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17 Jan 2014, 12:04 pm
NWC Executive Director, Stephen Kohn, previously discussed this precedent in his New York Times Op-Ed, The Whistleblowers of 1777. [read post]
21 May 2022, 10:04 am
94 Days And Counting For FINRA's Independent Review Of Its Arbitration Selection Process  (BrokeAndBroker.com Blog)Stephen A. [read post]
13 Jun 2022, 7:01 am
Dramatic Development in FINRA Small Firm Board of Governors Petition Race / Candidate David Sukoff Suspends Campaign in Favor of Former Governor Stephen Kohn SEC Charges Firm and Five Brokers with Violations of Reg BI / Brokerage firm sold $13.3 million worth of high-risk bonds to retirees and other retail investors (SEC Release)SEC Charges "Millionaire Maker" Author with Selling Securities in Unregistered Oil and Gas Offerings (SEC Release)SEC Charges Louisiana Radio… [read post]
4 Jun 2022, 5:57 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6491/securities-industry-commentator/Stephen A. [read post]
7 Aug 2017, 10:32 am by Gabrielle Nagle
NWC Executive Director and whistleblower law expert Stephen Kohn taught participants about whistleblower rights in the U.S., and best practices they could potentially adopt in their home countries—many of which are rampant with government corruption and offer little, if any, protection for whistleblowers. [read post]
13 Jun 2013, 1:43 pm
  Stephen Kohn, who co-authored the letter and is also Executive Director of the National Whistleblowers Center, stated, “General Clapper and other executives at the Office of the Director of National Intelligence and the National Security Agency are not above the law. [read post]
15 Jan 2013, 9:26 am by Mary Jane Wilmoth
Zerbe gained significant recognition in 2012 when he and co-counsel Stephen M. [read post]