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2 May 2023, 8:53 am
You May Be Able To File a Broker Negligence Claim If You Ended Up Suffering Significant Investor Losses Even if your broker never intended for you to lose money, if that is what happened because they gave you poor investment advice, then you may be able to sue your financial adviser and their brokerage firm for damages. [read post]
28 Jan 2015, 3:00 pm
Previously I have ranted about how these mega firms may not do well. [read post]
28 Sep 2007, 1:45 pm
This may be the YouTube generation, but that doesn't mean that YouTube quality will impress Web savy law students. [read post]
29 Feb 2012, 6:50 am
There may also be documents you need to file and fees you need to pay in order to create a fictitious name. [read post]
7 Mar 2023, 5:38 am
Law firms may benefit from enhanced efficiency and production as a result. [read post]
22 Oct 2013, 10:47 am
Firms that do not keep up with their peers may be even more at risk. [read post]
12 Apr 2010, 9:24 am
A directory’s performance in one location for a particular practice area, may be completely different for a different location and practice area combination. [read post]
10 Jul 2020, 7:20 am
Forward-thinking law firms need to ensure that their infrastructure, workforce, and client-base is flexible and resilient, not just to ride out this storm, but to be ready for whatever the future may hold. [read post]
1 Aug 2014, 9:56 am
The WSJ points out the untidy fact that although corporate inversions may have the effect of permitting firms to elect to move to lower tax jurisdictions, they do so through taxable transactions for stockholders of the US firm seeking to... [read post]
18 Feb 2014, 6:37 am
A firm may […]The post Neudesic Pulse: Like a Law Firm’s Private LinkedIn appeared first on Robert Ambrogi's LawSites. [read post]
8 Jul 2009, 12:54 am
” The dreamers may not be the leaders in the firm but the leaders must allow and facilitate the business so that the creative, innovative and dreamers are excited and turned on about life so that creativity thrives within the business. [read post]
8 Jul 2009, 12:54 am
” The dreamers may not be the leaders in the firm but the leaders must allow and facilitate the business so that the creative, innovative and dreamers are excited and turned on about life so that creativity thrives within the business. [read post]
8 Jul 2009, 12:54 am
” The dreamers may not be the leaders in the firm but the leaders must allow and facilitate the business so that the creative, innovative and dreamers are excited and turned on about life so that creativity thrives within the business. [read post]
26 Feb 2010, 5:11 pm
Many folks don’t realize that if a company that is public or going public uses a foreign auditing firm, even if that firm is registered with the US Public Company Accounting Oversight Board (”PCAOB”), if that firm has never filed anything with the SEC, the Commission staff first will require the firm to demonstrate its expertise, competency and knowledge of US accounting principles. [read post]
16 Mar 2023, 7:57 am
This data may not always be correct or up-to-date, though. [read post]
2 Dec 2013, 11:00 am
According to the court, the dispute arose after plaintiff lost money on investments it made through the broker-dealer based on the advice of a defendant and his firm, a former FINRA member firm. [read post]
4 Sep 2018, 3:00 am
ABSTRACT: The maverick firm concept recognizes the fact that certain firms may be inherently different from their rivals. [read post]
20 May 2022, 1:27 am
This new briefing note, first published on Thomson Reuters Regulatory Intelligence on 3rd May 2022, looks at some of the hot topics for financial services firms in sanctions compliance, and highlights some of the broader issues that firms may need to consider. [read post]
9 Mar 2023, 1:53 pm
In this episode, Lindsay talks to Pal about how to manage your firm and your clients through a major firm transition, what the future of the legal industry may look like, and the secret superpower of being a tax lawyer. [read post]
15 Dec 2010, 11:36 am
In many cases, brokers and advisers may not even be aware of their contractual obligations regarding transitioning between firms because they don’t have a copy of the employment contract that they signed. [read post]
