tactics and said it was “premature” to compel discovery of communications relating to government investigations (Twitter, Inc. v. [read post]
25 Aug 2008, 11:16 am
"The SEC previously expressed its support for such a conclusion in an amicus brief filed in similar litigation. [read post]
25 Sep 2015, 5:00 am by Randi Morrison
As Broc blogged last week, on the heels of the SEC’s recently released Interpretive Guidance clarifying its position that an individual doesn’t need to report possible violations of the securities laws to the SEC to be characterized as a “whistleblower” entitled to Dodd-Frank’s anti-retaliation protections (rather, such protections are also available to individuals who report internally first), the Second Circuit – in a… [read post]
15 Jul 2009, 12:09 am
 There are always a lot of people in line willing to sell their stock. [read post]
5 Jul 2007, 1:09 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKCivil PracticeWork-Product Doctrine Applies to Investigative Interview Documents Sought From SEC Securities and Exchange Commission v. [read post]
15 Feb 2009, 6:07 pm
Jim Costa was willing to spend $1.9 million to gain the seat in 2004. [read post]
29 Jun 2012, 4:52 am by Heidi Henson
Instead, the mandate, codified as Sec. 5000A of the Internal Revenue Code, was upheld as within Congress’s power under the Taxing Clause. [read post]
26 Feb 2023, 9:01 pm by renholding
Corporate secretaries, lawyers, and executives are actively engaged in the SEC’s shareholder proposal process. [read post]