Search for: "The Regulatory Review"
Results 181 - 200
of 30,372
Sort by Relevance
|
Sort by Date
2 Jul 2024, 2:14 pm
Investors can use the tool to verify whether a broker or brokerage firm is registered with FINRA, as well as to review their employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
2 Jul 2024, 2:02 pm
A company checking the EEOC boxes, according to the Harvard Business Review, results in only 1% of federal claims succeeding in courts. [read post]
2 Jul 2024, 11:51 am
In a quartet of decisions, the conservative majority handed victories to long-sought conservative and business efforts to rein in federal regulatory agencies. [read post]
2 Jul 2024, 8:46 am
Attorney General for Antitrust James Rill), former FTC General Counsel Alden Abbott, and administrative-law scholars Richard Pierce and Jonathan Barnett, along with a pro-regulatory essay by Marina Lao. [read post]
2 Jul 2024, 8:30 am
Supreme Court overturned the longstanding Chevron doctrine, which required courts to defer to expert regulatory agencies, like the FCC, when interpreting ambiguous statutes, unless the agency acted unreasonably. [read post]
2 Jul 2024, 6:10 am
The survey also indicates a growing reliance on generative AI for tasks such as document review, witness preparation, and motion drafting. [read post]
2 Jul 2024, 4:00 am
Bank Regulatory Counsel Resource Kit and In-House Banking and Financial Services Resource Kit provide links to practice notes, checklists, articles, and guidance on key issues, laws, and regulations applicable to financial institutions. [read post]
2 Jul 2024, 4:00 am
Review this practice note from Akerman LLP partners Elizabeth F. [read post]
2 Jul 2024, 4:00 am
Companies engaging in a Regulation D Rule 506 offering are required to file notice with the securities regulatory agency of each relevant state. [read post]
1 Jul 2024, 9:05 pm
Administrative lawyers and administrative agencies should focus on designing informal adjudication procedures that wisely balance these conflicting demands.The post ACUS Adopts Recommendations For Best Practices in Informal Adjudication first appeared on The Regulatory Review. [read post]
1 Jul 2024, 9:05 pm
Seven months later, the USDA proposal remains under review at the White House Office of Management and Budget. [read post]
1 Jul 2024, 9:02 pm
I’m no fan of the Court’s formulaic tiers of review. [read post]
1 Jul 2024, 9:01 pm
Attestations to the CFPB will become even more complicated for Covered Companies when another regulator, such as a state regulatory agency, issues examination findings to the Covered Company bearing on the company’s compliance with laws and regulations. [read post]
1 Jul 2024, 9:01 pm
As Justice Kavanaugh persuasively explained, this theory would give just about everybody standing to challenge just about every regulatory or deregulatory agency decision.The news coverage of the mifepristone case was predictably unfortunate. [read post]
1 Jul 2024, 4:36 pm
. __ (2024), ushering in a new era of judicial review of agency action. [read post]
1 Jul 2024, 1:40 pm
Conduct thorough document review: Scrutinize all relevant documents, contracts, agreements, financial records, regulatory filings, and corporate governance documents to unearth potential red flags. [read post]
1 Jul 2024, 1:37 pm
FINRA Warning To Monitor Regulatory Compliance When Using Gen AI Tools FINRA Regulatory Notice 24-09 published June 27, 2024, warns FINRA members to use care to ensure continued compliance with FINRA and other securities laws and rules when using Gen AI or other similar technologies in their businesses. [read post]
1 Jul 2024, 12:39 pm
EPA denied one petitioner’s application for an extension on the ground that it had not satisfied the regulatory preconditions. [read post]
1 Jul 2024, 11:12 am
Investors can use the tool to verify whether a broker or brokerage firm is registered with FINRA, as well as to review their employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
1 Jul 2024, 10:00 am
Going forward, a reviewing court will now use its own judgment to resolve any ambiguity. [read post]
