Search for: "By Martin LLC of Martin LLC"
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28 Nov 2011, 3:00 am
Morgan Investment Management Inc., No. 227, due to the circumstance that both cases raise issues involving a preemption defense under the anti-fraud provisions of New York's Martin Act governing the sale of publicly offered securities. [read post]
19 Oct 2018, 6:46 am
Kennedy, President & Founder, AdvisorLaw, LLC and Aegis J. [read post]
27 Oct 2016, 9:59 pm
Argentum Pharmaceuticals LLC. v. [read post]
23 Apr 2018, 9:21 am
In the Matter of Martin Shkreli, Respondent (Order Making Findings and Imposing Remedial Sanctions, SEC, Invest. [read post]
8 Mar 2019, 8:54 am
SEC Charges Volkswagen, Former CEO With Defrauding Bond Investors During "Clean Diesel" Emissions Fraud (SEC Release)https://www.sec.gov/news/press-release/2019-34In a Complaint filed in the United States District Court for the Northern District of California, https://www.sec.gov/files/complaint-2019-03-14_0.pdf the SEC today charged Volkswagen AG, its subsidiaries Volkswagen Group of America Finance, LLC and VW Credit, Inc., and former Chief Executive Officer Martin… [read post]
27 Sep 2019, 3:33 am
Madden, and Regal Financial Group, LLC, Respondents/Appellants (Opinion, Superior Court of New Jersey/Appellate Division)[In]Securities Guest Blog: Singin' the Varsity Blues, Part 2: Whose I... [read post]
25 Aug 2017, 12:15 pm
Illinois Central School Bus, LLC, By Lorene D. [read post]
15 Aug 2012, 6:39 am
Spring Break ’83 Productions LLC. [read post]
21 Feb 2014, 1:27 pm
IJKG, LLC, No. 13-2565, slip op. (3rd Cir., Jan. 21, 2014). [read post]
28 Dec 2012, 9:23 am
Trent Martin learned of the impending merger from an attorney friend working on the deal, who confided in Martin for “moral support, reassurance, and advice,” according to the SEC complaint. [read post]
12 Jun 2018, 8:30 am
Martin. [read post]
2 Jan 2016, 7:58 am
The fund is run in part out of London by Martin Bercetche. [read post]
18 Apr 2012, 10:37 am
The Virginia Department of Transportation and Elizabeth River Crossings Opco LLC (“ERC”) reached financial close on a toll concession public-private partnership ("PPP") for the $2.1 billion Midtown Tunnel Project. [read post]
18 Jan 2016, 5:05 pm
These clients marched in today’s Martin Luther King parade in Alabama. [read post]
2 Jan 2013, 10:58 am
On November 20, 2012, the New York Attorney General, Eric Schneiderman, along with the Residential Mortgage-Backed Securities (RMBS) Working Group filed a Martin Act complaint against Credit Suisse Securities LLC. [read post]
18 Jan 2016, 5:05 pm
These clients marched in today’s Martin Luther King parade in Alabama. [read post]
18 Jan 2016, 5:05 pm
These clients marched in today’s Martin Luther King parade in Alabama. [read post]
18 Jan 2016, 5:05 pm
These clients marched in today’s Martin Luther King parade in Alabama. [read post]
5 May 2011, 11:23 am
Also acquitted of related criminal charges was Lancer manager Martin Garvey. [read post]
22 Oct 2009, 11:24 am
The case is: Innovention Toys LLC v. [read post]