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1 Oct 2015, 4:10 am
Programs in German, theater, and Latin (among others) to be cut, faculty in other programs are offered buy-outs. [read post]
28 Dec 2010, 7:20 am
FINANCIAL TIMES: Non-US banks gain from Fed crisis fund: Half of emergency credit facility cash went to foreign institutions. [read post]
20 Jul 2018, 12:48 pm
When brokers engage in excessive trading, sometimes referred to as churning, the broker will typical trade in and out of securities, sometimes even the same stock, many times over a short period of time. [read post]
11 Feb 2009, 8:10 am
As we’ve all heard a gazillion times, the markets yearn for certainty, which the administration cluelessly dangled but didn’t deliver. [read post]
31 Jul 2024, 2:00 am
ATTORNEY NEWSLETTER Prison Sentence And Restitution Ordered Forged And Altered Checks And Unauthorized Credit Card Charges Victim Forced To Sell Home While most financial elder abuse starts out relatively small, the amounts stolen grow over time as the predator gets away with his or her theft. [read post]
11 Jun 2020, 9:23 am
The reasons for any change in either party’s financial circumstances since the date of the order from which modification is sought, including, but not limited to, assessment of the extent to which either party’s financial circumstances at the time of the application are attributable to enhanced earnings or financial benefits received from any source since the date of the order; 9. [read post]
13 Jul 2014, 1:41 am
Geithner is adamant that the financial crisis was not the time to worry about “Old Testament style” punitive measures for those who caused and/or benefitted from the situation leading to the financial meltdown. [read post]
25 Jan 2019, 9:48 am
The former Merrill Lynch broker, Eva Weinberg, and her lover Michael Stern were sentenced to time in prison for the fraud. [read post]
30 Sep 2024, 11:00 am
Move Forward Once You Have a Plan in Place Finally, once you have a plan in place, it is time to move forward. [read post]
18 Apr 2019, 7:38 am
At the same time, state attorneys general and regulators are increasing their regulatory and enforcement activity to fill any void created at the federal level. [read post]
10 May 2021, 2:56 am
It notes that assurance over non-financial reporting is slowly increasing (see the internal controls resources in our “ESG” Practice Area). [read post]
29 Jul 2011, 4:00 am
Now is the time time to go on the offensive in a legal and financial sense. [read post]
9 Nov 2015, 9:45 am
Chamber of Commerce has also been highly critical of the Times’ articles.) [read post]
4 Apr 2014, 4:53 pm
The G20 leaders established principles for financial regulatory reform and agreed on a series of financial reforms, which they have revised or expanded at subsequent summits. [read post]
12 Nov 2011, 5:02 am
Nelson, Suffolk University School of Law 9:15- 10:45 Panel 1: International Financial Regulation in a Time of Crisis: The Big Picture Moderator: Professor Kathleen Engel, Suffolk Law School Pierre Verdier, University of Virginia School of Law, “Why Regulate International Finance” David Zaring, The Wharton School, University of Pennsylvania, “Domestic and International Reform” Juscelino F. [read post]
13 Jan 2020, 11:28 am
His proposals include the following key elements: Enacting legislation that would: (1) make state law consistent with federal law by giving state regulators authority to bring enforcement actions for unfair, deceptive, or abusive acts or practices related to consumer financial products or services, (2) make all consumer products and services that are subject to CFPB enforcement authority also subject to state oversight by eliminating current exemptions, (3) increase maximum penalties… [read post]
15 Jul 2015, 11:07 am
On July 6, 2015, the Financial Industry Regulatory Authority (“FINRA”) announced that Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC (collectively, “Wells Fargo”), Raymond James & Associates, Inc., Raymond James Financial Services, Inc. [read post]
19 Jan 2008, 4:30 pm
They consist of schedules of assets and debts, a statement of financial affairs and several other [...] [read post]
29 Jul 2010, 4:50 pm
Crittenden has reason to regret being Citigroup's chief financial officer in 2007. [read post]
10 Jan 2012, 10:00 am
With so much uncertainty surrounding the future of the estate tax, many financial advisors are now encouraging clients to avoid the tax all together by making wealth transfers to younger generations now. [read post]
