Search for: "Julie Hedges"
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17 Aug 2010, 10:49 am
Record, July 15, 2010, p. [read post]
14 Mar 2014, 3:25 pm
The SEC's complaint also alleges Dennis was informed by Teeple in July 2008 about Foundry's impending acquisition by another technology company. [read post]
7 Aug 2015, 9:39 am
Pant & Julie M. [read post]
18 Apr 2012, 9:17 am
As we know, the JOBS Act directs the SEC to write rules before July 4 of this year which will end the ban on general solicitation and advertising in Regulation D 506 offerings, so long as all ultimate investors are accredited. [read post]
28 Sep 2009, 7:41 am
Plaintiff alleges that, in July 2007, Mr. [read post]
22 Feb 2012, 10:35 am
It prohibits proprietary trading and limits bank investment in hedge funds and private equity for that reason. [read post]
11 May 2011, 10:57 am
Rajaratnam is scheduled to be sentenced on July 29, 2011. [read post]
11 May 2011, 10:57 am
Rajaratnam is scheduled to be sentenced on July 29, 2011. [read post]
27 Jul 2009, 5:04 pm
We will likely have more comments on this issue going forward and will publish hedge fund industry reaction. **** SEC Takes Steps to Curtail Abusive Short Sales and Increase Market Transparency FOR IMMEDIATE RELEASE 2009-172 Washington, D.C., July 27, 2009 â€â [read post]
30 Aug 2011, 2:52 am
§ 41-1080, effective as of July 20, 2011, certain investment adviser representatives (“IARs”) must provide documentation of lawful presence in the United States to the Arizona Securities Commission. [read post]
14 Jul 2011, 8:43 pm
Merrill Lynch Professional Clearing Corporation must pay hedge funds Rosen Capital Partners LP and Rosen Capital Institutional LP $63,665,202.00 in compensatory damages plus interest (9% from October 7, 2008). [read post]
5 Jul 2007, 8:06 am
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Hedge Fund Pursues IPO Despite Tax IssueThursday, July 5, 2007By John E. [read post]
6 Aug 2008, 2:12 pm
Ga., filed July 9, 2008). [read post]
27 Nov 2010, 1:33 am
On July 22, 2010, H.R. 4213, Unemployment Compensation Extension Act of 2010, Pub. [read post]
2 Jan 2016, 7:58 am
According to sources, the global long / short hedge fund, has faced a flood of investors heading for the exit doors causing the firm to issue IOUs and promises of partial redemptions. [read post]
28 Mar 2022, 8:08 am
” “In July 2012, a shell company registered in the British Virgin Islands wired $20 million to an investment vehicle in the Cayman Islands that was controlled by a large American hedge fund firm. [read post]
15 Jul 2013, 9:25 am
On July 10, 2013, the SEC published regulations implementing the JOBS Act’s mandates to ease the ban on general solicitations. [read post]
28 Jul 2010, 3:48 pm
In fact, Wall Street brokerage firms are being ordered to pay millions to investors who incurred significant losses on what they thought were low-risk investments, but were, in fact, leveraged municipal arbitrage hedge funds, according to a Wall Street Journal article by Randall Smith (“Crisis-Era Munis Haunt Wall Street,” July 27, 2010). [read post]
9 Jun 2011, 1:01 pm
If you’re a private fund manager you have been worried about the looming July 21 deadline for registration. [read post]
8 Apr 2011, 2:34 pm
The SEC stated that it intends to issue the final regulations before July 21, 2011. [read post]
