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22 Jun 2011, 1:21 am by Kevin LaCroix
  Khuzami on the SEC Whistleblower Rules: Robert Khuzami’s presentation essentially amounted to a defense of the approach the SEC took in the recently released Dodd-Frank whistleblower rules. [read post]
16 Aug 2012, 3:56 pm by James Hamilton
Instead, Congress chose to submit the general solicitation provision to the rulemaking process, which Congress undoubtedly expect to be conducted consistent with applicable law. [read post]
Thus, the court ruled:[41] A brief comment about Frank’s right to be compensated for the 200 plus files that his former clients have transferred to LMVS. [read post]
6 Sep 2017, 7:39 am by Pavitra Bacon
The bill would remove the $50 billion asset threshold from Dodd-Frank and instead add a measurement approach based on “systemic indicator scores. [read post]
26 Dec 2016, 5:30 am by SHG
The ACLU’s Macleod-Ball refutes Franks’ assessment. [read post]
22 Nov 2010, 4:17 am by Broc Romanek
Vote on Golden Parachutes This is a new proxy item required under the Dodd-Frank Act. [read post]
17 Feb 2020, 2:13 am by UKSC Blog
Test Claimants in the Franked Investment Income Group Litigation & Ors v Commissioners of Inland Revenue, heard 27 Jun 2019. [read post]
25 Apr 2019, 10:37 am by Rob Robinson
” “Our AI platform, NuGene can offer a quick and flexible way to obtain new insights and solutions from a variety of data points for almost any application through its API (application programming interface) capabilities,” continued Frank Velasquez. [read post]
15 Feb 2011, 8:32 am by Kara OBrien
The study reported on was mandated by Section 913 of Dodd-Frank directing the SEC to study the effectiveness of the current standards applicable to broker-dealers and investment advisers and then make recommendations to address “gaps” in investor protection between the two registered groups. [read post]
7 Feb 2012, 9:28 am by James Hamilton
The judge viewed the title as merely describe a specific application of a generally applicable statute.This post was contributed by my colleague Rodney Tonkovic [read post]
8 Dec 2022, 7:29 am by Scott A. Coleman
   (Applications pending on September 23, 2021 that are not approved before September 23, 2023 are deemed to have been denied.)The parent company of an ILC with a deposit insurance application approved after September 23, 2021 would be subject to the supervisory authority of its “primary financial regulatory agency” as defined in Section 2 of Dodd-Frank (12 U.S.C. [read post]
10 Feb 2021, 7:06 am by Lori J. Sommerfield
The letter notes that, consistent with the Dodd-Frank Act, the FTC continues to coordinate certain ECOA enforcement, rulemaking, and other activities with the CFPB pursuant to a memorandum of understanding with the Bureau. [read post]
18 Sep 2024, 4:47 am by Frank Cranmer
Cite this article as: Frank Cranmer, "Jehovah’s Witnesses, emergency surgery and blood products: Pindo Mulla" in Law & Religion UK, 18 September 2024, https://lawandreligionuk.com/2024/09/18/jehovahs-witnesses-emergency-surgery-and-blood-products-pindo-mulla/. [read post]
7 Jan 2010, 3:46 am by SHG
You need to be very concerned about the very limited information you would get from just a screening and application process," Donahue said. [read post]
27 Jun 2016, 10:18 am by petrocohen
  “Our hope is that this scholarship opportunity will help deserving young people pursue their educational dreams,” Frank Petro, Esq. said. [read post]
4 Dec 2024, 12:05 am by Frank Cranmer
Cite this article as: Frank Cranmer, "The Star of David on Church of England gravestones? [read post]
4 Apr 2024, 3:22 am by Frank Cranmer
The applicants, organisations representing Muslims in Belgium and Muslim and Jewish nationals, lodged an unsuccessful application with the Constitutional Court to have those decrees set aside. [read post]
27 Jun 2016, 10:18 am by petrocohen
  “Our hope is that this scholarship opportunity will help deserving young people pursue their educational dreams,” Frank Petro, Esq. said. [read post]
21 Aug 2018, 6:49 am by Adam D. Maarec
”  Section 1033 of the Dodd-Frank Act provides “consumers” a right to access certain account information electronically upon request. [read post]
5 Feb 2021, 6:49 am by Joel E. Tasca
  (We wonder whether the DFPI is considering a data collection rule like the one the CFPB is working on under § 1071 of Dodd-Frank.) [read post]