Search for: "In Re Capital Service" Results 2121 - 2140 of 5,288
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19 Mar 2024, 6:42 am by Bob Ambrogi
“So the whole thesis of our company is that modern technology can help take the manual paperwork burden out of this industry,” Finn said, “And we’re seeing it really blossom with CTA combined with filing and registered agent services. [read post]
3 Jun 2011, 4:48 am by Maxwell Kennerly
(AP) - State lawmakers in country music's capital have passed a groundbreaking measure that would make it a crime to use a friend's login — even with permission — to listen to songs or watch movies from services such as Netflix or Rhapsody. [read post]
29 Oct 2020, 7:36 am by Kristian Soltes
We performed a trial with Paydiant and rolled the service out to a few merchants in Charlotte, NC. [read post]
No. 5065 (Nov. 19. 2018) (alleging that the adviser inconsistently applied tiered “breakpoints” that reduced advisory fees as the total amount of client assets under management increased and failed to aggregate or “household” related account balances of the same client and clients within the same household for the purposes of achieving the advisory fee breakpoint discounts); In re Barclays Capital Inc., Advisers Act Rel. [read post]
16 Jan 2009, 2:59 pm
The economy is Supposedly in the tank (yes, the capitalization is intentional - more on that later). [read post]
11 Feb 2014, 7:14 am by Jared Correia
If you’re now struggling to meet your obligations, call the customer service number found on your bills, and ask about options for making lesser payments and/or about paying bills on different days of the month. [read post]
12 May 2017, 6:21 am
Gilley, Cornerstone Research, on Sunday, May 7, 2017 Tags: Broker-dealers, Disclosure, FCPA, Financial reporting, Insider trading, SEC enforcement, Securities enforcement, Securities regulation CHOICE Act 2.0: House Financial Services Committee Revises Regulatory Reform Bill Posted by John C. [read post]
10 May 2019, 6:17 am
Securities and Exchange Commission, on Wednesday, May 8, 2019 Tags: Broker-dealers, Capital formation, Cybersecurity, Human capital, Investor protection, Retail investors, SEC, Securities enforcement, Securities regulation, US Senate Cyber Lessons and #MeToo Risk Posted by Laurie Hays and Jamie Singer, Edelman, on Thursday, May 9, 2019 Tags: #MeToo, Board oversight, Boards of… [read post]
No. 5065 (Nov. 19. 2018) (alleging that the adviser inconsistently applied tiered “breakpoints” that reduced advisory fees as the total amount of client assets under management increased and failed to aggregate or “household” related account balances of the same client and clients within the same household for the purposes of achieving the advisory fee breakpoint discounts); In re Barclays Capital Inc., Advisers Act Rel. [read post]
4 Mar 2010, 9:21 am by Eric Schweibenz
With respect to the domestic industry requirement, Complainants assert that they meet such requirement through, for example, Apple’s significant investments in physical operations, employment of labor and capital, and exploitation of the Asserted Patents. [read post]
6 Jan 2011, 1:03 pm by Elie Mystal
There are lots of firms who are trying to capitalize on iPad-mania. [read post]
18 Mar 2008, 11:33 pm
Eliot Spitzer was caught using a prostitution service, the irony was that he was a tough-on-prostitution politician. [read post]
3 Feb 2022, 1:20 pm by Holly Brezee
Subsequently, Swift’s masters were sold to private equity firm Shamrock Capital. [read post]