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15 Oct 2021, 12:33 pm by Silver Law Group
He was previously employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691), also of Duluth, MN, Wells Fargo Investments, LLC (CRD#:10582) of Grand Rapids, MN, and Miller Johnson Steichen Kinnard, Inc. [read post]
8 Oct 2021, 6:00 am
Parker, Tracey-Lee Brown, and Gregory Johnson, PricewaterhouseCoopers LLP, on Sunday, October 3, 2021 Tags: Audit committee, Boards of Directors, Climate change, Environmental disclosure, ESG, Oversight, Securities regulation, Stakeholders, Sustainability Cybersecurity and Disclosures Posted by Paul Ferrillo (Seyfarth Shaw LLP), Bob Zukis (USC Marshall School of Business), and George Platsis (Booz Allen Hamilton),… [read post]
17 Sep 2021, 4:00 am by Jim Sedor
Hutchinson, then a practicing lawyer, was paid monthly retainers that nominally were for legal services. [read post]
13 Sep 2021, 5:55 am by Andrew Lavoott Bluestone
Kliment & Frances Halsband, Architects (McKinsey & Co., Inc.), 3 NY3d 538, 541-42, 788 NYS2d 648 [2004] [internal quotations and citation omitted]). [read post]
20 Aug 2021, 7:10 am by John Jascob
Although neither Peirce nor Berkovitz mentioned it, it was apropos for them to discuss the jurisdictional divide between the SEC and the CFTC in the days after it became known that Philip McBride Johnson, the former CFTC Chair and namesake of the Shad-Johnson jurisdictional accord between the two agencies, had passed. [read post]
16 Aug 2021, 6:32 am by Robert Kraft
” In the proposed settlement, US state attorneys general are expected to announce “McKesson Corp, Cardinal Health Inc and AmerisourceBergen Corp contributing a combined $21 billion, while Johnson & Johnson would pay $5 billion. [read post]
8 Aug 2021, 8:17 am by Eric Goldman
Nuclear Blast America * 512(f) Claim Fails in the 11th Circuit–Johnson v. [read post]